0001209191-20-010704.txt : 20200219 0001209191-20-010704.hdr.sgml : 20200219 20200219172652 ACCESSION NUMBER: 0001209191-20-010704 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200214 FILED AS OF DATE: 20200219 DATE AS OF CHANGE: 20200219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Roberts Rama CENTRAL INDEX KEY: 0001765931 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35982 FILM NUMBER: 20631314 MAIL ADDRESS: STREET 1: C/O TELARIA, INC. STREET 2: 222 BROADWAY, 16TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10038 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Telaria, Inc. CENTRAL INDEX KEY: 0001375796 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ADVERTISING AGENCIES [7311] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1501 BROADWAY, SUITE 801 CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: (646) 723-5300 MAIL ADDRESS: STREET 1: 1501 BROADWAY, SUITE 801 CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: TREMOR VIDEO INC. DATE OF NAME CHANGE: 20110919 FORMER COMPANY: FORMER CONFORMED NAME: TREMOR MEDIA INC DATE OF NAME CHANGE: 20060918 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-02-14 0 0001375796 Telaria, Inc. TLRA 0001765931 Roberts Rama C/O TELARIA, INC. 222 BROADWAY, 16TH FLOOR NEW YORK NY 10038 0 1 0 0 Chief Technology Officer Common Stock 2020-02-14 4 M 0 29642 0.00 A 39455 D Common Stock 2020-02-14 4 F 0 10252 11.81 D 29203 D Restricted Stock Unit 0.00 2020-02-14 4 M 0 5000 0.00 D Common Stock 5000 5000 D Restricted Stock Unit 0.00 2020-02-14 4 M 0 24642 0.00 D Common Stock 24642 73924 D Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The transaction reported represents the non-discretionary withholding of shares to satisfy the reporting person's tax withholding obligations in connection with the vesting and settlement of restricted stock units. Grant to the reporting person of a restricted stock unit under the 2013 Plan. 25% of the total restricted stock unit grant vested on each of February 14, 2018, February 14, 2019 and February 14, 2020. The remaining shares underlying the restricted stock unit grant will vest on February 14, 2021, subject to continued service to the Issuer through each vesting date. This restricted stock unit grant is subject to accelerated vesting in the event that the recipient is subject to a qualified termination within a specified period of time prior to or following the closing of a change in control transaction. Grant to the reporting person of a restricted stock unit under the 2013 Plan. 25% of the total restricted stock unit grant vested on February 14, 2020. The remaining shares underlying the restricted stock unit grant will vest in three equal installments on each of February 14, 2021, February 14, 2022 and February 14, 2023, subject to continued service to the Issuer through each vesting date. This restricted stock unit grant is subject to accelerated vesting in the event that the recipient is subject to a qualified termination within a specified period of time prior to or following the closing of a change in control transaction. /s/ Aaron Saltz, Attorney-in-Fact 2020-02-19