Form 10-K - Annual report [Section 13 and 15(d), not S-K Item 405]:
SEC Accession No. 0001193125-07-071537
Filing Date
2007-04-02
Accepted
2007-04-02 09:26:40
Documents
23
Period of Report
2006-12-31

Document Format Files

Seq Description Document Type Size
1 FORM 10-K d10k.htm 10-K 1238518
2 AMENDED & RESTATED CERTIFICATE OF INCORPORATION dex3a.htm EX-3.(A) 28681
3 AMENDED & RESTATED BYLAWS dex3b.htm EX-3.(B) 56777
4 1ST AMENDMENT TO STOCKHOLDERS' AGREEMENT dex4a1.htm EX-4.(A)(1) 33161
5 2ND AMENDMENT TO STOCKHOLDERS' AGREEMENT dex4a2.htm EX-4.(A)(2) 19515
6 3RD AMENDMENT TO STOCKHOLDERS' AGREEMENT dex4a3.htm EX-4.(A)(3) 23242
7 AMENDMENT NO. 2 TO AMENDED & RESTATED SALE & SERVICING AGREEMENT dex10b1c.htm EX-10.(B)(1)(C) 551331
8 PURCHASE AGREEMENT dex10b2d.htm EX-10.(B)(2)(D) 107663
9 RESTATED & AMENDED MANAGEMENT AGREEMENT dex10b3e.htm EX-10.(B)(3)(E) 128918
10 AMENDMENT NO. 1 TO SECURED LOAN & SERVICING AGREEMENT dex10b4b.htm EX-10.(B)(4)(B) 22305
11 2006 INCENTIVE PLAN OF NEWSTAR FINANCIAL INC. dex10e.htm EX-10.(E) 168881
12 AMENDED & RESTATED RESTRICTED STOCK AGREEMENT WITH TIMOTHY CONWAY dex10h1.htm EX-10.(H)(1) 92454
13 AMENDED & RESTATED RESTRICTED STOCK AGREEMENT WITH PETER SCHMIDT-FELLNER dex10h2.htm EX-10.(H)(2) 91574
14 AMENDED & RESTATED RESTRICTED STOCK AGREEMENT WITH JOHN KIRBY BRAY dex10h3.htm EX-10.(H)(3) 91807
15 AMENDED & RESTATED RESTRICTED STOCK AGREEMENT WITH TIMOTHY C. SHOYER dex10h4.htm EX-10.(H)(4) 91937
16 AMENDED & RESTATED RESTRICTED STOCK AGREEMENT WITH DAVID R. DOBIES dex10h5.htm EX-10.(H)(5) 91971
17 AMENDED & RESTATED RESTRICTED STOCK AGREEMENT WITH PHILLIP R. BURNAMAN II dex10h6.htm EX-10.(H)(6) 92018
18 SUBSIDIARIES OF THE COMPANY dex21.htm EX-21 3937
19 CONSENT OF KPMG LLP dex23.htm EX-23 2153
20 SECTION 302 CEO CERTIFICATION dex31a.htm EX-31.(A) 8446
21 SECTION 302 CFO CERTIFICATION dex31b.htm EX-31.(B) 8497
22 CERTIFICATIONS PURSUANT TO 18 U.S.C. SECTION 1350 dex32.htm EX-32 4670
23 GRAPHIC g42254g56e14.jpg GRAPHIC 51418
  Complete submission text file 0001193125-07-071537.txt   3030808
Mailing Address 500 BOYLSTON STREET SUITE 1600 BOSTON MA 02116
Business Address 500 BOYLSTON STREET SUITE 1600 BOSTON MA 02116 617-848-2500
NewStar Financial, Inc. (Filer) CIK: 0001373561 (see all company filings)

EIN.: 542157878
Type: 10-K | Act: 34 | File No.: 001-33211 | Film No.: 07735884
SIC: 6172 Finance Lessors