0001533932-17-000078.txt : 20170303
0001533932-17-000078.hdr.sgml : 20170303
20170303161922
ACCESSION NUMBER: 0001533932-17-000078
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170301
FILED AS OF DATE: 20170303
DATE AS OF CHANGE: 20170303
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Vantiv, Inc.
CENTRAL INDEX KEY: 0001533932
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 264532998
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 8500 GOVERNOR'S HILL DRIVE
CITY: SYMMES TOWNSHIP
STATE: OH
ZIP: 45249
BUSINESS PHONE: 513-900-5250
MAIL ADDRESS:
STREET 1: 8500 GOVERNOR'S HILL DRIVE
CITY: SYMMES TOWNSHIP
STATE: OH
ZIP: 45249
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cole Royal
CENTRAL INDEX KEY: 0001374975
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35462
FILM NUMBER: 17663861
MAIL ADDRESS:
STREET 1: THE WESTERN UNION COMPANY
STREET 2: 12500 EAST BELFORD AVENUE
CITY: ENGLEWOOD
STATE: CO
ZIP: 80112
4
1
wf-form4_148857594471241.xml
FORM 4
X0306
4
2017-03-01
0
0001533932
Vantiv, Inc.
VNTV
0001374975
Cole Royal
C/O VANTIV, INC.
8500 GOVERNOR'S HILL DRIVE
CINCINNATI
OH
45249-1384
0
1
0
0
Grp Pres, Merchant & FI Svcs
Class A Common Stock
2017-03-01
4
M
0
10704
21.95
A
108209
D
Class A Common Stock
2017-03-01
4
M
0
8269
31.02
A
116478
D
Class A Common Stock
2017-03-01
4
M
0
7699
37.10
A
124177
D
Class A Common Stock
2017-03-01
4
M
0
7183
50.01
A
131360
D
Class A Common Stock
2017-03-01
4
S
0
53855
65.6759
D
77505
D
Employee Stock Option (right to buy)
21.95
2017-03-01
4
M
0
10704
0
D
2023-02-27
Class A Common Stock
10704.0
0
D
Employee Stock Option (right to buy)
31.02
2017-03-01
4
M
0
8269
0
D
2024-02-18
Class A Common Stock
8269.0
8269
D
Employee Stock Option (right to buy)
37.1
2017-03-01
4
M
0
7699
0
D
2025-02-24
Class A Common Stock
7699.0
15399
D
Employee Stock Option (right to buy)
50.01
2017-03-01
4
M
0
7183
0
D
2026-02-17
Class A Common Stock
7183.0
21552
D
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2016.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.22 to $66.15, inclusive. The reporting person undertakes to provide to Vantiv, Inc., any security holder of Vantiv, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
The option, representing a right to purchase a total of 42,816 shares, became exercisable in four equal (subject to rounding) annual installments beginning on February 27, 2014.
The option, representing a right to purchase a total of 33,076 shares, became exercisable in four equal (subject to rounding) annual installments beginning on February 18, 2015.
The option, representing a right to purchase a total of 30,797 shares, became exercisable in four equal (subject to rounding) annual installments beginning on February 24, 2016.
The option, representing a right to purchase a total of 28,735 shares, became exercisable in four equal (subject to rounding) annual installments beginning on February 17, 2017.
/s/ Bryan A. Jacobs, attorney-in-fact for Royal Cole
2017-03-03