0001965301-23-000137.txt : 20231103 0001965301-23-000137.hdr.sgml : 20231103 20231103172129 ACCESSION NUMBER: 0001965301-23-000137 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20231103 DATE AS OF CHANGE: 20231103 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Cboe Global Markets, Inc. CENTRAL INDEX KEY: 0001374310 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 205446972 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-34774 FILM NUMBER: 231377408 BUSINESS ADDRESS: STREET 1: 433 WEST VAN BUREN STREET CITY: CHICAGO STATE: IL ZIP: 60607 BUSINESS PHONE: 312 786 7200 MAIL ADDRESS: STREET 1: 433 WEST VAN BUREN STREET CITY: CHICAGO STATE: IL ZIP: 60607 FORMER COMPANY: FORMER CONFORMED NAME: CBOE Holdings, Inc. DATE OF NAME CHANGE: 20060831 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Tilly Edward T CENTRAL INDEX KEY: 0001493858 FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: 433 W. VAN BUREN STREET CITY: CHICAGO STATE: IL ZIP: 60607 144 1 primary_doc.xml 144 0001493858 XXXXXXXX LIVE 0001374310 CBOE Global Markets, Inc 001-34774 433 West Van Buren st Chicago IL 60607 3127865600 Tilly Edward T Officer Common Rockefeller Financial LLC
227 W Monroe St STE 2050 Chicago IL 60010
50000 8282770.00 105555989 11/03/2023 other
common (call contact) Rockefeller Financial LLC
227 W Monroe St STE 2050 chicago IL 60010
10000 1700000.00 105555989 11/03/2023 other
common (call contact) Rockefeller Financial LLC
227 W Monroe St STE 2050 Chicago IL 60010
5000 850000.00 105555989 11/03/2023 other
common (call contact) Rockefeller Financial LLC
227 W Monroe St STE 2050 Chicago IL 60010
5000 850000.00 105555989 11/03/2023 other
common (50k shares) 02/19/2022 stock award issuer N 12959 02/19/2022 cash common (50k shares) 02/09/2022 stock award issuer N 6090 02/09/2022 cash common (50k shares) 02/19/2020 stock award issuer N 16046 02/19/2020 cash common (50k shares) 02/10/2020 stock award issuer N 2822 02/10/2020 cash common (50k shares) 02/21/2018 stock award issuer N 12083 02/21/2018 cash common (20k call shares) 02/21/2018 stock award issuer N 3904 02/21/2018 cash common (20k call shares) 02/26/2018 stock award issuer N 5533 02/26/2018 cash common (20k call shares) 02/20/2018 stock award issuer N 8989 02/20/2018 cash common (20k call shares) 02/27/2018 stock award issuer N 1305 02/27/2018 cash common (20k call shares) 02/19/2021 stock award issuer N 269 02/19/2021 cash Y 20,000 shares represent common shares to possibly be sold via 3 listed call option transactions executed on 11/3/2023; S 100 Call contracts 12/15/23 expiry $170 strike S 50 Call contracts 12/23/23 expiry $170 strike S 50 Call contracts 1/19/23 expiry $170 strike 11/03/2023 Jason Coleman as a duly authorized representative of National Financial Services LLC, as attorney-in-fact for Edward Tilly