0001209191-18-015181.txt : 20180301 0001209191-18-015181.hdr.sgml : 20180301 20180301180547 ACCESSION NUMBER: 0001209191-18-015181 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180228 FILED AS OF DATE: 20180301 DATE AS OF CHANGE: 20180301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Burton Mark C. CENTRAL INDEX KEY: 0001700746 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38031 FILM NUMBER: 18659292 MAIL ADDRESS: STREET 1: 77 GEARY STREET, SUITE 400 CITY: SAN FRANCISCO STATE: CA ZIP: 94108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MULESOFT, INC CENTRAL INDEX KEY: 0001374684 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 205158650 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 77 GEARY ST. STREET 2: SUITE 400 CITY: SAN FRANCISCO STATE: CA ZIP: 94108 BUSINESS PHONE: 415-229-2009 MAIL ADDRESS: STREET 1: 77 GEARY ST. STREET 2: SUITE 400 CITY: SAN FRANCISCO STATE: CA ZIP: 94108 FORMER COMPANY: FORMER CONFORMED NAME: MULESOFT INC DATE OF NAME CHANGE: 20100401 FORMER COMPANY: FORMER CONFORMED NAME: MULESOURCE INC DATE OF NAME CHANGE: 20060906 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-02-28 0 0001374684 MULESOFT, INC MULE 0001700746 Burton Mark C. 77 GEARY STREET, SUITE 400 SAN FRANCISCO CA 94108 1 0 0 0 Class A Common Stock 2018-02-28 4 C 0 6573 A 6573 D Class A Common Stock 2018-02-28 4 S 0 1673 30.6946 D 4900 D Class A Common Stock 2018-02-28 4 S 0 4900 31.2076 D 0 D Stock Option (right to buy) 0.0525 2018-02-28 4 M 0 6573 0.00 D 2019-02-14 Class B Common Stock 6573 139826 D Class B Common Stock 0.0525 2018-02-28 4 M 0 6573 0.00 A Class A Common Stock 6573 6573 D Class B Common Stock 2018-02-28 4 C 0 6573 0.00 D Class A Common Stock 6573 0 D Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 1, 2017. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.02 to $30.95, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) and (4) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.02 to $31.42, inclusive. The shares subject to the option are fully vested and immediately exercisable. /s/ Aref Wardak, by power of attorney 2018-03-01