0001144204-18-065240.txt : 20181218 0001144204-18-065240.hdr.sgml : 20181218 20181218191241 ACCESSION NUMBER: 0001144204-18-065240 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181214 FILED AS OF DATE: 20181218 DATE AS OF CHANGE: 20181218 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH ROGER L. CENTRAL INDEX KEY: 0001595564 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33905 FILM NUMBER: 181241810 MAIL ADDRESS: STREET 1: 10758 W. CENTENNIAL ROAD STREET 2: SUITE 200 CITY: LITTLETON STATE: CO ZIP: 80127 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UR-ENERGY INC CENTRAL INDEX KEY: 0001375205 STANDARD INDUSTRIAL CLASSIFICATION: GOLD & SILVER ORES [1040] IRS NUMBER: 000000000 STATE OF INCORPORATION: Z4 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: SUITE 200 STREET 2: 10758 W. CENTENNIAL ROAD CITY: LITTLETON STATE: CO ZIP: 80127 BUSINESS PHONE: 720-981-4588 MAIL ADDRESS: STREET 1: SUITE 200 STREET 2: 10758 W. CENTENNIAL ROAD CITY: LITTLETON STATE: CO ZIP: 80127 4 1 tv509459_4.xml OWNERSHIP DOCUMENT X0306 4 2018-12-14 0 0001375205 UR-ENERGY INC URG 0001595564 SMITH ROGER L. 10758 W. CENTENNIAL ROAD SUITE 200 LITTLETON CO 80127 0 1 0 0 CFO/Chief Admin. Officer Common Shares 2018-12-17 4 M 0 42822 0.6866 A 283800 D Common share options (right to buy) 0.6802 2018-12-14 4 A 0 74067 0 A 2023-12-14 Common shares 74067 863499 D Restricted share units (exchange for common stock) 2018-12-14 4 A 0 18517 0 A Common shares 18517 141311 D Restricted Share Units (exchange for common stock) 2018-12-17 4 M 0 60296 0 D Common shares 60296 81015 D The options were priced at $0.91 Canadian dollars. This is the U.S. dollar equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.7474) as reported by Bank of Canada on its website, www.bankofcanada.ca. Options vest from this grant and become exercisable as follows: 24,442 on December 14, 2019; 24,442 on December 14, 2020 and 25,183 on December 14, 2021. Each unit is redeemable upon vesting for one common share Units vest and become redeemable on December 14, 2020. On December 16,2016, the reporting person was granted 60,296 Restricted Share Units ("RSUs") vesting in two years. Subsequently, the Compensation Committee made the determinations to satisfy the RSU award by delivering common shares rather than cash. Under the terms of the Ur-Energy Inc. Restricted Share Unit Plan, each Restricted Share Unit awarded under the Plan is redeemed on or within thirty (30) days after the applicable redemption date for cash or common shares, as determined by the Compensation Committee of the Board. The common shares were priced at $0.92 Canadian dollars per share. $0.6866 is the U.S. dollar equivalent of the share price pursuant to the exchange rate as of the transaction date (CDN$ 1.00 = US$ 0.7463), as reported by the Bank of Canada on its website, www.bankofcanada.ca. The 17,474 shares withheld from issuance by the Company were solely for the purpose of satisfying the tax withholding obligation arising in connection with the vesting of the RSUs granted on December 16, 2016 under the terms of the Ur-Energy Inc. Restricted Share Unit Plan. /s/ L. Charles Laursen, L Charles Laursen pursuant to Power of Attorney 2018-12-18