The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
180 DEGREE CAP CORP | COM NEW | 68235B208 | 303 | 40,934 | SH | SOLE | NONE | 0 | 0 | 40,934 | |
3M CO | COM | 88579Y101 | 298 | 1,548 | SH | SOLE | NONE | 0 | 0 | 1,548 | |
ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 | 561 | 2,032 | SH | SOLE | NONE | 0 | 0 | 2,032 | |
ALPHABET INC | CAP STK CL C | 02079K107 | 608 | 294 | SH | SOLE | NONE | 0 | 0 | 294 | |
ALPHABET INC | CAP STK CL A | 02079K305 | 254 | 123 | SH | SOLE | NONE | 0 | 0 | 123 | |
ALTRIA GROUP INC | COM | 02209S103 | 269 | 5,256 | SH | SOLE | NONE | 0 | 0 | 5,256 | |
AMAZON COM INC | COM | 023135106 | 2,754 | 890 | SH | SOLE | NONE | 0 | 0 | 890 | |
APPLE INC | COM | 037833100 | 15,463 | 126,591 | SH | SOLE | NONE | 0 | 0 | 126,591 | |
AT&T INC | COM | 00206R102 | 352 | 11,637 | SH | SOLE | NONE | 0 | 0 | 11,637 | |
BARCLAYS BANK PLC | DJUBS CMDT ETN36 | 06738C778 | 1,426 | 60,257 | SH | SOLE | NONE | 0 | 0 | 60,257 | |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 7,633 | 29,880 | SH | SOLE | NONE | 0 | 0 | 29,880 | |
BK OF AMERICA CORP | COM | 060505104 | 298 | 7,710 | SH | SOLE | NONE | 0 | 0 | 7,710 | |
BOEING CO | COM | 097023105 | 384 | 1,509 | SH | SOLE | NONE | 0 | 0 | 1,509 | |
CAESARS ENTERTAINMENT INC NE | COM | 12769G100 | 525 | 6,000 | SH | SOLE | NONE | 0 | 0 | 6,000 | |
CISCO SYS INC | COM | 17275R102 | 257 | 4,964 | SH | SOLE | NONE | 0 | 0 | 4,964 | |
CONSOLIDATED EDISON INC | COM | 209115104 | 482 | 6,441 | SH | SOLE | NONE | 0 | 0 | 6,441 | |
CONSTELLATION BRANDS INC | CL A | 21036P108 | 223 | 978 | SH | SOLE | NONE | 0 | 0 | 978 | |
DANAHER CORPORATION | COM | 235851102 | 297 | 1,320 | SH | SOLE | NONE | 0 | 0 | 1,320 | |
DIREXION SHS ETF TR | DAILY JR GLD MIN | 25460G831 | 391 | 5,000 | SH | SOLE | NONE | 0 | 0 | 5,000 | |
DISNEY WALT CO | COM | 254687106 | 547 | 2,963 | SH | SOLE | NONE | 0 | 0 | 2,963 | |
DUKE REALTY CORP | COM NEW | 264411505 | 302 | 7,200 | SH | SOLE | NONE | 0 | 0 | 7,200 | |
ETF MANAGERS TR | PRIME CYBR SCRTY | 26924G201 | 2,069 | 37,691 | SH | SOLE | NONE | 0 | 0 | 37,691 | |
ETFS TR | BBRG ALL COMD K1 | 003261104 | 1,337 | 57,442 | SH | SOLE | NONE | 0 | 0 | 57,442 | |
EXCHANGE TRADED CONCEPTS TR | ROBO GLB ETF | 301505707 | 538 | 8,465 | SH | SOLE | NONE | 0 | 0 | 8,465 | |
FLEXSHARES TR | MORNSTAR UPSTR | 33939L407 | 568 | 15,698 | SH | SOLE | NONE | 0 | 0 | 15,698 | |
GENERAL ELECTRIC CO | COM | 369604103 | 154 | 11,740 | SH | SOLE | NONE | 0 | 0 | 11,740 | |
GLOBAL X FDS | US INFR DEV ETF | 37954Y673 | 8,725 | 348,182 | SH | SOLE | NONE | 0 | 0 | 348,182 | |
GRAHAM HLDGS CO | COM CL B | 384637104 | 588 | 1,046 | SH | SOLE | NONE | 0 | 0 | 1,046 | |
HOME DEPOT INC | COM | 437076102 | 435 | 1,424 | SH | SOLE | NONE | 0 | 0 | 1,424 | |
HUBSPOT INC | COM | 443573100 | 455 | 1,002 | SH | SOLE | NONE | 0 | 0 | 1,002 | |
INFINITY PHARMACEUTICALS INC | COM | 45665G303 | 32 | 10,000 | SH | SOLE | NONE | 0 | 0 | 10,000 | |
INNOVATOR ETFS TR | S&P 500 PWR BUFR | 45782C383 | 330 | 11,170 | SH | SOLE | NONE | 0 | 0 | 11,170 | |
INNOVATOR ETFS TR | S&P 500 BUFFER | 45782C409 | 204 | 5,970 | SH | SOLE | NONE | 0 | 0 | 5,970 | |
INNOVATOR ETFS TR | S&P 500 POWER | 45782C508 | 517 | 16,377 | SH | SOLE | NONE | 0 | 0 | 16,377 | |
INNOVATOR ETFS TR | S&P 500 PWR | 45782C656 | 481 | 16,724 | SH | SOLE | NONE | 0 | 0 | 16,724 | |
INNOVATOR ETFS TR | S&P 500 PWRETF | 45782C797 | 1,610 | 56,486 | SH | SOLE | NONE | 0 | 0 | 56,486 | |
INTEL CORP | COM | 458140100 | 973 | 15,205 | SH | SOLE | NONE | 0 | 0 | 15,205 | |
INVESCO ACTIVLY MANGD ETC FD | OPTIMUM YIELD | 46090F100 | 308 | 17,857 | SH | SOLE | NONE | 0 | 0 | 17,857 | |
INVESCO DB MULTI-SECTOR COMM | BASE METALS FD | 46140H700 | 304 | 16,303 | SH | SOLE | NONE | 0 | 0 | 16,303 | |
INVESCO EXCH TRADED FD TR II | PFD ETF | 46138E511 | 294 | 19,625 | SH | SOLE | NONE | 0 | 0 | 19,625 | |
INVESCO EXCH TRADED FD TR II | SR LN ETF | 46138G508 | 1,604 | 72,497 | SH | SOLE | NONE | 0 | 0 | 72,497 | |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 4,466 | 13,994 | SH | SOLE | NONE | 0 | 0 | 13,994 | |
ISHARES INC | CORE MSCI EMKT | 46434G103 | 4,358 | 67,719 | SH | SOLE | NONE | 0 | 0 | 67,719 | |
ISHARES INC | ESG AWR MSCI EM | 46434G863 | 11,770 | 271,763 | SH | SOLE | NONE | 0 | 0 | 271,763 | |
ISHARES TR | TIPS BD ETF | 464287176 | 2,714 | 21,623 | SH | SOLE | NONE | 0 | 0 | 21,623 | |
ISHARES TR | TRANS AVG ETF | 464287192 | 3,887 | 15,086 | SH | SOLE | NONE | 0 | 0 | 15,086 | |
ISHARES TR | CORE S&P500 ETF | 464287200 | 50,811 | 127,724 | SH | SOLE | NONE | 0 | 0 | 127,724 | |
ISHARES TR | CORE US AGGBD ET | 464287226 | 1,000 | 8,787 | SH | SOLE | NONE | 0 | 0 | 8,787 | |
ISHARES TR | MSCI EAFE ETF | 464287465 | 1,147 | 15,122 | SH | SOLE | NONE | 0 | 0 | 15,122 | |
ISHARES TR | RUS MID CAP ETF | 464287499 | 34,555 | 467,399 | SH | SOLE | NONE | 0 | 0 | 467,399 | |
ISHARES TR | RUS 1000 VAL ETF | 464287598 | 21,404 | 141,232 | SH | SOLE | NONE | 0 | 0 | 141,232 | |
ISHARES TR | RUS 1000 GRW ETF | 464287614 | 687 | 2,828 | SH | SOLE | NONE | 0 | 0 | 2,828 | |
ISHARES TR | RUS 1000 ETF | 464287622 | 8,379 | 37,436 | SH | SOLE | NONE | 0 | 0 | 37,436 | |
ISHARES TR | RUS 2000 GRW ETF | 464287648 | 3,804 | 12,650 | SH | SOLE | NONE | 0 | 0 | 12,650 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 53,871 | 243,829 | SH | SOLE | NONE | 0 | 0 | 243,829 | |
ISHARES TR | CORE S&P US VLU | 464287663 | 612 | 8,883 | SH | SOLE | NONE | 0 | 0 | 8,883 | |
ISHARES TR | RUSSELL 3000 ETF | 464287689 | 2,722 | 11,472 | SH | SOLE | NONE | 0 | 0 | 11,472 | |
ISHARES TR | CORE S&P SCP ETF | 464287804 | 4,479 | 41,273 | SH | SOLE | NONE | 0 | 0 | 41,273 | |
ISHARES TR | MSCI AC ASIA ETF | 464288182 | 1,877 | 20,262 | SH | SOLE | NONE | 0 | 0 | 20,262 | |
ISHARES TR | MSCI ACWI EX US | 464288240 | 395 | 7,159 | SH | SOLE | NONE | 0 | 0 | 7,159 | |
ISHARES TR | MSCI ACWI ETF | 464288257 | 256 | 2,686 | SH | SOLE | NONE | 0 | 0 | 2,686 | |
ISHARES TR | NATIONAL MUN ETF | 464288414 | 213 | 1,836 | SH | SOLE | NONE | 0 | 0 | 1,836 | |
ISHARES TR | INTL SEL DIV ETF | 464288448 | 648 | 20,574 | SH | SOLE | NONE | 0 | 0 | 20,574 | |
ISHARES TR | MBS ETF | 464288588 | 707 | 6,522 | SH | SOLE | NONE | 0 | 0 | 6,522 | |
ISHARES TR | CORE HIGH DV ETF | 46429B663 | 225 | 2,371 | SH | SOLE | NONE | 0 | 0 | 2,371 | |
ISHARES TR | CORE MSCI TOTAL | 46432F834 | 1,596 | 22,703 | SH | SOLE | NONE | 0 | 0 | 22,703 | |
ISHARES TR | BROAD USD HIGH | 46435U853 | 247 | 6,000 | SH | SOLE | NONE | 0 | 0 | 6,000 | |
JOHNSON & JOHNSON | COM | 478160104 | 843 | 5,127 | SH | SOLE | NONE | 0 | 0 | 5,127 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 982 | 6,454 | SH | SOLE | NONE | 0 | 0 | 6,454 | |
MAGNITE INC | COM | 55955D100 | 3,745 | 90,000 | SH | SOLE | NONE | 0 | 0 | 90,000 | |
MICROSOFT CORP | COM | 594918104 | 1,593 | 6,755 | SH | SOLE | NONE | 0 | 0 | 6,755 | |
MORGAN STANLEY | COM NEW | 617446448 | 241 | 3,100 | SH | SOLE | NONE | 0 | 0 | 3,100 | |
NEW MTN FIN CORP | COM | 647551100 | 32,226 | 2,598,847 | SH | SOLE | NONE | 0 | 0 | 2,598,847 | |
NIKE INC | CL B | 654106103 | 346 | 2,601 | SH | SOLE | NONE | 0 | 0 | 2,601 | |
NIO INC | SPON ADS | 62914V106 | 265 | 6,796 | SH | SOLE | NONE | 0 | 0 | 6,796 | |
OWL ROCK CAPITAL CORPORATION | COM | 69121K104 | 1,047 | 76,045 | SH | SOLE | NONE | 0 | 0 | 76,045 | |
PFIZER INC | COM | 717081103 | 236 | 6,506 | SH | SOLE | NONE | 0 | 0 | 6,506 | |
PIONEER FLOATING RATE TR | COM | 72369J102 | 184 | 16,064 | SH | SOLE | NONE | 0 | 0 | 16,064 | |
PROCTER AND GAMBLE CO | COM | 742718109 | 212 | 1,568 | SH | SOLE | NONE | 0 | 0 | 1,568 | |
PROSHARES TR | PSHS ULTRA QQQ | 74347R206 | 281 | 2,400 | SH | SOLE | NONE | 0 | 0 | 2,400 | |
ROBLOX CORP | CL A | 771049103 | 324 | 5,000 | SH | SOLE | NONE | 0 | 0 | 5,000 | |
ROYAL DUTCH SHELL PLC | SPONS ADR A | 780259206 | 1,204 | 30,718 | SH | SOLE | NONE | 0 | 0 | 30,718 | |
SCHWAB CHARLES CORP | COM | 808513105 | 1,126 | 17,271 | SH | SOLE | NONE | 0 | 0 | 17,271 | |
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 228 | 1,956 | SH | SOLE | NONE | 0 | 0 | 1,956 | |
SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 | 201 | 2,943 | SH | SOLE | NONE | 0 | 0 | 2,943 | |
SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | 280 | 5,700 | SH | SOLE | NONE | 0 | 0 | 5,700 | |
SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 | 221 | 3,450 | SH | SOLE | NONE | 0 | 0 | 3,450 | |
SOLAREDGE TECHNOLOGIES INC | COM | 83417M104 | 431 | 1,500 | SH | SOLE | NONE | 0 | 0 | 1,500 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 11,148 | 28,128 | SH | SOLE | NONE | 0 | 0 | 28,128 | |
SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 78467Y107 | 6,325 | 13,286 | SH | SOLE | NONE | 0 | 0 | 13,286 | |
SPDR SER TR | PORTFOLIO S&P600 | 78468R853 | 613 | 14,514 | SH | SOLE | NONE | 0 | 0 | 14,514 | |
STARBUCKS CORP | COM | 855244109 | 498 | 4,557 | SH | SOLE | NONE | 0 | 0 | 4,557 | |
STONECO LTD | COM CL A | G85158106 | 1,041 | 17,000 | SH | SOLE | NONE | 0 | 0 | 17,000 | |
SVB FINANCIAL GROUP | COM | 78486Q101 | 247 | 500 | SH | SOLE | NONE | 0 | 0 | 500 | |
TARGET CORP | COM | 87612E106 | 255 | 1,289 | SH | SOLE | NONE | 0 | 0 | 1,289 | |
UNITEDHEALTH GROUP INC | COM | 91324P102 | 222 | 597 | SH | SOLE | NONE | 0 | 0 | 597 | |
VANGUARD BD INDEX FDS | SHORT TRM BOND | 921937827 | 455 | 5,538 | SH | SOLE | NONE | 0 | 0 | 5,538 | |
VANGUARD BD INDEX FDS | TOTAL BND MRKT | 921937835 | 939 | 11,078 | SH | SOLE | NONE | 0 | 0 | 11,078 | |
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 935 | 2,566 | SH | SOLE | NONE | 0 | 0 | 2,566 | |
VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 | 1,332 | 14,500 | SH | SOLE | NONE | 0 | 0 | 14,500 | |
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 1,527 | 6,900 | SH | SOLE | NONE | 0 | 0 | 6,900 | |
VANGUARD INDEX FDS | EXTEND MKT ETF | 922908652 | 2,851 | 16,118 | SH | SOLE | NONE | 0 | 0 | 16,118 | |
VANGUARD INDEX FDS | VALUE ETF | 922908744 | 406 | 3,090 | SH | SOLE | NONE | 0 | 0 | 3,090 | |
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 597 | 2,788 | SH | SOLE | NONE | 0 | 0 | 2,788 | |
VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 | 47,615 | 784,695 | SH | SOLE | NONE | 0 | 0 | 784,695 | |
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 1,234 | 23,704 | SH | SOLE | NONE | 0 | 0 | 23,704 | |
VANGUARD INTL EQUITY INDEX F | FTSE PACIFIC ETF | 922042866 | 217 | 2,655 | SH | SOLE | NONE | 0 | 0 | 2,655 | |
VANGUARD INTL EQUITY INDEX F | FTSE EUROPE ETF | 922042874 | 223 | 3,535 | SH | SOLE | NONE | 0 | 0 | 3,535 | |
VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | 2,321 | 28,130 | SH | SOLE | NONE | 0 | 0 | 28,130 | |
VANGUARD SCOTTSDALE FDS | VNG RUS2000IDX | 92206C664 | 793 | 4,450 | SH | SOLE | NONE | 0 | 0 | 4,450 | |
VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 | 443 | 3,013 | SH | SOLE | NONE | 0 | 0 | 3,013 | |
VANGUARD TAX-MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 9,805 | 199,661 | SH | SOLE | NONE | 0 | 0 | 199,661 | |
VANGUARD WORLD FDS | CONSUM STP ETF | 92204A207 | 200 | 1,124 | SH | SOLE | NONE | 0 | 0 | 1,124 | |
VANGUARD WORLD FDS | INF TECH ETF | 92204A702 | 1,147 | 3,200 | SH | SOLE | NONE | 0 | 0 | 3,200 | |
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 812 | 13,972 | SH | SOLE | NONE | 0 | 0 | 13,972 | |
VOYA FINANCIAL INC | COM | 929089100 | 252 | 3,954 | SH | SOLE | NONE | 0 | 0 | 3,954 | |
XPENG INC | ADS | 98422D105 | 211 | 5,791 | SH | SOLE | NONE | 0 | 0 | 5,791 | |
ZYNGA INC | CL A | 98986T108 | 225 | 22,000 | SH | SOLE | NONE | 0 | 0 | 22,000 |