0001012975-17-000197.txt : 20170307
0001012975-17-000197.hdr.sgml : 20170307
20170307183632
ACCESSION NUMBER: 0001012975-17-000197
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170303
FILED AS OF DATE: 20170307
DATE AS OF CHANGE: 20170307
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CBOE Holdings, Inc.
CENTRAL INDEX KEY: 0001374310
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
IRS NUMBER: 205446972
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 400 SOUTH LASALLE
CITY: CHICAGO
STATE: IL
ZIP: 60605
BUSINESS PHONE: 312 786 7200
MAIL ADDRESS:
STREET 1: 400 SOUTH LASALLE
CITY: CHICAGO
STATE: IL
ZIP: 60605
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Mitchell Christopher
CENTRAL INDEX KEY: 0001425004
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34774
FILM NUMBER: 17673378
MAIL ADDRESS:
STREET 1: C/O SPECTRUM EQUITY
STREET 2: ONE INTERNATIONAL PLACE
CITY: BOSTON
STATE: MA
ZIP: 02110
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2017-03-03
0001374310
CBOE Holdings, Inc.
CBOE
0001425004
Mitchell Christopher
C/O SPECTRUM EQUITY
ONE INTERNATIONAL PLACE
BOSTON
MA
02110
1
0
0
0
Common Stock
2017-03-03
4
S
0
250000
78.3206
D
884970
I
See Footnotes
Common Stock
2017-03-03
4
S
0
1000
78.5638
D
883970
I
See Footnotes
Common Stock
2017-03-06
4
S
0
171184
78.1998
D
712786
I
See Footnotes
Common Stock
2017-03-07
4
S
0
47816
78.1597
D
664970
I
See Footnotes
Common Stock
270
D
The price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $77.71 to $78.62 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, full information regarding the number of shares sold at each separate price.
Spectrum Equity Investors VI, L.P. ("SEI VI") is the holder of record of 882,493 shares, Spectrum VI Co-Investment Fund, L.P. ("Co-Investment Fund") is the holder of record of 344 shares and Spectrum VI Investment Managers' Fund, L.P. ("IMF") is the holder of record of 2,133 shares following the reported transaction.
SEI VI is the holder of record of 881,497 shares, Co-Investment Fund is the holder of record of 343 shares and IMF is the holder of record of 2,130 shares following the reported transaction.
The general partner of SEI VI is Spectrum Equity Associates VI, L.P., the general partner of which is SEA VI Management, LLC ("SEA VI LLC"). The general partner of IMF and Co-Investment Fund is SEA VI LLC. The Reporting Person may be deemed to share the voting and dispositive power over securities beneficially owned by SEA VI LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
The price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $78.50 to $78.62 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, full information regarding the number of shares sold at each separate price.
The price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $78.00 to $78.53 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, full information regarding the number of shares sold at each separate price.
SEI VI is the holder of record of 710,792 shares, Co-Investment Fund is the holder of record of 276 shares and IMF is the holder of record of 1,718 shares following the reported transaction.
The price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $77.83 to $78.38 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, full information regarding the number of shares sold at each separate price.
SEI VI is the holder of record of 663,110 shares, Co-Investment Fund is the holder of record of 257 shares and IMF is the holder of record of 1,603 shares following the reported transaction.
The Reporting Person inadvertently reported direct beneficial ownership of 1,135,240 shares in the Form 4 filed March 3, 2017. The Reporting Person directly beneficially owns 270 shares.
/s/ Christopher T. Mitchell
2017-03-07