X0206 3/A 2016-11-07 2016-11-07 1 0000081318 Yuma Energy, Inc. YUMA 0001374566 MESDAG WILLEM 10100 SANTA MONICA BOULEVARD, SUITE 925 LOS ANGELES CA 90067 0 0 1 0 0001374607 RED MOUNTAIN CAPITAL MANAGEMENT INC 10100 SANTA MONICA BOULEVARD SUITE 925 LOS ANGELES CA 90067 0 0 1 0 0001374588 RED MOUNTAIN CAPITAL PARTNERS LLC 10100 SANTA MONICA BOULEVARD SUITE 925 LOS ANGELES CA 90067 0 0 1 0 0001374606 RMCP GP LLC 10100 SANTA MONICA BOULEVARD SUITE 925 LOS ANGELES CA 90067 0 0 1 0 0001688393 RMCP DPC LLC 10100 SANTA MONICA BOULEVARD, SUITE 925 LOS ANGELES CA 90067 0 0 1 0 0001688392 RMCP DPC II LLC 10100 SANTA MONICA BOULEVARD, SUITE 925 LOS ANGELES CA 90067 0 0 1 0 0001688395 RMCP PIV DPC, L.P. 10100 SANTA MONICA BOULEVARD, SUITE 925 LOS ANGELES CA 90067 0 0 1 0 0001688394 RMCP PIV DPC II, L.P. 10100 SANTA MONICA BOULEVARD, SUITE 925 LOS ANGELES CA 90067 0 0 1 0 The original Form 3 to which this Form 3/A relates was intended to be filed under Yuma Energy, Inc. (CIK 0001672326), but was inadvertently filed under Yuma Energy, Inc. (CIK 0000081318), a predecessor entity, because of the identical name. Please refer to the Form 3 for the Reporting Persons filed under Yuma Energy, Inc. (CIK 0001672326) instead. /s/ Willem Mesdag (on behalf of himself and the other Reporting Persons) 2016-11-08