0000908662-17-000243.txt : 20171222
0000908662-17-000243.hdr.sgml : 20171222
20171222150320
ACCESSION NUMBER: 0000908662-17-000243
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171222
FILED AS OF DATE: 20171222
DATE AS OF CHANGE: 20171222
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: du Four Mark R.
CENTRAL INDEX KEY: 0001642405
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33211
FILM NUMBER: 171272506
MAIL ADDRESS:
STREET 1: C/O NEWSTAR FINANCIAL, INC.
STREET 2: 500 BOYLSTON STREET
CITY: BOSTON
STATE: MA
ZIP: 02116
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NewStar Financial, Inc.
CENTRAL INDEX KEY: 0001373561
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE LESSORS [6172]
IRS NUMBER: 542157878
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 500 BOYLSTON STREET
STREET 2: SUITE 1250
CITY: BOSTON
STATE: MA
ZIP: 02116
BUSINESS PHONE: (617) 848-2500
MAIL ADDRESS:
STREET 1: 500 BOYLSTON STREET
STREET 2: SUITE 1250
CITY: BOSTON
STATE: MA
ZIP: 02116
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2017-12-22
1
0001373561
NewStar Financial, Inc.
NEWS
0001642405
du Four Mark R.
C/O NEWSTAR FINANCIAL, INC.
500 BOYLSTON STREET, SUITE 1250
BOSTON
MA
02116
0
1
0
0
Head - Leveraged Finance
Common Stock, par value $0.01 per share
2017-12-22
4
D
0
137778
D
0
D
Pursuant to the Agreement and Plan of Merger among the Issuer, First Eagle Holdings, Inc., FE Holdco, LLC, and FE Merger Sub, Inc., each share is being cancelled in exchange for (1) $11.44 in cash payment and (ii) one contingent value right.
/s/ John K. Bray as attorney-in-fact
2017-12-22