Chief Compliance Officer

0001606587-19-000137.txt : 20190204 0001606587-19-000137.hdr.sgml : 20190204 20190204135745 ACCESSION NUMBER: 0001606587-19-000137 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190204 DATE AS OF CHANGE: 20190204 EFFECTIVENESS DATE: 20190204 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Round Table Services, LLC CENTRAL INDEX KEY: 0001375664 IRS NUMBER: 223671237 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12173 FILM NUMBER: 19563031 BUSINESS ADDRESS: STREET 1: 241 NORTH AVENUE WEST, SUITE 300 CITY: WESTFIELD STATE: NJ ZIP: 07090 BUSINESS PHONE: 9087897310 MAIL ADDRESS: STREET 1: 241 NORTH AVENUE WEST, SUITE 300 CITY: WESTFIELD STATE: NJ ZIP: 07090 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001375664 XXXXXXXX 12-31-2018 12-31-2018 false Round Table Services, LLC

241 North Avenue West, Suite 300 Westfield NJ 07090

13F HOLDINGS REPORT 028-12173 N Bruce Hyde Chief Compliance Officer 908-789-7310 Bruce Hyde Westfield NJ 02-04-2019 0 123 263683 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 638 10950 SH SOLE NONE 0 0 10950 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 5441 26649 SH SOLE NONE 0 0 26649 BERKSHIRE HATHAWAY INC DEL CL A 084670108 306 1 SH SOLE NONE 0 0 1 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 225 2300 SH Put SOLE NONE 0 0 2300 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1536 40308 SH SOLE NONE 0 0 40308 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 266 3566 SH SOLE NONE 0 0 3566 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 16725 366948 SH SOLE NONE 0 0 366948 LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 78 14407 SH SOLE NONE 0 0 14407 ISHARES TR TIPS BD ETF 464287176 740 6756 SH SOLE NONE 0 0 6756 EXCHANGE TRADED CONCEPTS TR ROBO GLB ETF 301505707 5614 172460 SH SOLE NONE 0 0 172460 NUVEEN NEW JERSEY QULT MUN F COM 67069Y102 153 12000 SH SOLE NONE 0 0 12000 ISHARES TR RUS MID CAP ETF 464287499 20733 446066 SH SOLE NONE 0 0 446066 ISHARES TR RUS 2000 GRW ETF 464287648 3456 20571 SH SOLE NONE 0 0 20571 ISHARES TR RUSSELL 2000 ETF 464287655 11360 84843 SH SOLE NONE 0 0 84843 ISHARES TR RUS 1000 ETF 464287622 9150 65971 SH SOLE NONE 0 0 65971 ISHARES TR CORE S&P500 ETF 464287200 26220 104210 SH SOLE NONE 0 0 104210 ISHARES TR CORE S&P SCP ETF 464287804 2447 35307 SH SOLE NONE 0 0 35307 ISHARES TR EUROPE ETF 464287861 2886 73775 SH SOLE NONE 0 0 73775 ETF MANAGERS TR PRIME CYBR SCRTY 26924G201 11142 330630 SH SOLE NONE 0 0 330630 TEMPLETON GLOBAL INCOME FD COM 880198106 73 12100 SH SOLE NONE 0 0 12100 ISHARES INC MSCI JPN ETF NEW 46434G822 383 7550 SH SOLE NONE 0 0 7550 ISHARES INC ESG MSCI EM ETF 46434G863 7513 244975 SH SOLE NONE 0 0 244975 ISHARES INC MSCI PAC JP ETF 464286665 1661 40820 SH SOLE NONE 0 0 40820 ISHARES TR SELECT DIVID ETF 464287168 589 6596 SH SOLE NONE 0 0 6596 DIVIDEND & INCOME FUND COM NEW 25538A204 95 10000 SH SOLE NONE 0 0 10000 INVESCO EXCHNG TRADED FD TR SR LN ETF 46138G508 2574 118164 SH SOLE NONE 0 0 118164 BOULDER GROWTH & INCOME FD I COM 101507101 191 18300 SH SOLE NONE 0 0 18300 ADAMS DIVERSIFIED EQUITY FD COM 006212104 157 12428 SH SOLE NONE 0 0 12428 EXXON MOBIL CORP COM 30231G102 407 5970 SH SOLE NONE 0 0 5970 VERIZON COMMUNICATIONS INC COM 92343V104 1148 20429 SH SOLE NONE 0 0 20429 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 2030 20336 SH SOLE NONE 0 0 20336 VANGUARD INDEX FDS VALUE ETF 922908744 680 6944 SH SOLE NONE 0 0 6944 VANGUARD INDEX FDS TOTAL STK MKT 922908769 247 1935 SH SOLE NONE 0 0 1935 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 216 2277 SH SOLE NONE 0 0 2277 VANGUARD INDEX FDS MID CAP ETF 922908629 588 4257 SH SOLE NONE 0 0 4257 VULCAN MATLS CO COM 929160109 268 2709 SH SOLE NONE 0 0 2709 VANGUARD GROUP DIV APP ETF 921908844 376 3836 SH SOLE NONE 0 0 3836 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 12328 332290 SH SOLE NONE 0 0 332290 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 927 11888 SH SOLE NONE 0 0 11888 UNITED TECHNOLOGIES CORP COM 913017109 216 2027 SH SOLE NONE 0 0 2027 180 DEGREE CAP CORP COM 68235B109 176 100302 SH SOLE NONE 0 0 100302 THERMO FISHER SCIENTIFIC INC COM 883556102 237 1059 SH SOLE NONE 0 0 1059 TARGET CORP COM 87612E106 235 3560 SH SOLE NONE 0 0 3560 AT&T INC COM 00206R102 546 19140 SH SOLE NONE 0 0 19140 SKYWORKS SOLUTIONS INC COM 83088M102 215 3213 SH SOLE NONE 0 0 3213 STARWOOD PPTY TR INC COM 85571B105 218 11040 SH SOLE NONE 0 0 11040 EXTENDED STAY AMER INC UNIT 99/99/9999B 30224P200 197 12740 SH SOLE NONE 0 0 12740 SPDR S&P 500 ETF TR TR UNIT 78462F103 9008 36045 SH SOLE NONE 0 0 36045 S&P GLOBAL INC COM 78409V104 247 1453 SH SOLE NONE 0 0 1453 SANOFI SPONSORED ADR 80105N105 239 5495 SH SOLE NONE 0 0 5495 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 226 2309 SH SOLE NONE 0 0 2309 INVESCO QQQ TR UNIT SER 1 46090E103 487 3155 SH SOLE NONE 0 0 3155 QUALCOMM INC COM 747525103 256 4502 SH SOLE NONE 0 0 4502 POLYONE CORP COM 73179P106 299 10451 SH SOLE NONE 0 0 10451 PHILIP MORRIS INTL INC COM 718172109 229 3436 SH SOLE NONE 0 0 3436 INVESCO EXCHNG TRADED FD TR PFD ETF 46138E511 264 19625 SH SOLE NONE 0 0 19625 PROCTER AND GAMBLE CO COM 742718109 476 5183 SH SOLE NONE 0 0 5183 PFIZER INC COM 717081103 742 17008 SH SOLE NONE 0 0 17008 PEPSICO INC COM 713448108 240 2176 SH SOLE NONE 0 0 2176 OLD REP INTL CORP COM 680223104 201 9750 SH SOLE NONE 0 0 9750 NEW MTN FIN CORP COM 647551100 18375 1460664 SH SOLE NONE 0 0 1460664 NIKE INC CL B 654106103 262 3532 SH SOLE NONE 0 0 3532 MOTOROLA SOLUTIONS INC COM NEW 620076307 263 2282 SH SOLE NONE 0 0 2282 MICROSOFT CORP COM 594918104 880 8664 SH SOLE NONE 0 0 8664 3M CO COM 88579Y101 563 2956 SH SOLE NONE 0 0 2956 MFA FINL INC COM 55272X102 78 11745 SH SOLE NONE 0 0 11745 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 4260 14074 SH SOLE NONE 0 0 14074 MEDTRONIC PLC SHS G5960L103 659 7241 SH SOLE NONE 0 0 7241 LOWES COS INC COM 548661107 338 3657 SH SOLE NONE 0 0 3657 KOPIN CORP COM 500600101 385 385380 SH SOLE NONE 0 0 385380 COCA COLA CO COM 191216100 754 15920 SH SOLE NONE 0 0 15920 JPMORGAN CHASE & CO COM 46625H100 834 8545 SH SOLE NONE 0 0 8545 JOHNSON & JOHNSON COM 478160104 974 7548 SH SOLE NONE 0 0 7548 ISHARES TR CORE MSCI TOTAL 46432F834 875 16660 SH SOLE NONE 0 0 16660 ISHARES TR RUSSELL 3000 ETF 464287689 2003 13634 SH SOLE NONE 0 0 13634 ISHARES TR RUS 2000 VAL ETF 464287630 904 8405 SH SOLE NONE 0 0 8405 ISHARES TR RUS 1000 GRW ETF 464287614 2027 15482 SH SOLE NONE 0 0 15482 ISHARES TR RUS 1000 VAL ETF 464287598 9855 88743 SH SOLE NONE 0 0 88743 INTEL CORP COM 458140100 992 21147 SH SOLE NONE 0 0 21147 INOVIO PHARMACEUTICALS INC COM NEW 45773H201 1358 339391 SH SOLE NONE 0 0 339391 ISHARES INC CORE MSCI EMKT 46434G103 4540 96290 SH SOLE NONE 0 0 96290 ISHARES TR INTL SEL DIV ETF 464288448 25025 871640 SH SOLE NONE 0 0 871640 HONEYWELL INTL INC COM 438516106 208 1578 SH SOLE NONE 0 0 1578 HOME DEPOT INC COM 437076102 256 1489 SH SOLE NONE 0 0 1489 ALPHABET INC CAP STK CL A 02079K305 885 847 SH SOLE NONE 0 0 847 ALPHABET INC CAP STK CL C 02079K107 275 266 SH SOLE NONE 0 0 266 GENERAL MTRS CO COM 37045V100 297 8866 SH SOLE NONE 0 0 8866 GENERAL ELECTRIC CO COM 369604103 154 20374 SH SOLE NONE 0 0 20374 FNB CORP PA COM 302520101 158 16015 SH SOLE NONE 0 0 16015 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 217 16397 SH SOLE NONE 0 0 16397 ENTERPRISE PRODS PARTNERS L COM 293792107 473 19221 SH SOLE NONE 0 0 19221 ISHARES TR MSCI EAFE ETF 464287465 754 12825 SH SOLE NONE 0 0 12825 CONSOLIDATED EDISON INC COM 209115104 547 7151 SH SOLE NONE 0 0 7151 DUKE REALTY CORP COM NEW 264411505 616 23779 SH SOLE NONE 0 0 23779 DISNEY WALT CO COM DISNEY 254687106 245 2232 SH SOLE NONE 0 0 2232 DISCOVER FINL SVCS COM 254709108 206 3500 SH SOLE NONE 0 0 3500 CHEVRON CORP NEW COM 166764100 228 2097 SH SOLE NONE 0 0 2097 INVESCO EXCHNG TRADED FD TR MSCI GBL TIMBR 46138E545 347 14427 SH SOLE NONE 0 0 14427 CISCO SYS INC COM 17275R102 720 16626 SH SOLE NONE 0 0 16626 CINEMARK HOLDINGS INC COM 17243V102 208 5820 SH SOLE NONE 0 0 5820 CME GROUP INC COM CL A 12572Q105 243 1294 SH SOLE NONE 0 0 1294 COMCAST CORP NEW CL A 20030N101 208 6105 SH SOLE NONE 0 0 6105 CITIGROUP INC COM NEW 172967424 384 7385 SH SOLE NONE 0 0 7385 BLACKSTONE MTG TR INC COM CL A 09257W100 303 9500 SH SOLE NONE 0 0 9500 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2598 12724 SH SOLE NONE 0 0 12724 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 271 3424 SH SOLE NONE 0 0 3424 BCE INC COM NEW 05534B760 241 6100 SH SOLE NONE 0 0 6100 BAXTER INTL INC COM 071813109 220 3349 SH SOLE NONE 0 0 3349 BANK AMER CORP COM 060505104 246 9977 SH SOLE NONE 0 0 9977 BOEING CO COM 097023105 354 1099 SH SOLE NONE 0 0 1099 ARMSTRONG WORLD INDS INC NEW COM 04247X102 231 3976 SH SOLE NONE 0 0 3976 ATHENAHEALTH INC COM 04685W103 596 4518 SH SOLE NONE 0 0 4518 ASA GOLD AND PRECIOUS MTLS L SHS G3156P103 108 11400 SH SOLE NONE 0 0 11400 ARES CAP CORP COM 04010L103 215 13769 SH SOLE NONE 0 0 13769 AMAZON COM INC COM 023135106 1023 681 SH SOLE NONE 0 0 681 ISHARES TR CORE US AGGBD ET 464287226 951 8934 SH SOLE NONE 0 0 8934 ANALOG DEVICES INC COM 032654105 520 6058 SH SOLE NONE 0 0 6058 ISHARES TR MSCI ACWI EX US 464288240 1061 25283 SH SOLE NONE 0 0 25283 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 291 2066 SH SOLE NONE 0 0 2066 ABBOTT LABS COM 002824100 325 4500 SH SOLE NONE 0 0 4500 ABB LTD SPONSORED ADR 000375204 207 10895 SH SOLE NONE 0 0 10895 ISHARES TR MSCI AC ASIA ETF 464288182 1734 27299 SH SOLE NONE 0 0 27299 APPLE INC COM 037833100 1834 11624 SH SOLE NONE 0 0 11624