0001375151-21-000019.txt : 20210317
0001375151-21-000019.hdr.sgml : 20210317
20210317160203
ACCESSION NUMBER: 0001375151-21-000019
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210315
FILED AS OF DATE: 20210317
DATE AS OF CHANGE: 20210317
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sagrolikar Ashish M
CENTRAL INDEX KEY: 0001745512
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34962
FILM NUMBER: 21750527
MAIL ADDRESS:
STREET 1: C/O ZOGENIX, INC.
STREET 2: 5858 HORTON STREET, #455
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ZOGENIX, INC.
CENTRAL INDEX KEY: 0001375151
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 205300780
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5959 HORTON STREET, SUITE 500
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
BUSINESS PHONE: (510) 550-8300
MAIL ADDRESS:
STREET 1: 5959 HORTON STREET, SUITE 500
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
FORMER COMPANY:
FORMER CONFORMED NAME: ZOGENIX INC
DATE OF NAME CHANGE: 20060911
4
1
wf-form4_161601130942582.xml
FORM 4
X0306
4
2021-03-15
0
0001375151
ZOGENIX, INC.
ZGNX
0001745512
Sagrolikar Ashish M
C/O ZOGENIX, INC.
5959 HORTON STREET, SUITE 500
EMERYVILLE
CA
94608
0
1
0
0
EVP & CHIEF COMMERCIAL OFFICER
Common Stock
2021-03-15
4
M
0
2031
0
A
11588
D
Common Stock
2021-03-15
4
F
0
604
20.70
D
10984
D
Common Stock
2021-03-15
4
M
0
2500
0
A
13484
D
Common Stock
2021-03-15
4
F
0
743
20.70
D
12741
D
Restricted Stock Units
2021-03-15
4
M
0
2031
0
D
Common Stock
2031.0
4062
D
Restricted Stock Units
2021-03-15
4
M
0
2500
0
D
Common Stock
2500.0
7500
D
Represents vesting of one-fourth (1/4) of restricted stock units granted to the reporting person on March 22, 2019.
Includes 421 shares acquired under the Company's Employee Stock Purchase Plan since the last Section 16 filing by the reporting person.
Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock units described in footnote 1.
Represents vesting of one-fourth (1/4) of restricted stock units granted on March 4, 2020.
Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock units described in footnote 4.
Each restricted stock unit represents a contingent right to receive one share of Zogenix common stock.
The restricted stock units vest in four equal installments on each of March 15, 2020, 2021, 2022 and 2023, subject to the reporting person's continuous service to the Company on such vesting date.
Not applicable.
The restricted stock units vests in four equal installments on each of March 15, 2021, 2022, 2023 and 2024, subject to the reporting person's continuous service to the Company on such vesting date.
/s/ Thomas Doyle, Attorney-in-fact for Ashish Sagrolikar
2021-03-17