0001104659-17-013630.txt : 20170302
0001104659-17-013630.hdr.sgml : 20170302
20170302200444
ACCESSION NUMBER: 0001104659-17-013630
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170228
FILED AS OF DATE: 20170302
DATE AS OF CHANGE: 20170302
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CBOE Holdings, Inc.
CENTRAL INDEX KEY: 0001374310
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
IRS NUMBER: 205446972
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 400 SOUTH LASALLE
CITY: CHICAGO
STATE: IL
ZIP: 60605
BUSINESS PHONE: 312 786 7200
MAIL ADDRESS:
STREET 1: 400 SOUTH LASALLE
CITY: CHICAGO
STATE: IL
ZIP: 60605
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Provost Edward L
CENTRAL INDEX KEY: 0001493853
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34774
FILM NUMBER: 17661100
MAIL ADDRESS:
STREET 1: C/O CBOE HOLDINGS, INC.
STREET 2: 400 SOUTH LASALLE STREET
CITY: CHICAGO
STATE: IL
ZIP: 60605
4
1
a4.xml
4
X0306
4
2017-02-28
1
0001374310
CBOE Holdings, Inc.
CBOE
0001493853
Provost Edward L
C/O CBOE HOLDINGS, INC.
400 SOUTH LASALLE STREET
CHICAGO
IL
60605
0
1
0
0
Former President & COO
Common Stock
2017-02-28
4
M
0
3565
A
83446
D
Common Stock
2017-02-28
4
F
0
1630
78.05
D
81816
D
Common Stock
2017-02-28
4
M
0
8496
A
90312
D
Common Stock
2017-02-28
4
F
0
3883
78.05
D
86429
D
Common Stock
2017-02-28
4
M
0
9795
A
96224
D
Common Stock
2017-02-28
4
F
0
4477
78.05
D
91747
D
Restricted Stock Unit
2017-02-28
4
M
0
3565
0
D
2017-02-28
2017-02-28
Common Stock
3565
0
D
Restricted Stock Unit
2017-02-28
4
M
0
8496
0
D
2017-02-28
2017-02-28
Common Stock
8496
0
D
Restricted Stock Unit
2017-02-28
4
M
0
9795
0
D
2017-02-28
2017-02-28
Common Stock
9795
0
D
Represents shares of the Issuer's common stock issued to the Reporting Person pursuant to the terms of the Reporting Person's retirement agreement with the Issuer, which provided for the accelerated vesting of the restricted stock unit awards that were awarded to the Reporting Person.
Represents shares of the Issuer's common stock withheld to satisfy the Issuer's tax withholding obligations upon the accelerated vesting of restricted stock unit awards and the issuance of underlying shares of the Issuer's common stock.
Each restricted stock unit represents a contingent right to receive one share of CBOE Holdings, Inc. common stock.
/s/ Patrick Sexton
2017-03-02