0000899243-17-012901.txt : 20170511 0000899243-17-012901.hdr.sgml : 20170511 20170511185926 ACCESSION NUMBER: 0000899243-17-012901 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170510 FILED AS OF DATE: 20170511 DATE AS OF CHANGE: 20170511 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ZAFGEN, INC. CENTRAL INDEX KEY: 0001374690 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 203857670 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 175 PORTLAND STREET STREET 2: 4TH FLOOR CITY: BOSTON STATE: MA ZIP: 02114 BUSINESS PHONE: 617-622-4003 MAIL ADDRESS: STREET 1: 175 PORTLAND STREET STREET 2: 4TH FLOOR CITY: BOSTON STATE: MA ZIP: 02114 FORMER COMPANY: FORMER CONFORMED NAME: ZAFGEN INC DATE OF NAME CHANGE: 20060906 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KIM DENNIS D CENTRAL INDEX KEY: 0001456750 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36510 FILM NUMBER: 17835864 MAIL ADDRESS: STREET 1: 3344 N. TORREY PINES CT. STREET 2: SUITE 200 CITY: LA JOLLA STATE: CA ZIP: 92037 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-05-10 0 0001374690 ZAFGEN, INC. ZFGN 0001456750 KIM DENNIS D C/O ZAFGEN, INC. 175 PORTLAND STREET, 4TH FLOOR BOSTON MA 02114 0 1 0 0 Chief Medical Officer Common Stock 2017-05-10 4 P 0 200 4.40 A 1643 D Common Stock 2017-05-11 4 P 0 9800 4.40 A 11443 D Includes 646 shares acquired under Zafgen, Inc.'s 2014 Employee Stock Purchase Plan (the "Plan") on January 1, 2015, 699 shares acquired under the Plan on July 1, 2015 and 98 shares acquired under the Plan on January 1, 2016. /s/ Laurie Burlingame, Attorney-in-Fact 2017-05-11