0001376139-22-000084.txt : 20221216 0001376139-22-000084.hdr.sgml : 20221216 20221216161939 ACCESSION NUMBER: 0001376139-22-000084 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221214 FILED AS OF DATE: 20221216 DATE AS OF CHANGE: 20221216 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Neumann Dane J. CENTRAL INDEX KEY: 0001878830 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33492 FILM NUMBER: 221468210 MAIL ADDRESS: STREET 1: 2277 PLAZA DRIVE STREET 2: SUITE 500 CITY: SUGAR LAND STATE: TX ZIP: 77479 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CVR ENERGY INC CENTRAL INDEX KEY: 0001376139 STANDARD INDUSTRIAL CLASSIFICATION: PETROLEUM REFINING [2911] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2277 PLAZA DRIVE STREET 2: SUITE 500 CITY: SUGAR LAND STATE: TX ZIP: 77479 BUSINESS PHONE: (281) 207-7711 MAIL ADDRESS: STREET 1: 2277 PLAZA DRIVE STREET 2: SUITE 500 CITY: SUGAR LAND STATE: TX ZIP: 77479 4 1 wf-form4_167122556441551.xml FORM 4 X0306 4 2022-12-14 0 0001376139 CVR ENERGY INC CVI 0001878830 Neumann Dane J. C/O CVR ENERGY, INC. 2277 PLAZA DRIVE, SUITE 500 SUGAR LAND TX 77479 0 1 0 0 EVP & Chief Financial Officer Common Stock 2022-12-14 4 M 0 953 0 A 953 D Common Stock 2022-12-14 4 D 0 953 32.42 D 0 D Common Stock 2022-12-14 4 M 0 4502 0 A 4502 D Common Stock 2022-12-14 4 D 0 4502 32.42 D 0 D Common Stock 2022-12-14 4 M 0 7737 0 A 7737 D Common Stock 2022-12-14 4 D 0 7737 32.42 D 0 D Incentive Units 2022-12-14 4 M 0 953 0 D Common Stock 953.0 0 D Incentive Units 2022-12-14 4 M 0 4502 0 D Common Stock 4502.0 4502 D Incentive Units 2022-12-14 4 M 0 7737 0 D Common Stock 7737.0 15473 D Incentive Units 2022-12-14 4 A 0 15232 0 A Common Stock 15232.0 15232 D The Incentive Units were awarded to the reporting person by CVR Energy, Inc. on December 13, 2019. These Incentive Units vest ratably in three annual installments beginning in December of each year following the grant date, subject to the terms and conditions of the award agreement. Each Incentive Unit reported herein represents the right to receive upon vesting, a cash payment equal to the average closing price of a share of CVR Energy, Inc. common stock for the 10 trading days preceding the vest date. This price represents the average closing price of a share of CVR Energy, Inc. common stock for the 10 trading days preceding the vest date. The Incentive Units were awarded to the reporting person by CVR Energy, Inc. on December 9, 2020. These Incentive Units vest ratably in three annual installments beginning in December of each year following the grant date, subject to the terms and conditions of the award agreement. The Incentive Units were awarded to the reporting person by CVR Energy, Inc. as compensation for services as an officer on December 8, 2021. These Incentive Units vest ratably in annual installments in December of each of the three years following the grant date, subject to the terms and conditions of the award agreement. The Incentive Units expire immediately upon vest. The Incentive Units were awarded to the reporting person by CVR Energy, Inc. as compensation for services as an officer on December 14, 2022. These Incentive Units vest ratably in annual installments in December of each of the three years following the grant date, subject to the terms and conditions of the award agreement. /s/ Dane J. Neumann 2022-12-16