0001354457-20-000300.txt : 20200701
0001354457-20-000300.hdr.sgml : 20200701
20200701101614
ACCESSION NUMBER: 0001354457-20-000300
CONFORMED SUBMISSION TYPE: 25-NSE
CONFIRMING COPY:
PUBLIC DOCUMENT COUNT: 2
FILED AS OF DATE: 20200701
DATE AS OF CHANGE: 20200701
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: SYNTHESIS ENERGY SYSTEMS INC
CENTRAL INDEX KEY: 0001375063
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS PRODUCTS OF PETROLEUM & COAL [2990]
IRS NUMBER: 202110031
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: 25-NSE
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33522
BUSINESS ADDRESS:
STREET 1: ONE RIVERWAY, SUITE #1700
CITY: HOUSTON
STATE: TX
ZIP: 77056
BUSINESS PHONE: 713-579-0600
MAIL ADDRESS:
STREET 1: ONE RIVERWAY, SUITE #1700
CITY: HOUSTON
STATE: TX
ZIP: 77056
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: The Nasdaq Stock Market LLC
CENTRAL INDEX KEY: 0001354457
IRS NUMBER: 521165937
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 25-NSE
BUSINESS ADDRESS:
STREET 1: One Liberty Plaza
CITY: New York
STATE: NY
ZIP: 10006
BUSINESS PHONE: 301-978-4144
MAIL ADDRESS:
STREET 1: Office of General Counsel
STREET 2: 805 King Farm Blvd.
CITY: ROCKVILLE
STATE: MD
ZIP: 20850
25-NSE
1
primary_doc.xml
X0203
0001354457
The Nasdaq Stock Market LLC
0001375063
SYNTHESIS ENERGY SYSTEMS INC
001-33522
Level 10, 10 Eagle Street
Brisbane, Queensland, 4000
Brisbane
C3
AUSTRALIA
4000
713 579-0600
Common stock
17 CFR 240.12d2-2(b)
Aravind Menon
Hearings Advisor
2020-07-01
EX-99.25
2
sesdelistreason.txt
Delisting Determination, The Nasdaq Stock Market, LLC,
July 1, 2020, Synthesis Energy Systems, Inc. The Nasdaq
Stock Market LLC (the Exchange) has determined to remove
from listing the common stock of Synthesis Energy Systems,
Inc. (the Company), effective at the opening of the trading
session on July 13, 2020.
Based on review of information provided by the Company, Nasdaq
Staff determined that the Company no longer qualified for listing
on the Exchange pursuant to Listing Rules 5550(b).
The Company was notified of the Staff determination on November 13,
2019. The Company appealed the determination to a Hearing Panel
on November 20, 2019. Subsequently, Staff determined that the
Company no longer met the requirements of Nasdaq Rule 5250(c)(1),
which was notified to the Company on November 21, 2020.
In a decision dated January 8, 2020, the Panel determined to
continue the Company listing, subject to certain milestones
towards compliance. On May 13, 2020, the Company informed the Panel
that despite its best efforts, it was unable to regain compliance
with the milestones imposed by the Panel.
Therefore, the Panel issued a decision denying the Company continued
listing and notified the Company that trading in the Company
securities would be suspended on May 18, 2020.
The Listing Council did not call the matter for review.
The Staff determination to delist the Company became final
on June 29, 2020.