0001209191-22-005251.txt : 20220127 0001209191-22-005251.hdr.sgml : 20220127 20220127172604 ACCESSION NUMBER: 0001209191-22-005251 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210908 FILED AS OF DATE: 20220127 DATE AS OF CHANGE: 20220127 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cameron William Henderson CENTRAL INDEX KEY: 0001373716 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37497 FILM NUMBER: 22564428 MAIL ADDRESS: STREET 1: POST OFFICE BOX 3649 CITY: WILMINGTON STATE: NC ZIP: 28406 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Live Oak Bancshares, Inc. CENTRAL INDEX KEY: 0001462120 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 264596286 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1741 TIBURON DRIVE CITY: WILMINGTON STATE: NC ZIP: 28403 BUSINESS PHONE: 910-790-5867 MAIL ADDRESS: STREET 1: 1741 TIBURON DRIVE CITY: WILMINGTON STATE: NC ZIP: 28403 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-09-08 0 0001462120 Live Oak Bancshares, Inc. LOB 0001373716 Cameron William Henderson 1741 TIBURON DRIVE WILMINGTON NC 28403 1 0 0 0 Voting Common Stock 2021-09-08 5 G 0 E 2950 0.00 A 160144 I By William H. Cameron Revocable Trust Voting Common Stock 470 I By GST-Exempt Trust Restricted Stock Units Voting Common Stock 1229 1229 D Stock Option (right to buy) 4.40 2024-03-26 Voting Common Stock 30000 30000 D On September 9, 2019, the Reporting Person contributed 28,000 shares to a Grantor Retained Annuity Trust (the "GRAT"). On September 8, 2021, the trustee of the GRAT distributed 2,950 shares to the Reporting Person's Revocable Trust in satisfaction of the GRAT's annuity obligation to the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock. The restricted stock units vest on May 1, 2022. The shares subject to this option vested and became exercisable yearly in seven installments beginning on March 26, 2015, as follows: 10% of the shares subject to the option vested on each of March 26, 2015, 2016, 2017, 2018, and 2019; and 25% of the shares subject to the option vested on each of March 26, 2020 and 2021. /s/ Jonathan A. Greene, by Power of Attorney 2022-01-27