0001140361-18-021520.txt : 20180503 0001140361-18-021520.hdr.sgml : 20180503 20180503161853 ACCESSION NUMBER: 0001140361-18-021520 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180502 FILED AS OF DATE: 20180503 DATE AS OF CHANGE: 20180503 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bruss William F CENTRAL INDEX KEY: 0001374571 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36271 FILM NUMBER: 18804043 MAIL ADDRESS: STREET 1: 11200 W PLANK COURT CITY: WAUWATOSA STATE: WI ZIP: 53226 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Waterstone Financial, Inc. CENTRAL INDEX KEY: 0001569994 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11200 WEST PLANK COURT CITY: WAUWATOSA STATE: WI ZIP: 53226 BUSINESS PHONE: (414) 761-1000 MAIL ADDRESS: STREET 1: 11200 WEST PLANK COURT CITY: WAUWATOSA STATE: WI ZIP: 53226 4 1 doc1.xml FORM 4 X0306 4 2018-05-02 0 0001569994 Waterstone Financial, Inc. WSBF 0001374571 Bruss William F 11200 W PLANK COURT WAUWATOSA WI 53226 0 1 0 0 COO / General Counsel Common Stock 2018-05-02 4 S 0 600 17.4 D 48363 D Common Stock 2018-05-02 4 S 0 100 17.425 D 48263 D Common Stock 2018-05-02 4 S 0 2444 17.45 D 45819 D Common Stock 2018-05-02 4 S 0 600 17.475 D 45219 D Common Stock 37886 I By ESOP Common Stock 13095 I By 401k Common Stock 21 I By Custodian Stock Options 12.75 2016-03-04 2025-03-04 Common Stock 30000 30000 D /s/ Mark R. Gerke, Attorney-in-Fact 2018-05-02