X0306 4 2015-07-16 0 0001374783 MSB FINANCIAL CORP. MSBF 0001378129 ROSSI FERDINAND J 1902 LONG HILL ROAD MILLINGTON NJ 07946 1 0 0 0 Common Stock 2015-07-16 5 D 0 17771 D 0 D Stock Option (Right to Buy) 10.75 2015-07-16 5 D 0 19279 D 2009-05-09 2018-05-09 Common Stock 19279 0 D Pursuant to the Plan of Conversion and Reorganization of MSB Financial, MHC, each share of MSB Financial Corp. common stock was converted into and exchanged for 1.1397 shares of MSB Financial Corp., a Maryland corporation, common stock with cash to be paid in lieu of fractional shares. Pursuant to the Plan of Conversion and reorganization of MSB Financial, MHC, each option to acquire a share of MSB Financial Corp. common stock was converted into an option to acquire 1.1397 shares of MSB Financial Corp., a Maryland corporation, common stock and the exercise price was adjusted accordingly. /s/ Ferdinand J. Rossi 2015-07-17