0001567619-20-017063.txt : 20200923
0001567619-20-017063.hdr.sgml : 20200923
20200923200039
ACCESSION NUMBER: 0001567619-20-017063
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200921
FILED AS OF DATE: 20200923
DATE AS OF CHANGE: 20200923
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GENERATION INVESTMENT MANAGEMENT LLP
CENTRAL INDEX KEY: 0001375534
STATE OF INCORPORATION: X0
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39495
FILM NUMBER: 201193284
BUSINESS ADDRESS:
STREET 1: 20 AIR STREET
CITY: LONDON
STATE: X0
ZIP: W1B 5AN
BUSINESS PHONE: 44 (0) 207 534 4700
MAIL ADDRESS:
STREET 1: 20 AIR STREET
CITY: LONDON
STATE: X0
ZIP: W1B 5AN
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Generation IM Climate Solutions II GP Ltd
CENTRAL INDEX KEY: 0001825905
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39495
FILM NUMBER: 201193285
BUSINESS ADDRESS:
STREET 1: P.O. BOX 309
STREET 2: UGLAND HOUSE
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1104
BUSINESS PHONE: 44 (0) 207 534 4491
MAIL ADDRESS:
STREET 1: P.O. BOX 309
STREET 2: UGLAND HOUSE
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Generation IM Climate Solutions Fund II, L.P.
CENTRAL INDEX KEY: 0001825907
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39495
FILM NUMBER: 201193286
BUSINESS ADDRESS:
STREET 1: PO BOX 309
STREET 2: UGLAND HOUSE
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1104
BUSINESS PHONE: 44 (0) 207 534 4491
MAIL ADDRESS:
STREET 1: PO BOX 309
STREET 2: UGLAND HOUSE
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1104
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Asana, Inc.
CENTRAL INDEX KEY: 0001477720
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 263912448
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 1550 BRYANT STREET, SUITE 800
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94103
BUSINESS PHONE: (415) 525-3888
MAIL ADDRESS:
STREET 1: 1550 BRYANT STREET, SUITE 800
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94103
4
1
doc1.xml
FORM 4
X0306
4
2020-09-21
0
0001477720
Asana, Inc.
ASAN
0001375534
GENERATION INVESTMENT MANAGEMENT LLP
20 AIR STREET
LONDON
X0
W1B 5AN
UNITED KINGDOM
0
0
1
0
0001825905
Generation IM Climate Solutions II GP Ltd
P.O. BOX 309
UGLAND HOUSE
GRAND CAYMAN
E9
KY1-1104
CAYMAN ISLANDS
0
0
1
0
0001825907
Generation IM Climate Solutions Fund II, L.P.
PO BOX 309
UGLAND HOUSE
GRAND CAYMAN
E9
KY1-1104
CAYMAN ISLANDS
0
0
1
0
Class A Common Stock
2020-09-22
4
C
0
9751944
0
A
9751944
I
See footnotes
Class D Preferred Stock
2020-09-21
4
C
0
6698099
0
D
Class A Common Stock
6698099
0
I
See footnotes
Class E Preferred Stock
2020-09-21
4
C
0
3053845
0
D
Class A Common Stock
3053845
0
I
See footnotes
Class B Common Stock
2020-09-21
4
C
0
6698099
0
A
Class A Common Stock
6698099
6698099
I
See footnotes
Class B Common Stock
2020-09-21
4
C
0
3053845
0
A
Class A Common Stock
3053845
9751944
I
See footnotes
Class B Common Stock
2020-09-22
4
C
0
9751944
0
D
Class A Common Stock
9751944
0
I
See footnotes
Each share of preferred stock was convertible at any time at the option of the holder into one share of Class B Common Stock. Each share of Class B Common Stock was convertible at any time at the option of the holder into one share of Class A Common Stock.
The shares are directly held by Generation IM Climate Solutions Fund II, L.P. The general partner of Generation IM Climate Solutions Fund II L.P. is Generation IM Climate Solutions II GP Ltd, which is a wholly owned subsidiary of Generation Investment Management LLP, which is the investment manager of Generation IM Climate Solutions Fund II, L.P. In accordance with Instruction 4(b)(iv), the entire amount of shares held by Generation IM Climate Solutions Fund II, L.P. is reported herein. Each person disclaims beneficial ownership of such shares for all other purposes, except to the extent of its pecuniary interest therein.
/s/ Alexander Marshall, Partner
2020-09-23