X0202 4 2007-11-29 0 0001373561 NewStar Financial, Inc. NEWS 0001054587 OZ MANAGEMENT LP 9 WEST 57TH STREET, 39TH FLOOR NEW YORK NY 10019 0 0 1 0 Common Stock, par value $0.01 per share 2007-11-29 4 P 0 579846 10.00 A 6894810 I See Footnotes Represents securities directly held by OZ Master Fund, Ltd., Fleet Maritime, Inc., GPC LVII, LLC, Goldman Sachs &Company Profit Sharing Master Trust, and OZ Global Special Investments Master Fund, LP (the "Funds"). OZ Management, LP ("OZ"), as investment manager to OZ Master Fund, Ltd., Fleet Maritime, Inc., GPC LVII, LLC, and Goldman Sachs & Company Profit Sharing Master Trust, may be deemed to be the beneficial owner of the Issuer's securities held by the Funds. OZ disclaims beneficial ownership of such securities, and this report shall not be deemed an admission that OZ is the beneficial owner of the securities for the purpose of Section 16 or for any other purpose, except to its pecuniary interest therein. OZ Advisors II, LP ("OZAII"), as general partner to OZ Global Special Investments Master Fund, LP ("SIMF"), may be deemed to be the beneficial owner of the Issuer's securities held by SIMF. OZAII disclaims beneficial ownership of such securities, and this report shall not be deemed an admission that OZAII is the beneficial owner of the securities for the purpose of Section 16 or for any other purpose, except to its pecuniary interest therein. Och-Ziff Holding LLC, as general partner to OZ Advisors II, LP, may be deemed to be the beneficial owner of the Issuer's securities held by SIMF. Och-Ziff Holding LLC disclaims beneficial ownership of such securities, and this report shall not be deemed an admission that Och-Ziff Holding LLC is the beneficial owner of the securities for the purpose of Section 16 or for any other purpose, except to its pecuniary interest therein. Och-Ziff Holding Corporation, as general partner to OZ Management, LP, may be deemed to be the beneficial owner of the Issuer's securities held by the Funds other than SIMF. Och-Ziff Holding Corporation disclaims beneficial ownership of such securities, and this report shall not be deemed an admission that Och-Ziff Holding Corporation is the beneficial owner of the securities for the purpose of Section 16 or for any other purpose, except to its pecuniary interest therein. Och-Ziff Capital Management Group LLC ("OZM"), as the sole shareholder of both Och-Ziff Holding LLC and Och-Ziff Holding Corporation, may be deemed to be the beneficial owner of the Issuer's securities held by the Funds. OZM disclaims beneficial ownership of such securities, and this report shall not be deemed an admission that OZM is the beneficial owner of the securities for the purpose of Section 16 or for any other purpose, except to its pecuniary interest therein. Daniel S. Och, as Chief Executive Officer and Executive Managing Director of Och-Ziff Capital Management Group, LLC, may be deemed to be the beneficial owner of the Issuer's securities held by the Funds. Mr. Och disclaims beneficial ownership of such securities, and this report shall not be deemed an admission that Mr. Och is the beneficial owner of the securities for the purpose of Section 16 or for any other purpose, except to his pecuniary interest therein. OZ MANAGEMENT, LP, By Och-Ziff Holding Corporation, its general partner; By Och-Ziff Capital Management Group, LLC its sole shareholder; By: /s/ Daniel S. Och Chief Executive Officer, Executive Managing Director and Chairman of the Board of Directors 2007-12-04 OZ ADVISORS II, LP, By Och-Ziff Holding LLC, its general partner; By Och-Ziff Capital Management Group, LLC its sole shareholder; By: /s/ Daniel S. Och Chief Executive Officer, Executive Managing Director and Chairman of the Board of Directors 2007-12-04 OCH-ZIFF HOLDING CORPORATION, By Och-Ziff Capital Management Group LLC, its sole shareholder; By: /s/ Daniel S. Och Chief Executive Officer, Executive Managing Director and Chairman of the Board of Directors 2007-12-04 OCH-ZIFF HOLDING LLC, By Och-Ziff Capital Management Group LLC, its sole shareholder; By: /s/ Daniel S. Och, Chief Executive Officer, Executive Managing Director and Chairman of the Board of Directors 2007-12-04 OCH-ZIFF CAPITAL MANAGEMENT GROUP LLC, By: /s/ Daniel S. Och, Chief Executive Officer, Executive Managing Director and Chairman of the Board of Directors 2007-12-04 By: /s/ DANIEL S. OCH 2007-12-04