The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO | COM | 88579Y101 | 1,191 | 7,438 | SH | SOLE | 7,438 | 0 | 0 | ||
ABB LTD | SPONSORED ADR | 000375204 | 1,919 | 75,414 | SH | SOLE | 75,414 | 0 | 0 | ||
ABBVIE INC | COM | 00287Y109 | 2,289 | 26,137 | SH | SOLE | 26,137 | 0 | 0 | ||
ACADIA PHARMACEUTICALS INC | COM | 004225108 | 339 | 8,219 | SH | DFND | 0 | 8,219 | 0 | ||
ACTIVISION BLIZZARD INC | COM | 00507V109 | 6,554 | 80,963 | SH | SOLE | 80,963 | 0 | 0 | ||
ADVANCED MICRO DEVICES INC | COM | 007903107 | 12,366 | 150,825 | SH | SOLE | 150,825 | 0 | 0 | ||
AGILE THERAPEUTICS INC | COM | 00847L100 | 575 | 189,045 | SH | DFND | 0 | 189,045 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 11,397 | 38,768 | SH | SOLE | 38,768 | 0 | 0 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 7,913 | 5,399 | SH | SOLE | 5,399 | 0 | 0 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 4,356 | 2,964 | SH | SOLE | 2,964 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 14,664 | 4,657 | SH | SOLE | 4,657 | 0 | 0 | ||
AMERICAN ELEC PWR CO INC | COM | 025537101 | 315 | 3,849 | SH | SOLE | 3,849 | 0 | 0 | ||
AMGEN INC | COM | 031162100 | 729 | 2,870 | SH | SOLE | 2,870 | 0 | 0 | ||
ANNALY CAPITAL MANAGEMENT IN | COM | 035710409 | 106 | 14,850 | SH | SOLE | 14,850 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 20,325 | 175,507 | SH | SOLE | 175,507 | 0 | 0 | ||
ASGN INC | COM | 00191U102 | 350 | 5,512 | SH | DFND | 0 | 5,512 | 0 | ||
ASURE SOFTWARE INC | COM | 04649U102 | 136 | 18,048 | SH | DFND | 0 | 18,048 | 0 | ||
AT&T INC | COM | 00206R102 | 939 | 32,933 | SH | SOLE | 32,933 | 0 | 0 | ||
AVIS BUDGET GROUP | COM | 053774105 | 289 | 10,999 | SH | DFND | 0 | 10,999 | 0 | ||
BAIDU INC | SPON ADR REP A | 056752108 | 5,361 | 42,350 | SH | SOLE | 42,350 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 | 1 | 100 | SH | SOLE | 100 | 0 | 0 | ||
BLACKLINE INC | COM | 09239B109 | 251 | 2,796 | SH | DFND | 0 | 2,796 | 0 | ||
BLACKROCK INC | COM | 09247X101 | 658 | 1,167 | SH | SOLE | 1,167 | 0 | 0 | ||
BLOCK H & R INC | COM | 093671105 | 220 | 13,500 | SH | SOLE | 13,500 | 0 | 0 | ||
BLUE APRON HLDGS INC | CL A NEW | 09523Q200 | 580 | 80,948 | SH | DFND | 0 | 80,948 | 0 | ||
BLUE APRON HLDGS INC | CL A NEW | 09523Q200 | 115 | 16,084 | SH | SOLE | 16,084 | 0 | 0 | ||
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 1,240 | 20,562 | SH | SOLE | 20,562 | 0 | 0 | ||
BROADCOM INC | COM | 11135F101 | 887 | 2,436 | SH | SOLE | 2,436 | 0 | 0 | ||
BUILDERS FIRSTSOURCE INC | COM | 12008R107 | 217 | 6,651 | SH | DFND | 0 | 6,651 | 0 | ||
CAMPING WORLD HLDGS INC | CL A | 13462K109 | 179 | 6,030 | SH | DFND | 0 | 6,030 | 0 | ||
CAMPING WORLD HLDGS INC | CL A | 13462K109 | 85 | 2,864 | SH | SOLE | 2,864 | 0 | 0 | ||
CARDINAL HEALTH INC | COM | 14149Y108 | 311 | 6,632 | SH | SOLE | 6,632 | 0 | 0 | ||
CASSAVA SCIENCES INC | COM | 14817C107 | 423 | 36,789 | SH | DFND | 0 | 36,789 | 0 | ||
CERUS CORP | COM | 157085101 | 24 | 3,837 | SH | SOLE | 3,837 | 0 | 0 | ||
CERUS CORP | COM | 157085101 | 738 | 117,845 | SH | DFND | 0 | 117,845 | 0 | ||
CHUBB LIMITED | COM | H1467J104 | 242 | 2,084 | SH | SOLE | 2,084 | 0 | 0 | ||
CISCO SYS INC | COM | 17275R102 | 1,610 | 40,867 | SH | SOLE | 40,867 | 0 | 0 | ||
CME GROUP INC | COM | 12572Q105 | 546 | 3,265 | SH | SOLE | 3,265 | 0 | 0 | ||
COCA COLA CO | COM | 191216100 | 1,154 | 23,375 | SH | SOLE | 23,375 | 0 | 0 | ||
CUMMINS INC | COM | 231021106 | 627 | 2,968 | SH | SOLE | 2,968 | 0 | 0 | ||
CVS HEALTH CORP | COM | 126650100 | 1,121 | 19,200 | SH | SOLE | 19,200 | 0 | 0 | ||
DBV TECHNOLOGIES S A | SPONSORED ADR | 23306J101 | 417 | 240,900 | SH | DFND | 0 | 240,900 | 0 | ||
DBV TECHNOLOGIES S A | SPONSORED ADR | 23306J101 | 35 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
DECKERS OUTDOOR CORP | COM | 243537107 | 211 | 960 | SH | DFND | 0 | 960 | 0 | ||
DEXCOM INC | COM | 252131107 | 6,088 | 14,769 | SH | SOLE | 14,769 | 0 | 0 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 249 | 2,005 | SH | SOLE | 2,005 | 0 | 0 | ||
DOMINION ENERGY INC | COM | 25746U109 | 1,287 | 16,300 | SH | SOLE | 16,300 | 0 | 0 | ||
DUKE ENERGY CORP NEW | COM NEW | 26441C204 | 209 | 2,360 | SH | SOLE | 2,360 | 0 | 0 | ||
DYNAVAX TECHNOLOGIES CORP | COM NEW | 268158201 | 59 | 13,700 | SH | SOLE | 13,700 | 0 | 0 | ||
EMCOR GROUP INC | COM | 29084Q100 | 204 | 3,012 | SH | DFND | 0 | 3,012 | 0 | ||
EMERSON ELEC CO | COM | 291011104 | 1,981 | 30,210 | SH | SOLE | 30,210 | 0 | 0 | ||
FACEBOOK INC | CL A | 30303M102 | 7,259 | 27,717 | SH | SOLE | 27,717 | 0 | 0 | ||
FIRST INTERNET BANCORP | COM | 320557101 | 393 | 26,688 | SH | DFND | 0 | 26,688 | 0 | ||
FIVE9 INC | COM | 338307101 | 427 | 3,293 | SH | DFND | 0 | 3,293 | 0 | ||
FLUIDIGM CORP DEL | COM | 34385P108 | 76 | 10,245 | SH | SOLE | 10,245 | 0 | 0 | ||
FORD MTR CO DEL | COM | 345370860 | 84 | 12,675 | SH | SOLE | 12,675 | 0 | 0 | ||
FORTINET INC | COM | 34959E109 | 7,807 | 66,265 | SH | SOLE | 66,265 | 0 | 0 | ||
GENERAL MLS INC | COM | 370334104 | 409 | 6,627 | SH | SOLE | 6,627 | 0 | 0 | ||
GENERAL MTRS CO | COM | 37045V100 | 891 | 30,125 | SH | SOLE | 30,125 | 0 | 0 | ||
GILEAD SCIENCES INC | COM | 375558103 | 8,165 | 129,215 | SH | SOLE | 129,215 | 0 | 0 | ||
GODADDY INC | CL A | 380237107 | 5,408 | 71,185 | SH | SOLE | 71,185 | 0 | 0 | ||
GOGO INC | COM | 38046C109 | 204 | 22,032 | SH | DFND | 0 | 22,032 | 0 | ||
HOME DEPOT INC | COM | 437076102 | 2,297 | 8,273 | SH | SOLE | 8,273 | 0 | 0 | ||
HONDA MOTOR LTD | AMERN SHS | 438128308 | 574 | 24,236 | SH | SOLE | 24,236 | 0 | 0 | ||
HONEYWELL INTL INC | COM | 438516106 | 1,380 | 8,385 | SH | SOLE | 8,385 | 0 | 0 | ||
ILLUMINA INC | COM | 452327109 | 8,644 | 27,967 | SH | SOLE | 27,967 | 0 | 0 | ||
INFINERA CORP | COM | 45667G103 | 341 | 55,330 | SH | DFND | 0 | 55,330 | 0 | ||
INTEL CORP | COM | 458140100 | 479 | 9,257 | SH | SOLE | 9,257 | 0 | 0 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 1,928 | 15,850 | SH | SOLE | 15,850 | 0 | 0 | ||
INTERNATIONAL PAPER CO | COM | 460146103 | 1,073 | 26,475 | SH | SOLE | 26,475 | 0 | 0 | ||
INTRA CELLULAR THERAPIES INC | COM | 46116X101 | 487 | 18,975 | SH | DFND | 0 | 18,975 | 0 | ||
INTRA CELLULAR THERAPIES INC | COM | 46116X101 | 225 | 8,762 | SH | SOLE | 8,762 | 0 | 0 | ||
INTUITIVE SURGICAL INC | COM NEW | 46120E602 | 11,654 | 16,425 | SH | SOLE | 16,425 | 0 | 0 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 1,902 | 6,846 | SH | SOLE | 6,846 | 0 | 0 | ||
IOVANCE BIOTHERAPEUTICS INC | COM | 462260100 | 92 | 2,801 | SH | SOLE | 2,801 | 0 | 0 | ||
IOVANCE BIOTHERAPEUTICS INC | COM | 462260100 | 560 | 17,020 | SH | DFND | 0 | 17,020 | 0 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 381 | 2,543 | SH | SOLE | 2,543 | 0 | 0 | ||
ISHARES TR | CORE MSCI EAFE | 46432F842 | 369 | 6,118 | SH | SOLE | 6,118 | 0 | 0 | ||
ISHARES TR | S&P 500 GRWT ETF | 464287309 | 421 | 1,822 | SH | SOLE | 1,822 | 0 | 0 | ||
ISHARES TR | GLOBAL ENERG ETF | 464287341 | 252 | 15,384 | SH | SOLE | 15,384 | 0 | 0 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 341 | 2,277 | SH | DFND | 0 | 2,277 | 0 | ||
ISHARES TR | U.S. TECH ETF | 464287721 | 362 | 1,203 | SH | SOLE | 1,203 | 0 | 0 | ||
ISHARES TR | CORE S&P SCP ETF | 464287804 | 785 | 11,179 | SH | SOLE | 11,179 | 0 | 0 | ||
ISHARES TR | S&P MC 400GR ETF | 464287606 | 489 | 2,044 | SH | SOLE | 2,044 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 627 | 4,210 | SH | SOLE | 4,210 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 424 | 4,404 | SH | SOLE | 4,404 | 0 | 0 | ||
KANSAS CITY SOUTHERN | COM NEW | 485170302 | 6,966 | 38,520 | SH | SOLE | 38,520 | 0 | 0 | ||
KELLOGG CO | COM | 487836108 | 321 | 4,963 | SH | SOLE | 4,963 | 0 | 0 | ||
KODIAK SCIENCES INC | COM | 50015M109 | 217 | 3,665 | SH | DFND | 0 | 3,665 | 0 | ||
LAZYDAYS HLDGS INC | COM | 52110H100 | 339 | 26,758 | SH | DFND | 0 | 26,758 | 0 | ||
LAZYDAYS HLDGS INC | COM | 52110H100 | 51 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
LENNAR CORP | CL A | 526057104 | 12,283 | 150,380 | SH | SOLE | 150,380 | 0 | 0 | ||
LOCKHEED MARTIN CORP | COM | 539830109 | 204 | 532 | SH | SOLE | 532 | 0 | 0 | ||
LPL FINL HLDGS INC | COM | 50212V100 | 477 | 6,225 | SH | DFND | 0 | 6,225 | 0 | ||
LULULEMON ATHLETICA INC | COM | 550021109 | 6,633 | 20,137 | SH | SOLE | 20,137 | 0 | 0 | ||
MAGNA INTL INC | COM | 559222401 | 405 | 8,842 | SH | SOLE | 8,842 | 0 | 0 | ||
MERCK & CO. INC | COM | 58933Y105 | 1,695 | 20,439 | SH | SOLE | 20,439 | 0 | 0 | ||
METLIFE INC | COM | 59156R108 | 1,043 | 28,072 | SH | SOLE | 28,072 | 0 | 0 | ||
MICRON TECHNOLOGY INC | COM | 595112103 | 9,186 | 195,608 | SH | SOLE | 195,608 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 1,279 | 6,081 | SH | SOLE | 6,081 | 0 | 0 | ||
MILLER HERMAN INC | COM | 600544100 | 298 | 9,888 | SH | DFND | 0 | 9,888 | 0 | ||
MOTORCAR PTS AMER INC | COM | 620071100 | 506 | 32,495 | SH | DFND | 0 | 32,495 | 0 | ||
MYOKARDIA INC | COM | 62857M105 | 234 | 1,714 | SH | DFND | 0 | 1,714 | 0 | ||
MYOVANT SCIENCES LTD | COM | G637AM102 | 140 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
NETFLIX INC | COM | 64110L106 | 10,164 | 20,327 | SH | SOLE | 20,327 | 0 | 0 | ||
NEUBASE THERAPEUTICS INC | COM | 64132K102 | 98 | 12,977 | SH | SOLE | 12,977 | 0 | 0 | ||
NEWELL BRANDS INC | COM | 651229106 | 1,400 | 81,561 | SH | SOLE | 81,561 | 0 | 0 | ||
NORDSTROM INC | COM | 655664100 | 334 | 27,983 | SH | DFND | 0 | 27,983 | 0 | ||
NVIDIA CORPORATION | COM | 67066G104 | 12,767 | 23,590 | SH | SOLE | 23,590 | 0 | 0 | ||
PACKAGING CORP AMER | COM | 695156109 | 477 | 4,377 | SH | SOLE | 4,377 | 0 | 0 | ||
PAYPAL HLDGS INC | COM | 70450Y103 | 13,155 | 66,768 | SH | SOLE | 66,768 | 0 | 0 | ||
PENN NATL GAMING INC | COM | 707569109 | 13,837 | 190,334 | SH | SOLE | 190,334 | 0 | 0 | ||
PERION NETWORK LTD | SHS NEW | M78673114 | 239 | 34,267 | SH | DFND | 0 | 34,267 | 0 | ||
PFIZER INC | COM | 717081103 | 416 | 11,328 | SH | SOLE | 11,328 | 0 | 0 | ||
PLUG POWER INC | COM NEW | 72919P202 | 393 | 29,283 | SH | DFND | 0 | 29,283 | 0 | ||
PNC FINL SVCS GROUP INC | COM | 693475105 | 1,168 | 10,625 | SH | SOLE | 10,625 | 0 | 0 | ||
POLARIS INC | COM | 731068102 | 317 | 3,356 | SH | SOLE | 3,356 | 0 | 0 | ||
POWERFLEET INC | COM | 73931J109 | 100 | 17,691 | SH | DFND | 0 | 17,691 | 0 | ||
PRICE T ROWE GROUP INC | COM | 74144T108 | 821 | 6,400 | SH | SOLE | 6,400 | 0 | 0 | ||
PRINCIPAL FINANCIAL GROUP IN | COM | 74251V102 | 1,143 | 28,395 | SH | SOLE | 28,395 | 0 | 0 | ||
PROTO LABS INC | COM | 743713109 | 6,123 | 47,280 | SH | SOLE | 47,280 | 0 | 0 | ||
PURE STORAGE INC | CL A | 74624M102 | 10,085 | 655,320 | SH | SOLE | 655,320 | 0 | 0 | ||
QUALCOMM INC | COM | 747525103 | 13,030 | 110,728 | SH | SOLE | 110,728 | 0 | 0 | ||
QUANTUM CORP | COM NEW | 747906501 | 172 | 37,417 | SH | DFND | 0 | 37,417 | 0 | ||
QUIDEL CORP | COM | 74838J101 | 6,758 | 30,805 | SH | SOLE | 30,805 | 0 | 0 | ||
QUOTIENT LTD | SHS | G73268107 | 459 | 89,306 | SH | DFND | 0 | 89,306 | 0 | ||
RENT A CTR INC NEW | COM | 76009N100 | 697 | 23,311 | SH | DFND | 0 | 23,311 | 0 | ||
REVANCE THERAPEUTICS INC | COM | 761330109 | 1 | 20 | SH | SOLE | 20 | 0 | 0 | ||
REVANCE THERAPEUTICS INC | COM | 761330109 | 271 | 10,771 | SH | DFND | 0 | 10,771 | 0 | ||
SALESFORCE COM INC | COM | 79466L302 | 13,019 | 51,802 | SH | SOLE | 51,802 | 0 | 0 | ||
SANOFI | SPONSORED ADR | 80105N105 | 1,294 | 25,785 | SH | SOLE | 25,785 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | 388 | 4,815 | SH | SOLE | 4,815 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 | 266 | 3,895 | SH | SOLE | 3,895 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US BRD MKT ETF | 808524102 | 230 | 2,885 | SH | SOLE | 2,885 | 0 | 0 | ||
SCIENCE APPLICATIONS INTL CO | COM | 808625107 | 335 | 4,271 | SH | DFND | 0 | 4,271 | 0 | ||
SELECT SECTOR SPDR TR | RL EST SEL SEC | 81369Y860 | 241 | 6,831 | SH | SOLE | 6,831 | 0 | 0 | ||
SPDR GOLD TR | GOLD SHS | 78463V107 | 1,027 | 5,800 | SH | SOLE | 5,800 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 952 | 2,842 | SH | SOLE | 2,842 | 0 | 0 | ||
SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 78467Y107 | 336 | 991 | SH | SOLE | 991 | 0 | 0 | ||
SPORTSMANS WHSE HLDGS INC | COM | 84920Y106 | 0 | 15 | SH | SOLE | 15 | 0 | 0 | ||
SPORTSMANS WHSE HLDGS INC | COM | 84920Y106 | 359 | 25,122 | SH | DFND | 0 | 25,122 | 0 | ||
SYNEOS HEALTH INC | CL A | 87166B102 | 4,401 | 82,785 | SH | SOLE | 82,785 | 0 | 0 | ||
TELUS CORPORATION | COM | 87971M103 | 584 | 33,180 | SH | SOLE | 33,180 | 0 | 0 | ||
TESLA INC | COM | 88160R101 | 232 | 540 | SH | SOLE | 540 | 0 | 0 | ||
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 6,865 | 15,548 | SH | SOLE | 15,548 | 0 | 0 | ||
TOLL BROTHERS INC | COM | 889478103 | 2,724 | 55,985 | SH | SOLE | 55,985 | 0 | 0 | ||
TORONTO DOMINION BK ONT | COM NEW | 891160509 | 234 | 5,055 | SH | SOLE | 5,055 | 0 | 0 | ||
TWITTER INC | COM | 90184L102 | 11,965 | 268,875 | SH | SOLE | 268,875 | 0 | 0 | ||
UMB FINL CORP | COM | 902788108 | 227 | 4,625 | SH | DFND | 0 | 4,625 | 0 | ||
UNITED PARCEL SERVICE INC | CL B | 911312106 | 2,282 | 13,695 | SH | SOLE | 13,695 | 0 | 0 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 6,395 | 20,512 | SH | SOLE | 20,512 | 0 | 0 | ||
VALLEY NATL BANCORP | COM | 919794107 | 91 | 13,240 | SH | DFND | 0 | 13,240 | 0 | ||
VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 | 452 | 8,960 | SH | SOLE | 8,960 | 0 | 0 | ||
VEEVA SYS INC | CL A COM | 922475108 | 7,543 | 26,825 | SH | SOLE | 26,825 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 919 | 15,454 | SH | SOLE | 15,454 | 0 | 0 | ||
VISA INC | COM CL A | 92826C839 | 8,373 | 41,869 | SH | SOLE | 41,869 | 0 | 0 | ||
VOCERA COMMUNICATIONS INC | COM | 92857F107 | 255 | 8,770 | SH | DFND | 0 | 8,770 | 0 | ||
WALGREENS BOOTS ALLIANCE INC | COM | 931427108 | 266 | 7,400 | SH | SOLE | 7,400 | 0 | 0 | ||
WESTERN UN CO | COM | 959802109 | 1,377 | 64,254 | SH | SOLE | 64,254 | 0 | 0 | ||
WISDOMTREE TR | US MIDCAP DIVID | 97717W505 | 311 | 10,740 | SH | SOLE | 10,740 | 0 | 0 | ||
ZOGENIX INC | COM NEW | 98978L204 | 302 | 16,834 | SH | DFND | 0 | 16,834 | 0 | ||
ZOGENIX INC | COM NEW | 98978L204 | 16 | 914 | SH | SOLE | 914 | 0 | 0 |