0001533932-17-000078.txt : 20170303 0001533932-17-000078.hdr.sgml : 20170303 20170303161922 ACCESSION NUMBER: 0001533932-17-000078 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170301 FILED AS OF DATE: 20170303 DATE AS OF CHANGE: 20170303 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Vantiv, Inc. CENTRAL INDEX KEY: 0001533932 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 264532998 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8500 GOVERNOR'S HILL DRIVE CITY: SYMMES TOWNSHIP STATE: OH ZIP: 45249 BUSINESS PHONE: 513-900-5250 MAIL ADDRESS: STREET 1: 8500 GOVERNOR'S HILL DRIVE CITY: SYMMES TOWNSHIP STATE: OH ZIP: 45249 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cole Royal CENTRAL INDEX KEY: 0001374975 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35462 FILM NUMBER: 17663861 MAIL ADDRESS: STREET 1: THE WESTERN UNION COMPANY STREET 2: 12500 EAST BELFORD AVENUE CITY: ENGLEWOOD STATE: CO ZIP: 80112 4 1 wf-form4_148857594471241.xml FORM 4 X0306 4 2017-03-01 0 0001533932 Vantiv, Inc. VNTV 0001374975 Cole Royal C/O VANTIV, INC. 8500 GOVERNOR'S HILL DRIVE CINCINNATI OH 45249-1384 0 1 0 0 Grp Pres, Merchant & FI Svcs Class A Common Stock 2017-03-01 4 M 0 10704 21.95 A 108209 D Class A Common Stock 2017-03-01 4 M 0 8269 31.02 A 116478 D Class A Common Stock 2017-03-01 4 M 0 7699 37.10 A 124177 D Class A Common Stock 2017-03-01 4 M 0 7183 50.01 A 131360 D Class A Common Stock 2017-03-01 4 S 0 53855 65.6759 D 77505 D Employee Stock Option (right to buy) 21.95 2017-03-01 4 M 0 10704 0 D 2023-02-27 Class A Common Stock 10704.0 0 D Employee Stock Option (right to buy) 31.02 2017-03-01 4 M 0 8269 0 D 2024-02-18 Class A Common Stock 8269.0 8269 D Employee Stock Option (right to buy) 37.1 2017-03-01 4 M 0 7699 0 D 2025-02-24 Class A Common Stock 7699.0 15399 D Employee Stock Option (right to buy) 50.01 2017-03-01 4 M 0 7183 0 D 2026-02-17 Class A Common Stock 7183.0 21552 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2016. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.22 to $66.15, inclusive. The reporting person undertakes to provide to Vantiv, Inc., any security holder of Vantiv, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. The option, representing a right to purchase a total of 42,816 shares, became exercisable in four equal (subject to rounding) annual installments beginning on February 27, 2014. The option, representing a right to purchase a total of 33,076 shares, became exercisable in four equal (subject to rounding) annual installments beginning on February 18, 2015. The option, representing a right to purchase a total of 30,797 shares, became exercisable in four equal (subject to rounding) annual installments beginning on February 24, 2016. The option, representing a right to purchase a total of 28,735 shares, became exercisable in four equal (subject to rounding) annual installments beginning on February 17, 2017. /s/ Bryan A. Jacobs, attorney-in-fact for Royal Cole 2017-03-03