0001179110-18-003668.txt : 20180306 0001179110-18-003668.hdr.sgml : 20180306 20180306173612 ACCESSION NUMBER: 0001179110-18-003668 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180301 FILED AS OF DATE: 20180306 DATE AS OF CHANGE: 20180306 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Harkins Bryan CENTRAL INDEX KEY: 0001667178 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34774 FILM NUMBER: 18671077 MAIL ADDRESS: STREET 1: 8050 MARSHALL DRIVE STREET 2: SUITE 120 CITY: LENEXA STATE: KS ZIP: 66214 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Cboe Global Markets, Inc. CENTRAL INDEX KEY: 0001374310 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 205446972 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 400 SOUTH LASALLE CITY: CHICAGO STATE: IL ZIP: 60605 BUSINESS PHONE: 312 786 7200 MAIL ADDRESS: STREET 1: 400 SOUTH LASALLE CITY: CHICAGO STATE: IL ZIP: 60605 FORMER COMPANY: FORMER CONFORMED NAME: CBOE Holdings, Inc. DATE OF NAME CHANGE: 20060831 3 1 edgar.xml FORM 3 - X0206 3 2018-03-01 0 0001374310 Cboe Global Markets, Inc. CBOE 0001667178 Harkins Bryan C/O CBOE GLOBAL MARKETS, INC. 400 SOUTH LASALLE STREET CHICAGO IL 60605 0 1 0 0 EVP, Equities and FX Common Stock 41939 D Restricted Stock Units Common Stock 6219 D Restricted Stock Units Common Stock 4146 D Restricted Stock Units Common Stock 2554 D Includes: 5,363 shares of restricted Common Stock that are scheduled to vest 12/1/2018; 2,142 shares of restricted Common Stock that are scheduled to vest 12/15/2018; 12,447 shares of restricted Common Stock that are scheduled to vest 1/13/2019; 3,364 shares of restricted Common Stock that are scheduled to vest 12/1/2019; 2,142 shares of restricted Common Stock that are scheduled to vest 12/15/2019; 12,447 shares of restricted Common Stock that are scheduled to vest 1/13/2020. The restricted stock units vest on February 28, 2020. Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock. The restricted stock units vest in three equal annual installments, which began on February 28, 2018. The restricted stock units vest in three equal annual installments, beginning on February 19, 2019. /s/ Laura Zinanni, attorney-in-fact 2018-03-06 EX-24.1 2 harkinspowerofattorney.txt POA POWER OF ATTORNEY The undersigned hereby constitutes and appoints each of Patrick Sexton, Arthur Reinstein, and Laura Zinanni, signing singly, the undersigned's true and lawful attorney-in-fact, for the undersigned and in the undersigned's name, to: (1) execute for and on behalf of the undersigned, in the undersigned's capacity as a 10% stockholder, officer and/or director of Cboe Global Markets, Inc. (the "Company"), Forms 3, 4 and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934 and the rules thereunder, and any other forms or reports the undersigned may be required to file in connection with the undersigned's ownership, acquisition or disposition of securities of the Company; (2) do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Form 3, 4 or 5, or other form or report, and timely file such form or report with the United States Securities and Exchange Commission and any stock exchange or similar authority; and (3) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact's discretion. The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this Power of Attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934. This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4 and 5 with respect to the undersigned's holdings of and transactions in securities of the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact. IN WITNESS WHEREOF, I, the undersigned, have executed this Power of Attorney as of this 1st day of March 2018. /s/ Bryan M. Harkins --------------------------- Signature Bryan M. Harkins Printed Name