0001209191-20-010704.txt : 20200219
0001209191-20-010704.hdr.sgml : 20200219
20200219172652
ACCESSION NUMBER: 0001209191-20-010704
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200214
FILED AS OF DATE: 20200219
DATE AS OF CHANGE: 20200219
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Roberts Rama
CENTRAL INDEX KEY: 0001765931
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35982
FILM NUMBER: 20631314
MAIL ADDRESS:
STREET 1: C/O TELARIA, INC.
STREET 2: 222 BROADWAY, 16TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10038
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Telaria, Inc.
CENTRAL INDEX KEY: 0001375796
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ADVERTISING AGENCIES [7311]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1501 BROADWAY, SUITE 801
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: (646) 723-5300
MAIL ADDRESS:
STREET 1: 1501 BROADWAY, SUITE 801
CITY: NEW YORK
STATE: NY
ZIP: 10036
FORMER COMPANY:
FORMER CONFORMED NAME: TREMOR VIDEO INC.
DATE OF NAME CHANGE: 20110919
FORMER COMPANY:
FORMER CONFORMED NAME: TREMOR MEDIA INC
DATE OF NAME CHANGE: 20060918
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-02-14
0
0001375796
Telaria, Inc.
TLRA
0001765931
Roberts Rama
C/O TELARIA, INC.
222 BROADWAY, 16TH FLOOR
NEW YORK
NY
10038
0
1
0
0
Chief Technology Officer
Common Stock
2020-02-14
4
M
0
29642
0.00
A
39455
D
Common Stock
2020-02-14
4
F
0
10252
11.81
D
29203
D
Restricted Stock Unit
0.00
2020-02-14
4
M
0
5000
0.00
D
Common Stock
5000
5000
D
Restricted Stock Unit
0.00
2020-02-14
4
M
0
24642
0.00
D
Common Stock
24642
73924
D
Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.
The transaction reported represents the non-discretionary withholding of shares to satisfy the reporting person's tax withholding obligations in connection with the vesting and settlement of restricted stock units.
Grant to the reporting person of a restricted stock unit under the 2013 Plan. 25% of the total restricted stock unit grant vested on each of February 14, 2018, February 14, 2019 and February 14, 2020. The remaining shares underlying the restricted stock unit grant will vest on February 14, 2021, subject to continued service to the Issuer through each vesting date. This restricted stock unit grant is subject to accelerated vesting in the event that the recipient is subject to a qualified termination within a specified period of time prior to or following the closing of a change in control transaction.
Grant to the reporting person of a restricted stock unit under the 2013 Plan. 25% of the total restricted stock unit grant vested on February 14, 2020. The remaining shares underlying the restricted stock unit grant will vest in three equal installments on each of February 14, 2021, February 14, 2022 and February 14, 2023, subject to continued service to the Issuer through each vesting date. This restricted stock unit grant is subject to accelerated vesting in the event that the recipient is subject to a qualified termination within a specified period of time prior to or following the closing of a change in control transaction.
/s/ Aaron Saltz, Attorney-in-Fact
2020-02-19