0001209191-18-043189.txt : 20180718
0001209191-18-043189.hdr.sgml : 20180718
20180718210254
ACCESSION NUMBER: 0001209191-18-043189
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180718
FILED AS OF DATE: 20180718
DATE AS OF CHANGE: 20180718
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RiverVest Venture Fund III, L.P.
CENTRAL INDEX KEY: 0001601559
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38582
FILM NUMBER: 18959413
BUSINESS ADDRESS:
STREET 1: 7733 FORSYTH BOULEVARD
CITY: ST. LOUIS
STATE: MO
ZIP: 63105
BUSINESS PHONE: 314-726-6700
MAIL ADDRESS:
STREET 1: 7733 FORSYTH BOULEVARD
CITY: ST. LOUIS
STATE: MO
ZIP: 63105
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RiverVest Venture Fund II (Ohio), L.P.
CENTRAL INDEX KEY: 0001606398
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38582
FILM NUMBER: 18959414
BUSINESS ADDRESS:
STREET 1: 7733 FORSYTH BOULEVARD, SUITE 1650
CITY: ST. LOUIS
STATE: MO
ZIP: 63105
BUSINESS PHONE: 314-726-6700
MAIL ADDRESS:
STREET 1: 7733 FORSYTH BOULEVARD, SUITE 1650
CITY: ST. LOUIS
STATE: MO
ZIP: 63105
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RiverVest Venture Fund III (Ohio), L.P.
CENTRAL INDEX KEY: 0001636686
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38582
FILM NUMBER: 18959415
BUSINESS ADDRESS:
STREET 1: 11000 CEDAR AVENUE
STREET 2: SUITE 100
CITY: CLEVELAND
STATE: OH
ZIP: 44106-3502
BUSINESS PHONE: 314-726-6700
MAIL ADDRESS:
STREET 1: 11000 CEDAR AVENUE
STREET 2: SUITE 100
CITY: CLEVELAND
STATE: OH
ZIP: 44106-3502
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RIVERVEST VENTURE FUND II L P
CENTRAL INDEX KEY: 0001374953
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38582
FILM NUMBER: 18959416
BUSINESS ADDRESS:
STREET 1: 7733 FORSYTH BLVD SUITE 1650
CITY: ST LOUIS
STATE: MO
ZIP: 63105
BUSINESS PHONE: 314-726-6700
MAIL ADDRESS:
STREET 1: 7733 FORSYTH BLVD SUITE 1650
CITY: ST LOUIS
STATE: MO
ZIP: 63105
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: 3x5 RiverVest Fund II, L.P.
CENTRAL INDEX KEY: 0001657449
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38582
FILM NUMBER: 18959417
BUSINESS ADDRESS:
STREET 1: 101 SOUTH HANLEY ROAD
STREET 2: #1850
CITY: ST. LOUIS
STATE: MO
ZIP: 63105
BUSINESS PHONE: 314-726-6700
MAIL ADDRESS:
STREET 1: 101 SOUTH HANLEY ROAD
STREET 2: #1850
CITY: ST. LOUIS
STATE: MO
ZIP: 63105
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: 3x5 RiverVest Fund II-B, L.P.
CENTRAL INDEX KEY: 0001684103
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38582
FILM NUMBER: 18959418
BUSINESS ADDRESS:
STREET 1: 101 SOUTH HANLEY ROAD
STREET 2: NO. 1850
CITY: ST. LOUIS
STATE: MO
ZIP: 63105
BUSINESS PHONE: 314-726-6700
MAIL ADDRESS:
STREET 1: 101 SOUTH HANLEY ROAD
STREET 2: NO. 1850
CITY: ST. LOUIS
STATE: MO
ZIP: 63105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Allakos Inc.
CENTRAL INDEX KEY: 0001564824
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 454798831
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 75 SHOREWAY ROAD
STREET 2: SUITE A
CITY: SAN CARLOS
STATE: CA
ZIP: 94070
BUSINESS PHONE: 650-597-5002
MAIL ADDRESS:
STREET 1: 75 SHOREWAY ROAD
STREET 2: SUITE A
CITY: SAN CARLOS
STATE: CA
ZIP: 94070
3
1
doc3.xml
FORM 3 SUBMISSION
X0206
3
2018-07-18
0
0001564824
Allakos Inc.
ALLK
0001601559
RiverVest Venture Fund III, L.P.
101 S. HANLEY ROAD
SUITE 1850
ST. LOUIS
MO
63105
0
0
1
0
0001606398
RiverVest Venture Fund II (Ohio), L.P.
101 S. HANLEY ROAD
SUITE 1850
ST. LOUIS
MO
63105
0
0
1
0
0001636686
RiverVest Venture Fund III (Ohio), L.P.
101 S. HANLEY ROAD
SUITE 1850
ST. LOUIS
MO
63105
0
0
1
0
0001374953
RIVERVEST VENTURE FUND II L P
101 S. HANLEY ROAD
SUITE 1850
ST. LOUIS
MO
63105
0
0
1
0
0001657449
3x5 RiverVest Fund II, L.P.
101 S. HANLEY ROAD
SUITE 1850
ST. LOUIS
MO
63105
0
0
1
0
0001684103
3x5 RiverVest Fund II-B, L.P.
101 S. HANLEY ROAD
SUITE 850
ST. LOUIS
MO
63105
0
0
1
0
Series A Preferred Stock
Common Stock
6482724
I
See footnote
Series B Preferred Stock
Common Stock
777417
I
See footnote
Each share of Series A Preferred Stock and Series B Preferred Stock shall automatically convert into Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering of common stock and has no expiration date.
RiverVest Venture Fund II, L.P ("RiverVest II") owns 954,494 shares of Series A Preferred Stock. RiverVest Venture Fund II (Ohio), L.P. ("RiverVest (Ohio) II") owns 259,258 shares of Series A Preferred Stock. RiverVest Venture Fund III, L.P ("RiverVest III") owns 3,234,069 shares of Series A Preferred Stock. RiverVest Venture Fund III (Ohio), L.P. ("RiverVest (Ohio) III") owns 171,647 shares of Series A Preferred Stock. 3x5 RiverVest Fund II, L.P. ("3x5 II") owns 1,795,434 shares of Series A Preferred Stock. 3x5 RiverVest Fund II-B, L.P. ("3x5 II-B") owns 67,822 shares of Series A Preferred Stock.
The shares held by RiverVest II are indirectly held by RiverVest Venture Partners II, L.P. ("RiverVest Partners II"), which is the general partner of RiverVest II. The shares held by RiverVest (Ohio) II are indirectly held by RiverVest Venture Partners II (Ohio), LLC ("RiverVest Partners (Ohio) II"), which is the general partner of RiverVest (Ohio) II. RiverVest Partners II is the sole member of RiverVest Partners (Ohio) II. RiverVest Venture Partners II, LLC is the general partner of RiverVest Partners II. John P. McKearn is an Authorized Person of RiverVest Venture Partners II, LLC and may be deemed to share dispositive voting and investment power with respect to the shares held by RiverVest II and RiverVest (Ohio) II.
The shares held by RiverVest III are indirectly held by RiverVest Venture Partners III, L.P. ("RiverVest Partners III"), which is the general partner of RiverVest III. The shares held by RiverVest (Ohio) III are indirectly held by RiverVest Venture Partners III (Ohio), LLC ("RiverVest Partners (Ohio) III"), which is the general partner of RiverVest (Ohio) III. RiverVest Partners III is the sole member of RiverVest Partners (Ohio) III. RiverVest Venture Partners III, LLC is the general partner of RiverVest Partners III. John P. McKearn is a Manager of RiverVest Venture Partners III, LLC and may be deemed to share dispositive voting and investment power with respect to the shares held by RiverVest III and RiverVest (Ohio) III.
The shares held by 3x5 II and 3x5 II-B are indirectly held by 3x5 RiverVest Partners II, LLC ("3x5 Partners II"), which is the general partner of 3x5 II and 3x5 II-B. RiverVest 3x5 Managers II, L.P. ("3x5 Managers II"), is a Member of 3x5 Partners II. RiverVest 3x5 Managers II, LLC is the general partner of 3x5 Managers II. John P. McKearn is a Member of RiverVest 3x5 Managers II, LLC and may be deemed to share dispositive voting and investment power with respect to the shares held by 3x5 II and 3x5 II-B. Dr. McKearn disclaims beneficial ownership of all shares held by RiverVest II, RiverVest (Ohio) II, RiverVest III, RiverVest (Ohio) III, 3x5 II and 3x5 II-B except to the extent of his pecuniary interests therein.
RiverVest II owns 26,199 shares of Series B Preferred Stock. RiverVest (Ohio) II owns 7,116 shares of Series B Preferred Stock. RiverVest III owns 284,750 shares of Series B Preferred Stock. RiverVest (Ohio) III owns 15,112 shares of Series B Preferred Stock. 3x5 II owns 428,071 shares of Series B Preferred Stock. 3x5 II-B owns 16,169 shares of Series A Preferred Stock.
/s/ John P. McKearn, Manager of RiverVest Venture Partners III, LLC
2018-07-18
/s/ John P. McKearn, Authorized Person of RiverVest Venture Partners II, LLC
2018-07-18
/s/ John P. McKearn, Member of RiverVest 3x5 Managers II, LLC
2018-07-18