0001085146-15-000288.txt : 20150209 0001085146-15-000288.hdr.sgml : 20150209 20150209073559 ACCESSION NUMBER: 0001085146-15-000288 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20141231 FILED AS OF DATE: 20150209 DATE AS OF CHANGE: 20150209 EFFECTIVENESS DATE: 20150209 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Round Table Services, LLC CENTRAL INDEX KEY: 0001375664 IRS NUMBER: 223671237 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12173 FILM NUMBER: 15586700 BUSINESS ADDRESS: STREET 1: 319 LENOX AVENUE CITY: WESTFIELD STATE: NJ ZIP: 07090 BUSINESS PHONE: 9087897310 MAIL ADDRESS: STREET 1: 319 LENOX AVENUE CITY: WESTFIELD STATE: NJ ZIP: 07090 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001375664 XXXXXXXX 12-31-2014 12-31-2014 false Round Table Services, LLC

319 LENOX AVENUE WESTFIELD NJ 07090

13F HOLDINGS REPORT 028-12173 N Ushir Shah 908-789-7310 /s/ Ushir Shah Westfield NJ 02-09-2015 0 61 126816 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ADAMS EXPRESS CO COM 006212104 155 11330 SH DFND 11330 0 0 ADVENT CLAY CONV SEC INC FD COM 007639107 87 13800 SH DFND 13800 0 0 APPLE INC COM 037833100 608 5509 SH DFND 5509 0 0 APPLE INC COM 037833100 356 16500 SH Call DFND 16500 0 0 ATHENAHEALTH INC COM 04685W103 462 3168 SH DFND 3168 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 904 4 SH DFND 4 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 383 2550 SH DFND 2550 0 0 CALPINE CORP COM NEW 131347304 1007 45500 SH DFND 45500 0 0 CLAYMORE EXCHANGE TRD FD TR GUGG TIMBER ETF 18383Q879 350 14427 SH DFND 14427 0 0 DUKE REALTY CORP COM NEW 264411505 807 39931 SH DFND 39931 0 0 FIRST TR ENERGY INCOME & GRW COM 33738G104 1013 27745 SH DFND 27745 0 0 FIRST TR MLP & ENERGY INCOME COM 33739B104 323 15000 SH DFND 15000 0 0 FORUM ENERGY TECHNOLOGIES IN COM 34984V100 2974 143450 SH DFND 143450 0 0 GABELLI HLTHCARE & WELLNESS SHS 36246K103 123 11800 SH DFND 11800 0 0 GDL FUND COM SH BEN IT 361570104 143 14000 SH DFND 14000 0 0 HARRIS & HARRIS GROUP INC COM 413833104 115 39141 SH DFND 39141 0 0 HERCULES OFFSHORE INC COM 427093109 14 14100 SH DFND 14100 0 0 INOVIO PHARMACEUTICALS INC COM NEW 45773H201 675 73500 SH DFND 73500 0 0 ISHARES MSCI JAPAN ETF 464286848 167 14850 SH DFND 14850 0 0 ISHARES MSCI AC ASIA ETF 464288182 3961 65012 SH DFND 65012 0 0 ISHARES MSCI ACWI US ETF 464288240 1583 36803 SH DFND 36803 0 0 ISHARES U.S. PFD STK ETF 464288687 248 6300 SH DFND 6300 0 0 ISHARES TR S&P 100 ETF 464287101 5793 63697 SH DFND 63697 0 0 ISHARES TR SELECT DIVID ETF 464287168 4565 57491 SH DFND 57491 0 0 ISHARES TR CORE S&P500 ETF 464287200 2604 12588 SH DFND 12588 0 0 ISHARES TR CORE US AGGBD ET 464287226 307 2792 SH DFND 2792 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 2113 53791 SH DFND 53791 0 0 ISHARES TR RUS MID-CAP ETF 464287499 3986 23864 SH DFND 23864 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 4896 46896 SH DFND 46896 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 4221 44145 SH DFND 44145 0 0 ISHARES TR RUS 1000 ETF 464287622 16317 142348 SH DFND 142348 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 831 5839 SH DFND 5839 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 6836 57150 SH DFND 57150 0 0 ISHARES TR CORE US VAL ETF 464287663 261 1914 SH DFND 1914 0 0 ISHARES TR RUSSELL 3000 ETF 464287689 1617 13219 SH DFND 13219 0 0 ISHARES TR CORE S&P SCP ETF 464287804 6369 55836 SH DFND 55836 0 0 ISHARES TR EUROPE ETF 464287861 4365 102635 SH DFND 102635 0 0 JOHNSON & JOHNSON COM 478160104 426 4070 SH DFND 4070 0 0 JPMORGAN CHASE & CO COM 46625H100 207 3308 SH DFND 3308 0 0 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 5078 110518 SH DFND 110518 0 0 KOPIN CORP COM 500600101 641 177000 SH DFND 177000 0 0 LEXICON PHARMACEUTICALS INC COM 528872104 138 151280 SH DFND 151280 0 0 LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 149 24900 SH DFND 24900 0 0 LMP REAL ESTATE INCOME FD IN COM 50208C108 129 10300 SH DFND 10300 0 0 MARKET VECTORS ETF TR EMKT HIYLD BD 57061R403 691 30087 SH DFND 30087 0 0 NEUBERGER BERMAN RE ES SEC F COM 64190A103 125 23600 SH DFND 23600 0 0 NEW MTN FIN CORP COM 647551100 14131 945818 SH DFND 945818 0 0 NUVEEN LG/SHT COMMODITY TOTR COM UT BEN INT 670731108 168 10100 SH DFND 10100 0 0 PIMCO ETF TR TTL RTN ACTV ETF 72201R775 209 1950 SH DFND 1950 0 0 PIONEER FLOATING RATE TR COM 72369J102 1646 144604 SH DFND 144604 0 0 RETROPHIN INC COM 761299106 3376 275852 SH DFND 275852 0 0 SEACOR HOLDINGS INC COM 811904101 320 4341 SH DFND 4341 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 2241 10902 SH DFND 10902 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 1332 5046 SH DFND 5046 0 0 VANGUARD INDEX FDS REIT ETF 922908553 401 4952 SH DFND 4952 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 4939 105390 SH DFND 105390 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 3060 76472 SH DFND 76472 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 3313 87451 SH DFND 87451 0 0 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 910 7267 SH DFND 7267 0 0 WISDOMTREE TR LARGECAP DIVID 97717W307 583 7860 SH DFND 7860 0 0 WISDOMTREE TR WSDM EMKTBD FD 97717X784 1064 14760 SH DFND 14760 0 0