0001758554-23-000109.txt : 20230921
0001758554-23-000109.hdr.sgml : 20230921
20230921173813
ACCESSION NUMBER: 0001758554-23-000109
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230919
FILED AS OF DATE: 20230921
DATE AS OF CHANGE: 20230921
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Liang Charles
CENTRAL INDEX KEY: 0001392942
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33383
FILM NUMBER: 231269892
MAIL ADDRESS:
STREET 1: SUPER MICRO COMPUTER, INC.
STREET 2: 980 ROCK AVE
CITY: SAN JOSE
STATE: CA
ZIP: 95131
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Super Micro Computer, Inc.
CENTRAL INDEX KEY: 0001375365
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571]
IRS NUMBER: 770353939
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 980 ROCK AVENUE
CITY: SAN JOSE
STATE: CA
ZIP: 95131
BUSINESS PHONE: 408-503-8000
MAIL ADDRESS:
STREET 1: 980 ROCK AVENUE
CITY: SAN JOSE
STATE: CA
ZIP: 95131
4
1
wk-form4_1695332280.xml
FORM 4
X0508
4
2023-09-19
0
0001375365
Super Micro Computer, Inc.
SMCI
0001392942
Liang Charles
980 ROCK AVENUE
SAN JOSE
CA
95131
1
1
1
0
President and CEO
0
Common Stock
6722717
D
Common Stock
2497
I
By Spouse
Employee Stock Option (right to buy)
45
2023-09-19
4
A
0
200000
0
A
2031-03-02
Common Stock
200000
800000
D
Restricted Stock Units
2023-09-20
4
A
0
330
0
A
Common Stock
330
330
I
By Spouse
On March 2, 2021, the Reporting Person was granted a performance-based stock option award to purchase up to 1,000,000 shares of common stock (the "Award") if and to the extent the five equal tranches of the Award are earned based on the achievement of certain absolute revenue and stock price goals. On September 19, 2023, achievement of the revenue goal for the fourth tranche of 200,000 shares under the Award was certified, which resulted in the creation of the derivative security reported in this filing. The applicable $95 stock price goal achievement for the fourth tranche had previously been certified, and, as a result, the 200,000 shares associated therewith were earned and became exercisable.
Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
Subject to the Reporting Person's spouse's continued service to the Issuer, the restricted stock units vest in four equal annual increments on July 1 of each year, beginning on July 1, 2024. Vested units are settled in shares of SMCI common stock.
/s/ David E Weigand, Attorney-In-Fact
2023-09-21