0001493152-20-018824.txt : 20201002 0001493152-20-018824.hdr.sgml : 20201002 20201002160527 ACCESSION NUMBER: 0001493152-20-018824 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200929 ITEM INFORMATION: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing FILED AS OF DATE: 20201002 DATE AS OF CHANGE: 20201002 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SYNTHESIS ENERGY SYSTEMS INC CENTRAL INDEX KEY: 0001375063 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS PRODUCTS OF PETROLEUM & COAL [2990] IRS NUMBER: 202110031 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-33522 FILM NUMBER: 201219979 BUSINESS ADDRESS: STREET 1: ONE RIVERWAY, SUITE #1700 CITY: HOUSTON STATE: TX ZIP: 77056 BUSINESS PHONE: 713-579-0600 MAIL ADDRESS: STREET 1: ONE RIVERWAY, SUITE #1700 CITY: HOUSTON STATE: TX ZIP: 77056 8-K 1 form8-k.htm

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Form 8-K

Current Report Pursuant to Section 13 or 15(d) of

the Securities Act of 1934

Date of Report (Date of earliest event reported): September 29, 2020

Synthesis Energy Systems, Inc.

(Exact name of registrant as specified in its charter)

Delaware

001-33522

20-2110031

(State or other jurisdiction

of incorporation)

(Commission

File Number)

(I.R.S. Employer

Identification No.)

1029 State Hwy 6, Suite 650 #183

Houston, Texas

77079

(Address of principal executive offices)

(Zip Code)

(713) 579-0600

(Registrant’s telephone number, including area code)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

	[ ]	Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

	[ ]	Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

	[ ]	Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14-2(b))

	[ ]	Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CRF 240.133-4(c))

Securities registered pursuant to Section 12(b) of the Act: None

Title of each class		Ticker Symbol		Name of each exchange on which registered

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company [ ]

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]

Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.

On September 29, 2020, Synthesis Energy Systems, Inc. (the “Company”) received a notification letter from the OTCQB indicating that as a result of the Company not filing its Annual Report on Form 10-K (“Form 10-K”) and OTCQB Certification (“Certification”) for the fiscal year ended June 30, 2020, which was due on September 28, 2020, Under Section 2.2 of the OTCQB Standards, the Company has received a 45 day cure period, or until November 12, 2020 to file the Form 10-K and post the Certification through OTCIQ. If the Company does not file the Form 10-K and post the Certification by November 12, 2020, the Company’s OTCQB securities will be downgraded to the OTC Pink market.

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

	Synthesis Energy Systems, Inc.

Dated: October 2, 2020	/s/ Charles B. Runnels
	Charles B. Runnels
	President and Chief Executive Officer