0001209191-21-062143.txt : 20211029 0001209191-21-062143.hdr.sgml : 20211029 20211029193733 ACCESSION NUMBER: 0001209191-21-062143 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211027 FILED AS OF DATE: 20211029 DATE AS OF CHANGE: 20211029 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chadwick Jonathan CENTRAL INDEX KEY: 0001375800 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38675 FILM NUMBER: 211364868 MAIL ADDRESS: STREET 1: 3401 HILLVIEW AVENUE CITY: PALO ALTO STATE: CA ZIP: 94304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Elastic N.V. CENTRAL INDEX KEY: 0001707753 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 000000000 STATE OF INCORPORATION: P7 FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: KEIZERSGRACHT 281 CITY: AMSTERDAM STATE: P7 ZIP: 1016 ED BUSINESS PHONE: (650) 458-2620 MAIL ADDRESS: STREET 1: 800 WEST EL CAMINO REAL SUITE 350 CITY: MOUNTAIN VIEW STATE: CA ZIP: 94040 FORMER COMPANY: FORMER CONFORMED NAME: Elastic B.V. DATE OF NAME CHANGE: 20180612 FORMER COMPANY: FORMER CONFORMED NAME: Elasticsearch Global BV DATE OF NAME CHANGE: 20170605 FORMER COMPANY: FORMER CONFORMED NAME: ELasticsearch Global BV DATE OF NAME CHANGE: 20170526 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-10-27 0 0001707753 Elastic N.V. ESTC 0001375800 Chadwick Jonathan C/O ELASTIC N.V. 800 WEST EL CAMINO REAL, SUITE 350 MOUNTAIN VIEW CA 94040 1 0 0 0 Ordinary Shares 2021-10-27 4 M 0 6250 19.87 A 11352 D Ordinary Shares 2021-10-27 4 S 0 500 166.922 D 10852 D Ordinary Shares 2021-10-27 4 S 0 1051 168.0619 D 9801 D Ordinary Shares 2021-10-27 4 S 0 2911 168.8585 D 6890 D Ordinary Shares 2021-10-27 4 S 0 800 169.835 D 6090 D Ordinary Shares 2021-10-27 4 S 0 588 171.5641 D 5502 D Ordinary Shares 2021-10-27 4 S 0 300 173.1733 D 5202 D Ordinary Shares 2021-10-27 4 S 0 100 174.14 D 5102 D Stock Option (right to buy) 19.87 2021-10-27 4 M 0 6250 0.00 D 2028-08-16 Ordinary Shares 6250 150000 D The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 23, 2020. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $166.42 to $167.39, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (7) to this Form 4. The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $167.45 to $168.42, inclusive. The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $168.46 to $169.23, inclusive. The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $169.58 to $170.11, inclusive. The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $170.95 to $171.91, inclusive. The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $172.98 to $173.49, inclusive. The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the ordinary shares subject to the option vested on August 14, 2019 and 1/48th of the ordinary shares vest monthly thereafter. /s/ W.H. Baird Garrett, by power of attorney 2021-10-29