0001375151-20-000035.txt : 20200317
0001375151-20-000035.hdr.sgml : 20200317
20200317192445
ACCESSION NUMBER: 0001375151-20-000035
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200315
FILED AS OF DATE: 20200317
DATE AS OF CHANGE: 20200317
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Farfel Gail M
CENTRAL INDEX KEY: 0001614780
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34962
FILM NUMBER: 20722662
MAIL ADDRESS:
STREET 1: 142 TEMPLE STREET
STREET 2: SUITE 205
CITY: NEW HAVEN
STATE: CT
ZIP: 06510
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ZOGENIX, INC.
CENTRAL INDEX KEY: 0001375151
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 205300780
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5959 HORTON STREET, SUITE 500
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
BUSINESS PHONE: (510) 550-8300
MAIL ADDRESS:
STREET 1: 5959 HORTON STREET, SUITE 500
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
FORMER COMPANY:
FORMER CONFORMED NAME: ZOGENIX INC
DATE OF NAME CHANGE: 20060911
4
1
wf-form4_158448746503630.xml
FORM 4
X0306
4
2020-03-15
0
0001375151
ZOGENIX, INC.
ZGNX
0001614780
Farfel Gail M
C/O ZOGENIX, INC.
5959 HORTON STREET, SUITE 500
EMERYVILLE
CA
94608
0
1
0
0
EVP/Chief Development Officer
Common Stock
2020-03-15
4
M
0
1625
0
A
6810
D
Common Stock
2020-03-15
4
F
0
525
22.01
D
6285
D
Common Stock
2020-03-15
4
M
0
2032
0
A
8317
D
Common Stock
2020-03-15
4
F
0
696
22.01
D
7621
D
Restricted Stock Units
2020-03-15
4
M
0
1625
0
D
Common Stock
1625.0
3250
D
Restricted Stock Units
2020-03-15
4
M
0
2032
0
D
Common Stock
2032.0
6093
D
Represents vesting of one-fourth (1/4) of restricted stock units granted on March 15, 2018.
Includes 294 shares acquired under the Company's Employee Stock Purchase Plan since the last Section 16 filing by the Reporting Person.
Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock units described in footnote 1.
Represents vesting of one-fourth (1/4) of restricted stock units granted on March 22, 2019.
Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock units described in footnote 4.
Each restricted stock unit represents a contingent right to receive one share of Zogenix common stock.
The restricted stock units vests in four equal installments on each of March 15, 2019, 2020, 2021 and 2022, subject to the reporting person's continuous service to the Company on such vesting date.
Not applicable.
The restricted stock units vest in four equal installments on each of March 15, 2020, 2021, 2022 and 2023, subject to the reporting person's continuous service to the Company on such vesting date.
/s/ Thomas Doyle, Attorney-in-fact for Gail Farfel
2020-03-17