-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Rp2gjEWDoxleQw84NkmstSLMbsrilTA8v7DdNTBEFpr2Sx8rfTxkKZ9bXm9+hdO/ JSq+yf7L7xC8ui7npaO6HQ== 0001011443-09-000425.txt : 20090603 0001011443-09-000425.hdr.sgml : 20090603 20090603172127 ACCESSION NUMBER: 0001011443-09-000425 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20090603 DATE AS OF CHANGE: 20090603 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ADVANCED TECHNOLOGY ACQUISITION CORP. CENTRAL INDEX KEY: 0001374796 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 680635064 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-82942 FILM NUMBER: 09872137 BUSINESS ADDRESS: STREET 1: 14 A ACHIMEIR STREET CITY: RAMAT GAN STATE: L3 ZIP: 52587 BUSINESS PHONE: 011-972-3-751-3707 MAIL ADDRESS: STREET 1: 14 A ACHIMEIR STREET CITY: RAMAT GAN STATE: L3 ZIP: 52587 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HBK INVESTMENTS L P CENTRAL INDEX KEY: 0001011443 IRS NUMBER: 752622581 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 2101 CEDAR SPRINGS ROAD STREET 2: STE 700 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2147586100 MAIL ADDRESS: STREET 1: 2101 CEDAR SPRINGS ROAD STREET 2: STE 700 CITY: DALLAS STATE: TX ZIP: 75201 SC 13D/A 1 axc13da1.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* Advanced Technology Acquisition Corp. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 007556103 (CUSIP Number) Jon L. Mosle HBK Investments L.P. 2101 Cedar Springs Road, Suite 700 Dallas, TX 75201 (214) 758-6107 (Name, Address, and Telephone Number of Person Authorized to Receive Notices and Communications) June 2, 2009 (Date of Event Which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 3d-1(f), or 13d-1(g), check the following box. / / Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 007556103 1. Name of Reporting Person. HBK Investments L.P. 2. Check the Appropriate Box if a Member of a Group (a) /X/ (b) / / 3. SEC Use Only 4. Source of Funds AF 5. Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e). / / 6. Citizenship or Place of Organization: Delaware 7. Sole Voting Power: 0 Number of Shares Beneficially 8. Shared Voting Power: 3,016,456 Owned By Each Reporting 9. Sole Dispositive Power: 0 Person With: 10. Shared Dispositive Power: 3,016,456 11. Aggregate Amount Beneficially Owned by Each Reporting Person: 3,016,456 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares / / 13. Percent of Class Represented by Amount in Row (11): 11.2% 14. Type of Reporting Person: PN CUSIP No. 007556103 1. Name of Reporting Person. HBK Services LLC 2. Check the Appropriate Box if a Member of a Group (a) /X/ (b) / / 3. SEC Use Only 4. Source of Funds AF 5. Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e). / / 6. Citizenship or Place of Organization: Delaware 7. Sole Voting Power: 0 Number of Shares Beneficially 8. Shared Voting Power: 3,016,456 Owned By Each Reporting 9. Sole Dispositive Power: 0 Person With: 10. Shared Dispositive Power: 3,016,456 11. Aggregate Amount Beneficially Owned by Each Reporting Person: 3,016,456 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares / / 13. Percent of Class Represented by Amount in Row (11): 11.2% 14. Type of Reporting Person: OO CUSIP No. 007556103 1. Name of Reporting Person. HBK New York LLC 2. Check the Appropriate Box if a Member of a Group (a) /X/ (b) / / 3. SEC Use Only 4. Source of Funds AF 5. Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e). / / 6. Citizenship or Place of Organization: Delaware 7. Sole Voting Power: 0 Number of Shares Beneficially 8. Shared Voting Power: 3,016,456 Owned By Each Reporting 9. Sole Dispositive Power: 0 Person With: 10. Shared Dispositive Power: 3,016,456 11. Aggregate Amount Beneficially Owned by Each Reporting Person: 3,016,456 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares / / 13. Percent of Class Represented by Amount in Row (11): 11.2% 14. Type of Reporting Person: OO CUSIP No. 007556103 1. Name of Reporting Person. HBK Partners II L.P. 2. Check the Appropriate Box if a Member of a Group (a) /X/ (b) / / 3. SEC Use Only 4. Source of Funds AF 5. Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e). / / 6. Citizenship or Place of Organization: Delaware 7. Sole Voting Power: 0 Number of Shares Beneficially 8. Shared Voting Power: 3,016,456 Owned By Each Reporting 9. Sole Dispositive Power: 0 Person With: 10. Shared Dispositive Power: 3,016,456 11. Aggregate Amount Beneficially Owned by Each Reporting Person: 3,016,456 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares / / 13. Percent of Class Represented by Amount in Row (11): 11.2% 14. Type of Reporting Person: PN CUSIP No. 007556103 1. Name of Reporting Person. HBK Management LLC 2. Check the Appropriate Box if a Member of a Group (a) /X/ (b) / / 3. SEC Use Only 4. Source of Funds AF 5. Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e). / / 6. Citizenship or Place of Organization: Delaware 7. Sole Voting Power: 0 Number of Shares Beneficially 8. Shared Voting Power: 3,016,456 Owned By Each Reporting 9. Sole Dispositive Power: 0 Person With: 10. Shared Dispositive Power: 3,016,456 11. Aggregate Amount Beneficially Owned by Each Reporting Person: 3,016,456 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares / / 13. Percent of Class Represented by Amount in Row (11): 11.2% 14. Type of Reporting Person: OO CUSIP No. 007556103 1. Name of Reporting Person. HBK Master Fund L.P. 2. Check the Appropriate Box if a Member of a Group (a) /X/ (b) / / 3. SEC Use Only 4. Source of Funds WC 5. Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e). / / 6. Citizenship or Place of Organization: Cayman Islands 7. Sole Voting Power: 0 Number of Shares Beneficially 8. Shared Voting Power: 2,072,355 Owned By Each Reporting 9. Sole Dispositive Power: 0 Person With: 10. Shared Dispositive Power: 2,072,355 11. Aggregate Amount Beneficially Owned by Each Reporting Person: 2,072,355 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares / / 13. Percent of Class Represented by Amount in Row (11): 7.7% 14. Type of Reporting Person: PN CUSIP No. 007556103 1. Name of Reporting Person. HBK Special Opportunity Fund I L.P. 2. Check the Appropriate Box if a Member of a Group (a) /X/ (b) / / 3. SEC Use Only 4. Source of Funds WC 5. Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e). / / 6. Citizenship or Place of Organization: Cayman Islands 7. Sole Voting Power: 0 Number of Shares Beneficially 8. Shared Voting Power: 944,101 Owned By Each Reporting 9. Sole Dispositive Power: 0 Person With: 10. Shared Dispositive Power: 944,101 11. Aggregate Amount Beneficially Owned by Each Reporting Person: 944,101 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares / / 13. Percent of Class Represented by Amount in Row (11): 3.5% 14. Type of Reporting Person: PN Explanatory Notes This Amendment No. 1 on Schedule 13D (this "Amendment") hereby amends and supplements the statement on Schedule 13D filed on April 3, 2009 (the "Initial Schedule 13D" and the Initial Schedule 13D as amended, the "Schedule 13D") with the Securities and Exchange Commission relating to the shares of common stock, par value $0.0001 per share (the "Common Stock"), of Advanced Technology Acquisition Corp., a Delaware corporation. Capitalized terms used but not defined in this Amendment shall have the meanings given in the Schedule 13D. This Amendment is being filed to report the sale by HBK Master and HBK SOFI of shares of Common Stock. This Amendment amends and restates Items 5(a), 5(b) and 5(c) in their entirety and amends and supplements Item 7 as set forth below. Item 5. Interest in Securities of the Issuer The disclosure in paragraphs (a), (b) and (c) of Item 5 is hereby amended and restated in its entirety as follows: (a) Each of HBK Investments, HBK Services, HBK NY, HBK Partners, HBK Management, and HBK Master may be deemed to beneficially own the 2,072,355 shares of Common Stock held by HBK Master representing approximately 7.7% of the outstanding shares of Common Stock. Each of HBK Investments, HBK Services, HBK NY, HBK Partners, HBK Management, and HBK SOFI may be deemed to beneficially own the 944,101 shares of Common Stock held by HBK SOFI representing approximately 3.5% of the outstanding shares of Common Stock. The percentages used herein are based upon the 26,953,125 shares of Common Stock reported to be outstanding as of May 11, 2009 by the Issuer in its Form 10-Q for the quarterly period ended March 31,2009 filed with the Securities and Exchange Commission on May 11, 2009. HBK Master holds an aggregate of 590,900 warrants, each warrant entitling the holder to purchase one share of the Issuer's common stock at a price of $6.00(the "Warrants"). Each Warrant will become exercisable upon completion of a business combination by the Issuer and will expire on June 18, 2011, or earlier upon redemption. Because the Issuer has not completed a business combination as of the filing date of this Schedule 13D, the shares of common stock into which the Warrants are exercisable have not been included in the number of shares beneficially owned as reported herein. (b) None of the Reporting Persons has sole power to vote or direct the vote or sole power to dispose or direct the disposition of shares of Common Stock. Each of HBK Investments, HBK Services, HBK NY, HBK Partners, HBK Management, and HBK Master has shared power to vote or direct the vote and shared power to dispose or direct the disposition of the 2,072,355 shares of Common Stock held by HBK Master. Each of HBK Investments, HBK Services, HBK NY, HBK Partners, HBK Management, and HBK SOFI has shared power to vote or direct the vote and shared power to dispose or direct the disposition of the 944,101 shares of Common Stock held by HBK SOFI. (c) Information concerning transactions in the shares of Common Stock effected by the Reporting Persons during the past sixty days is set forth in Appendix A-2 hereto. Item 7. Material to be Filed as Exhibits Item 7 of the Initial Schedule 13D is being amended by adding the following: Appendix A-2: Transactions Effected During the Past Sixty Days SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. DATED: June 3, 2009 HBK INVESTMENTS L.P. By: /s/ Jon L. Mosle Jon L. Mosle Authorized Signatory (1) HBK SERVICES LLC By: /s/ Jon L. Mosle Jon L. Mosle Authorized Signatory (1) HBK NEW YORK LLC By: /s/ Jon L. Mosle Jon L. Mosle Authorized Signatory (1) HBK PARTNERS II L.P. By: HBK Management LLC General Partner By: /s/ Jon L. Mosle Jon L. Mosle Authorized Signatory (1) HBK MANAGEMENT LLC By: /s/ Jon L. Mosle Jon L. Mosle Authorized Signatory (1) HBK MASTER FUND L.P. By: HBK Services LLC Investment Advisor By: /s/ Jon L. Mosle Jon L. Mosle Authorized Signatory (1) HBK SPECIAL OPPORTUNITY FUND I L.P. By: HBK Services LLC Investment Advisor By: /s/ Jon L. Mosle Jon L. Mosle Authorized Signatory (1) (1) An Authorization Certificate authorizing Jon L. Mosle to act on behalf of each Reporting Person was previously filed. APPENDIX A-2 This Appendix sets forth information with respect to each purchase and sale of Common Stock which were effected by a Reporting Person during the past sixty days. The reported sales were effected in the open market through a broker. Shares of Common Stock purchased or sold by HBK Master: Date of Transaction Number of Shares Price Per Share ($) Bought/(Sold) 6/2/09 (137,403) 8.06 6/2/09 (274,806) 8.06 6/2/09 (52,282) 8.06 6/2/09 (137,403) 8.05 Shares of Common Stock purchased or sold by HBK SOFI: Date of Transaction Number of Shares Price Per Share ($) Bought/(Sold) 6/2/09 (125,194) 8.06 6/2/09 (23,818) 8.05 6/2/09 (62,597) 8.05 6/2/09 (62,597) 8.06 -----END PRIVACY-ENHANCED MESSAGE-----