0001209191-16-149056.txt : 20161109 0001209191-16-149056.hdr.sgml : 20161109 20161109162225 ACCESSION NUMBER: 0001209191-16-149056 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161107 FILED AS OF DATE: 20161109 DATE AS OF CHANGE: 20161109 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COMMVAULT SYSTEMS INC CENTRAL INDEX KEY: 0001169561 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1 COMMVAULT WAY CITY: TINTON FALLS STATE: NJ ZIP: 07724 BUSINESS PHONE: 732-870-4000 MAIL ADDRESS: STREET 1: 1 COMMVAULT WAY CITY: TINTON FALLS STATE: NJ ZIP: 07724 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Miiller Ronald L CENTRAL INDEX KEY: 0001375240 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33026 FILM NUMBER: 161984530 MAIL ADDRESS: STREET 1: 2 CRESCENT PLACE CITY: OCEANPORT STATE: NJ ZIP: 07757 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-11-07 0 0001169561 COMMVAULT SYSTEMS INC CVLT 0001375240 Miiller Ronald L 1 COMMVAULT WAY TINTON FALLS NJ 07724 0 1 0 0 SVP, Worldwide Sales Common Stock 2016-11-07 2016-11-07 4 M 0 11152 16.99 A 127119.968 D Common Stock 2016-11-07 2016-11-07 4 S 0 11152 53.08 D 115967.968 D Common Stock 2016-11-08 2016-11-08 4 M 0 10000 16.99 A 125967.968 D Common Stock 2016-11-08 2016-11-08 4 S 0 10000 52.75 D 115967.968 D Options to Purchase Common Stock 16.99 2016-11-07 2016-11-07 4 M 0 11152 16.99 D 2017-05-22 Common Stock 11152 10000 D Options to Purchase Common Stock 16.99 2016-11-08 2016-11-08 4 M 0 10000 16.99 D 2017-05-22 Common Stock 10000 0 D Represents average sale price. The options to purchase common stock are subject to a 4-year vesting schedule, as follows: 25% on the first anniversary of the grant with the remaining options vesting in equal quarterly installments thereafter. Warren H. Mondschein, Attorney-in-Fact 2016-11-09