0001104659-17-013630.txt : 20170302 0001104659-17-013630.hdr.sgml : 20170302 20170302200444 ACCESSION NUMBER: 0001104659-17-013630 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170228 FILED AS OF DATE: 20170302 DATE AS OF CHANGE: 20170302 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CBOE Holdings, Inc. CENTRAL INDEX KEY: 0001374310 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 205446972 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 400 SOUTH LASALLE CITY: CHICAGO STATE: IL ZIP: 60605 BUSINESS PHONE: 312 786 7200 MAIL ADDRESS: STREET 1: 400 SOUTH LASALLE CITY: CHICAGO STATE: IL ZIP: 60605 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Provost Edward L CENTRAL INDEX KEY: 0001493853 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34774 FILM NUMBER: 17661100 MAIL ADDRESS: STREET 1: C/O CBOE HOLDINGS, INC. STREET 2: 400 SOUTH LASALLE STREET CITY: CHICAGO STATE: IL ZIP: 60605 4 1 a4.xml 4 X0306 4 2017-02-28 1 0001374310 CBOE Holdings, Inc. CBOE 0001493853 Provost Edward L C/O CBOE HOLDINGS, INC. 400 SOUTH LASALLE STREET CHICAGO IL 60605 0 1 0 0 Former President & COO Common Stock 2017-02-28 4 M 0 3565 A 83446 D Common Stock 2017-02-28 4 F 0 1630 78.05 D 81816 D Common Stock 2017-02-28 4 M 0 8496 A 90312 D Common Stock 2017-02-28 4 F 0 3883 78.05 D 86429 D Common Stock 2017-02-28 4 M 0 9795 A 96224 D Common Stock 2017-02-28 4 F 0 4477 78.05 D 91747 D Restricted Stock Unit 2017-02-28 4 M 0 3565 0 D 2017-02-28 2017-02-28 Common Stock 3565 0 D Restricted Stock Unit 2017-02-28 4 M 0 8496 0 D 2017-02-28 2017-02-28 Common Stock 8496 0 D Restricted Stock Unit 2017-02-28 4 M 0 9795 0 D 2017-02-28 2017-02-28 Common Stock 9795 0 D Represents shares of the Issuer's common stock issued to the Reporting Person pursuant to the terms of the Reporting Person's retirement agreement with the Issuer, which provided for the accelerated vesting of the restricted stock unit awards that were awarded to the Reporting Person. Represents shares of the Issuer's common stock withheld to satisfy the Issuer's tax withholding obligations upon the accelerated vesting of restricted stock unit awards and the issuance of underlying shares of the Issuer's common stock. Each restricted stock unit represents a contingent right to receive one share of CBOE Holdings, Inc. common stock. /s/ Patrick Sexton 2017-03-02