13F-HR 1 d485864d13fhr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2012 Check here if Amendment [_]; Amendment Number: ________ This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Breeden Capital Management LLC Address: 100 Northfield Street Greenwich, CT 06830 Form 13F File Number: 28-12318 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Richard C. Breeden Title: Chairman Phone: (203) 618-0065 Signature, Place, and Date of Signing: /s/ Richard C. Breeden Greenwich, CT February 14, 2013 ------------------------ ------------------------ ---------------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 8 Form 13F Information Table Value Total: $173,759 (thousands) List of Other Included Managers: NONE Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] FORM 13F INFORMATION TABLE BREEDEN CAPITAL MANAGEMENT LLC FOR CALENDAR YEAR ENDED DECEMBER 31, 2012
Voting Authority Title of Value Shrs or prn SH/ Put/ Investment Other --------------------- Name of Issuer Class CUSIP (x $1000) amt PRN Call Discretion Managers Sole Shared None -------------- -------- --------- --------- ----------- --- ---- ---------- -------- --------- ------ ---- ASHLAND INC NEW COM 044209104 29,870 371,475 SH SOLE 371,475 EASTMAN CHEM CO COM 277432100 4,724 69,425 SH SOLE 69,425 FLOWSERVE CORP COM 34354P105 21,212 144,497 SH SOLE 144,497 HELMERICH & PAYNE INC COM 423452101 19,371 345,851 SH SOLE 345,851 SANDRIDGE ENERGY INC COM 80007P307 3,846 605,600 SH SOLE 605,600 STANLEY BLACK & DECKER INC COM 854502101 15,495 209,476 SH SOLE 209,476 STERIS CORP COM 859152100 58,857 1,694,713 SH SOLE 1,694,713 ZALE CORP NEW COM 988858106 20,383 4,959,354 SH SOLE 4,939,354