0001580642-16-008691.txt : 20160513
0001580642-16-008691.hdr.sgml : 20160513
20160513122935
ACCESSION NUMBER: 0001580642-16-008691
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160331
FILED AS OF DATE: 20160513
DATE AS OF CHANGE: 20160513
EFFECTIVENESS DATE: 20160513
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Mariner Wealth Advisors, LLC
CENTRAL INDEX KEY: 0001373442
IRS NUMBER: 204553256
STATE OF INCORPORATION: KS
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13550
FILM NUMBER: 161647051
BUSINESS ADDRESS:
STREET 1: 4200 W. 115TH STREET
STREET 2: SUITE 100
CITY: LEAWOOD
STATE: KS
ZIP: 66211
BUSINESS PHONE: 9136479700
MAIL ADDRESS:
STREET 1: 4200 W. 115TH STREET
STREET 2: SUITE 100
CITY: LEAWOOD
STATE: KS
ZIP: 66211
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001373442
XXXXXXXX
03-31-2016
03-31-2016
false
Mariner Wealth Advisors, LLC
4200 W. 115TH STREET
SUITE 100
LEAWOOD
KS
66211
13F COMBINATION REPORT
028-13550
0001599405
028-15831
Vantage Investment Advisors, LLC
0001567390
028-15092
RiverPoint Capital Management, LLC
N
Anne J. Dorian
Senior Vice President, Regulatory Compliance
913-387-2701
/s/ Anne J. Dorian
Leawood
KS
05-12-2016
4
954
1683983
2
0001570999
028-16242
MARINER WEALTH ADVISORS-OKLAHOMA, LLC
3
0001174248
028-10221
Mariner Wealth Advisors-Madison, LLC
4
0001641186
028-16909
Mariner Wealth Advisors - Leawood, LLC
5
0001642112
028-16888
Mariner Wealth Advisors-NYC, LLC
INFORMATION TABLE
2
infotable.xml
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COM
88579Y101
240
1439
SH
DFND
1282
0
157
3M CO
COM
88579Y101
828
4969
SH
DFND
2
4593
0
376
3M CO
COM
88579Y101
1208
7247
SH
DFND
4
3948
0
3299
ABBOTT LABS
COM
002824100
419
10023
SH
DFND
2
8165
0
1858
ABBOTT LABS
COM
002824100
219
5228
SH
DFND
4
3665
0
1563
ABBOTT LABS
COM
002824100
258
6175
SH
DFND
5
6135
0
40
ABBVIE INC
COM
00287Y109
366
6412
SH
DFND
65
0
6347
ABBVIE INC
COM
00287Y109
480
8398
SH
DFND
2
6198
0
2200
ABBVIE INC
COM
00287Y109
333
5823
SH
DFND
4
3479
0
2344
ABBVIE INC
COM
00287Y109
223
3896
SH
DFND
5
3844
0
52
ABRAXAS PETE CORP
COM
003830106
12
11764
SH
DFND
4
11764
0
0
ACADIA HEALTHCARE COMPANY IN
COM
00404A109
260
4720
SH
DFND
2
0
0
4720
ACADIA HEALTHCARE COMPANY IN
COM
00404A109
215
3900
SH
DFND
4
0
0
3900
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
592
5134
SH
DFND
160
0
4974
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
736
6377
SH
DFND
4
3633
0
2744
ACXIOM CORP
COM
005125109
471
21958
SH
DFND
3
0
0
21958
AETNA INC NEW
COM
00817Y108
239
2128
SH
DFND
4
666
0
1462
AFLAC INC
COM
001055102
284
4494
SH
DFND
2
4473
0
21
AGL RES INC
COM
001204106
258
3962
SH
DFND
0
0
3962
AIRGAS INC
COM
009363102
288
2032
SH
DFND
5
2025
0
7
AK STL CORP
NOTE 5.000%11/1
001546AP5
11
20000
PRN
DFND
2
0
0
20000
ALASKA COMMUNICATIONS SYS GR
NOTE 6.250% 5/0
01167PAE1
14
15000
PRN
DFND
2
0
0
15000
ALEXION PHARMACEUTICALS INC
COM
015351109
1402
10068
SH
DFND
4
9995
0
73
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
214
2708
SH
DFND
4
0
0
2708
ALIGN TECHNOLOGY INC
COM
016255101
244
3358
SH
DFND
0
0
3358
ALLERGAN PLC
SHS
G0177J108
592
2209
SH
DFND
0
0
2209
ALLERGAN PLC
SHS
G0177J108
219
817
SH
DFND
4
695
0
122
ALLERGAN PLC
SHS
G0177J108
241
901
SH
DFND
5
893
0
8
ALLIANCE RES PARTNER L P
UT LTD PART
01877R108
158
13548
SH
DFND
2
10548
0
3000
ALPHABET INC
CAP STK CL A
02079K305
2328
3052
SH
DFND
1358
0
1694
ALPHABET INC
CAP STK CL A
02079K305
395
518
SH
DFND
2
472
0
46
ALPHABET INC
CAP STK CL A
02079K305
319
418
SH
DFND
3
78
0
340
ALPHABET INC
CAP STK CL A
02079K305
3824
5013
SH
DFND
4
3496
0
1517
ALPHABET INC
CAP STK CL A
02079K305
375
492
SH
DFND
5
451
0
41
ALPHABET INC
CAP STK CL A
02079K305
244
320
SH
SOLE
206
0
114
ALPHABET INC
CAP STK CL C
02079K107
1570
2107
SH
DFND
449
0
1658
ALPHABET INC
CAP STK CL C
02079K107
1282
1720
SH
DFND
4
1109
0
611
ALPHABET INC
CAP STK CL C
02079K107
365
490
SH
DFND
5
447
0
43
ALPS ETF TR
ALERIAN MLP
00162Q866
259
23721
SH
DFND
16700
0
7021
ALPS ETF TR
ALERIAN MLP
00162Q866
831
76138
SH
DFND
4
72088
0
4050
ALPS ETF TR
ALERIAN MLP
00162Q866
4152
380247
SH
DFND
5
364978
0
15269
ALPS ETF TR
ALERIAN MLP
00162Q866
549
50235
SH
SOLE
25160
0
25075
ALPS ETF TR
ALERIAN ENERGY
00162Q676
897
49049
SH
DFND
20298
0
28751
ALTRIA GROUP INC
COM
02209S103
450
7179
SH
DFND
1392
0
5787
ALTRIA GROUP INC
COM
02209S103
1206
19248
SH
DFND
4
12533
0
6715
ALTRIA GROUP INC
COM
02209S103
347
5538
SH
DFND
5
5270
0
268
AMARIN CORP PLC
SPONS ADR NEW
023111206
161
104942
SH
DFND
4
104942
0
0
AMAZON COM INC
COM
023135106
1922
3238
SH
DFND
1506
0
1732
AMAZON COM INC
COM
023135106
268
452
SH
DFND
2
442
0
10
AMAZON COM INC
COM
023135106
1461
2461
SH
DFND
4
1987
0
474
AMAZON COM INC
COM
023135106
309
521
SH
DFND
5
508
0
13
AMERICA MOVIL SAB DE CV
SPON ADR L SHS
02364W105
231
14900
SH
DFND
2
0
0
14900
AMERICAN AIRLS GROUP INC
COM
02376R102
271
6604
SH
DFND
4
2282
0
4322
AMERICAN ELEC PWR INC
COM
025537101
626
9429
SH
DFND
2
4763
0
4666
AMERICAN EXPRESS CO
COM
025816109
508
8266
SH
DFND
2
6395
0
1871
AMERICAN EXPRESS CO
COM
025816109
444
7224
SH
DFND
4
1544
0
5680
AMERICAN MIDSTREAM PARTNERS
COM UNITS
02752P100
118
17050
SH
DFND
4
0
0
17050
AMERIPRISE FINL INC
COM
03076C106
241
2569
SH
DFND
0
0
2569
AMERISOURCEBERGEN CORP
COM
03073E105
300
3468
SH
DFND
2
3171
0
297
AMERISOURCEBERGEN CORP
COM
03073E105
216
2490
SH
DFND
3
446
0
2044
AMERISOURCEBERGEN CORP
COM
03073E105
1488
17190
SH
DFND
4
14125
0
3065
AMGEN INC
COM
031162100
218
1457
SH
DFND
3
0
0
1457
AMGEN INC
COM
031162100
1042
6947
SH
DFND
4
3229
0
3718
ANHEUSER BUSCH INBEV SA/NV
SPONSORED ADR
03524A108
416
3334
SH
DFND
200
0
3134
ANTERO MIDSTREAM PARTNERS LP
UNT LTD PARTN
03673L103
331
14950
SH
DFND
2
14500
0
450
AON PLC
SHS CL A
G0408V102
395
3782
SH
DFND
1015
0
2767
APACHE CORP
COM
037411105
1222
25031
SH
DFND
2
23826
0
1205
APOLLO GLOBAL MGMT LLC
CL A SHS
037612306
7012
409567
SH
DFND
5
0
0
409567
APOLLO SR FLOATING RATE FD I
COM
037636107
163
10747
SH
DFND
5
10747
0
0
APPLE INC
COM
037833100
5922
54338
SH
DFND
19665
0
34673
APPLE INC
COM
037833100
2064
18935
SH
DFND
2
16471
0
2464
APPLE INC
COM
037833100
582
5342
SH
DFND
3
984
0
4358
APPLE INC
COM
037833100
9621
88276
SH
DFND
4
66223
0
22054
APPLE INC
COM
037833100
822
7540
SH
DFND
5
7294
0
246
APPLE INC
COM
037833100
1855
17018
SH
SOLE
13854
0
3164
ARATANA THERAPEUTICS INC
COM
03874P101
216
39173
SH
DFND
4
8313
0
30860
ARATANA THERAPEUTICS INC
COM
03874P101
69
12500
SH
SOLE
12500
0
0
ARCH CAP GROUP LTD
ORD
G0450A105
218
3067
SH
DFND
4
3067
0
0
ARCHROCK PARTNERS L P
COM UNITS REPSTG
03957U100
222
20000
SH
DFND
4
0
0
20000
ARM HLDGS PLC
SPONSORED ADR
042068106
656
15016
SH
DFND
0
0
15016
AT&T INC
COM
00206R102
762
19453
SH
DFND
5032
0
14421
AT&T INC
COM
00206R102
1566
39980
SH
DFND
2
17028
0
22952
AT&T INC
COM
00206R102
2183
55740
SH
DFND
4
41625
0
14115
AT&T INC
COM
00206R102
380
9698
SH
DFND
5
9550
0
148
AT&T INC
COM
00206R102
1006
25695
SH
SOLE
23449
0
2246
AUTOMATIC DATA PROCESSING IN
COM
053015103
203
2265
SH
DFND
5
2069
0
196
AUTOMATIC DATA PROCESSING IN
COM
053015103
341
3800
SH
SOLE
3800
0
0
AUTONATION INC
COM
05329W102
3561
76284
SH
DFND
2
0
0
76284
AVON PRODS INC
COM
054303102
370
77000
SH
DFND
0
0
77000
BAIDU INC
SPON ADR REP A
056752108
733
3839
SH
DFND
223
0
3616
BAIDU INC
SPON ADR REP A
056752108
48514
254162
SH
DFND
4
252886
0
1276
BANCO BILBAO VIZCAYA ARGENTA
SPONSORED ADR
05946K101
176
27052
SH
DFND
0
0
27052
BANK AMER CORP
COM
060505104
672
49691
SH
DFND
2
2309
0
47382
BANK AMER CORP
COM
060505104
1319
97592
SH
DFND
4
59821
0
37771
BANK NEW YORK MELLON CORP
COM
064058100
212
5750
SH
DFND
4
1670
0
4080
BARCLAYS PLC
ADR
06738E204
161
18649
SH
DFND
5
18649
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
4308
30364
SH
DFND
11256
0
19108
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
1617
11398
SH
DFND
2
5732
0
5666
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
1510
10646
SH
DFND
3
0
0
10646
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
3521
24815
SH
DFND
4
20753
0
4062
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
272
1920
SH
SOLE
1420
0
500
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
2561
12
SH
DFND
12
0
0
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
1281
6
SH
DFND
3
0
0
6
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
1494
7
SH
DFND
4
1
0
6
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
1067
5
SH
DFND
5
4
0
1
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
854
4
SH
SOLE
4
0
0
BLACKBAUD INC
COM
09227Q100
210
3332
SH
DFND
0
0
3332
BLACKROCK INC
COM
09247X101
222
652
SH
DFND
7
0
645
BLACKROCK INC
COM
09247X101
377
1106
SH
DFND
4
272
0
834
BLACKROCK INVT QUALITY MUN T
COM
09247D105
496
30020
SH
DFND
2
30020
0
0
BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
202
7210
SH
DFND
4
6692
0
518
BLUCORA INC
NOTE 4.250% 4/0
095229AB6
15
20000
PRN
DFND
2
0
0
20000
BOEING CO
COM
097023105
2010
15837
SH
DFND
7184
0
8654
BOEING CO
COM
097023105
436
3435
SH
DFND
2
3435
0
0
BOEING CO
COM
097023105
970
7640
SH
DFND
4
2075
0
5565
BOK FINL CORP
COM NEW
05561Q201
816
14942
SH
DFND
0
0
14942
BOK FINL CORP
COM NEW
05561Q201
278
5081
SH
DFND
2
2765
0
2316
BP PLC
SPONSORED ADR
055622104
286
9488
SH
DFND
4
7675
0
1813
BRISTOL MYERS SQUIBB CO
COM
110122108
425
6648
SH
DFND
71
0
6577
BRISTOL MYERS SQUIBB CO
COM
110122108
1660
25993
SH
DFND
4
15669
0
10324
BROADSOFT INC
NOTE 1.500% 7/0
11133BAB8
197
175000
PRN
DFND
2
155000
0
20000
BUNGE LIMITED
COM
G16962105
311
5488
SH
DFND
0
0
5488
CALAMOS CONV OPP AND INC FD
SH BEN INT
128117108
173
18242
SH
DFND
2
10880
0
7362
CALIFORNIA RES CORP
COM
13057Q107
11
10512
SH
DFND
2
10506
0
6
CAMERON INTERNATIONAL CORP
COM
13342B105
568
8478
SH
DFND
0
0
8478
CANADIAN NATL RY CO
COM
136375102
744
11904
SH
DFND
380
0
11524
CANTEL MEDICAL CORP
COM
138098108
216
3020
SH
DFND
0
0
3020
CAPITAL ONE FINL CORP
COM
14040H105
337
4869
SH
DFND
2
4485
0
384
CAPITAL ONE FINL CORP
COM
14040H105
271
3909
SH
DFND
3
729
0
3180
CAPITAL ONE FINL CORP
COM
14040H105
2005
28934
SH
DFND
4
21652
0
7282
CAPITAL PRODUCT PARTNERS L P
COM UNIT LP
Y11082107
47
15000
SH
DFND
4
0
0
15000
CAPITOL FED FINL INC
COM
14057J101
604
45528
SH
DFND
4
42777
0
2751
CARNIVAL CORP
PAIRED CTF
143658300
400
7577
SH
DFND
4
1380
0
6197
CATERPILLAR INC DEL
COM
149123101
263
3430
SH
DFND
1813
0
1617
CATERPILLAR INC DEL
COM
149123101
456
5954
SH
DFND
2
5914
0
40
CATERPILLAR INC DEL
COM
149123101
463
6046
SH
DFND
4
4501
0
1545
CATERPILLAR INC DEL
COM
149123101
211
2758
SH
DFND
5
627
0
2131
CBIZ INC
COM
124805102
1614
159948
SH
DFND
4
159645
0
303
CBS CORP NEW
CL B
124857202
4135
75057
SH
DFND
4
1801
0
73256
CELGENE CORP
COM
151020104
262
2621
SH
DFND
2
2336
0
285
CELGENE CORP
COM
151020104
205
2052
SH
DFND
3
370
0
1682
CELGENE CORP
COM
151020104
1341
13400
SH
DFND
4
11001
0
2399
CENTRAL FD CDA LTD
CL A
153501101
769
64153
SH
DFND
3
0
0
64153
CERNER CORP
COM
156782104
2813
53116
SH
DFND
4
8127
0
44989
CHENIERE ENERGY INC
COM NEW
16411R208
279
8233
SH
DFND
3057
0
5176
CHEVRON CORP NEW
COM
166764100
639
6693
SH
DFND
4256
0
2437
CHEVRON CORP NEW
COM
166764100
1734
18178
SH
DFND
2
12489
0
5689
CHEVRON CORP NEW
COM
166764100
2398
25140
SH
DFND
4
14130
0
11010
CHEVRON CORP NEW
COM
166764100
644
6746
SH
SOLE
5764
0
982
CHUBB LIMITED
COM
H1467J104
252
2118
SH
DFND
3
0
0
2118
CHUBB LIMITED
COM
H1467J104
256
2151
SH
DFND
4
671
0
1481
CISCO SYS INC
COM
17275R102
336
11786
SH
DFND
1290
0
10496
CISCO SYS INC
COM
17275R102
569
19989
SH
DFND
2
5665
0
14323
CISCO SYS INC
COM
17275R102
1442
50640
SH
DFND
4
33605
0
17036
CITIGROUP INC
COM NEW
172967424
793
19002
SH
DFND
4
6975
0
12027
CITIGROUP INC
*W EXP 01/04/201
172967226
3
34200
SH
DFND
4
0
0
34200
CITIZENS FINL GROUP INC
COM
174610105
217
10377
SH
DFND
4
0
0
10377
CLOROX CO DEL
COM
189054109
316
2505
SH
DFND
2
2200
0
305
CME GROUP INC
COM
12572Q105
480
5000
SH
DFND
5000
0
0
CME GROUP INC
COM
12572Q105
594
6184
SH
DFND
4
1015
0
5169
COCA COLA CO
COM
191216100
241
5200
SH
DFND
4362
0
838
COCA COLA CO
COM
191216100
850
18312
SH
DFND
2
15613
0
2699
COCA COLA CO
COM
191216100
764
16477
SH
DFND
4
7840
0
8637
COCA COLA CO
COM
191216100
360
7755
SH
DFND
5
7667
0
88
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
291
4645
SH
DFND
995
0
3650
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
1415
22566
SH
DFND
4
20975
0
1591
COHEN & STEERS QUALITY RLTY
COM
19247L106
180
14500
SH
DFND
2
14500
0
0
COLFAX CORP
COM
194014106
775
27116
SH
DFND
0
0
27116
COLGATE PALMOLIVE CO
COM
194162103
775
10968
SH
DFND
2
10412
0
556
COLGATE PALMOLIVE CO
COM
194162103
280
3957
SH
DFND
3
861
0
3096
COLGATE PALMOLIVE CO
COM
194162103
2820
39916
SH
DFND
4
33354
0
6562
COMCAST CORP NEW
CL A
20030N101
300
4904
SH
DFND
342
0
4562
COMCAST CORP NEW
CL A
20030N101
550
9002
SH
DFND
4
7116
0
1886
COMCAST CORP NEW
CL A
20030N101
342
5592
SH
SOLE
5592
0
0
COMMERCE BANCSHARES INC
COM
200525103
451
10039
SH
DFND
245
0
9794
COMMERCE BANCSHARES INC
COM
200525103
1049
23345
SH
DFND
2
235
0
23110
COMMERCE BANCSHARES INC
COM
200525103
1174
26117
SH
DFND
4
15395
0
10723
CONAGRA FOODS INC
COM
205887102
1702
38153
SH
DFND
35223
0
2930
CONOCOPHILLIPS
COM
20825C104
907
22512
SH
DFND
2
16569
0
5943
CONOCOPHILLIPS
COM
20825C104
202
5005
SH
DFND
3
0
0
5005
CONOCOPHILLIPS
COM
20825C104
810
20119
SH
DFND
4
16898
0
3221
CORE LABORATORIES N V
COM
N22717107
779
6934
SH
DFND
4
6454
0
480
CORENERGY INFRASTRUCTURE TR
COM NEW
21870U502
1020
50733
SH
DFND
4
16069
0
34664
COSTCO WHSL CORP NEW
COM
22160K105
1172
7437
SH
DFND
4
5019
0
2418
COVANTA HLDG CORP
COM
22282E102
520
30871
SH
DFND
2
0
0
30871
CREDIT ACCEP CORP MICH
COM
225310101
447
2463
SH
DFND
0
0
2463
CRESTWOOD EQUITY PARTNERS LP
UNIT LTD PARTNER
226344208
3019
258673
SH
DFND
4
7686
0
250987
CSI COMPRESSCO LP
COM UNIT
12637A103
317
55000
SH
DFND
4
0
0
55000
CSX CORP
COM
126408103
238
9242
SH
DFND
2
7845
0
1397
CUMMINS INC
COM
231021106
320
2909
SH
DFND
15
0
2894
CVB FINL CORP
COM
126600105
485
27805
SH
SOLE
5853
0
21952
CVS HEALTH CORP
COM
126650100
1037
9997
SH
DFND
0
0
9997
CVS HEALTH CORP
COM
126650100
1287
12406
SH
DFND
4
7945
0
4461
CYTORI THERAPEUTICS INC
COM
23283K105
3
16000
SH
DFND
3
0
0
16000
DBX ETF TR
XTRAK MSCI EAFE
233051200
4184
163829
SH
DFND
2
0
0
163829
DEERE & CO
COM
244199105
494
6420
SH
DFND
1126
0
5294
DEERE & CO
COM
244199105
224
2907
SH
DFND
4
2057
0
850
DEL TACO RESTAURANTS INC
COM
245496104
245
23674
SH
DFND
23674
0
0
DISCOVERY COMMUNICATNS NEW
COM SER C
25470F302
491
18171
SH
DFND
0
0
18171
DISNEY WALT CO
COM DISNEY
254687106
2182
21968
SH
DFND
10240
0
11728
DISNEY WALT CO
COM DISNEY
254687106
1010
10165
SH
DFND
2
8728
0
1437
DISNEY WALT CO
COM DISNEY
254687106
292
2939
SH
DFND
3
842
0
2097
DISNEY WALT CO
COM DISNEY
254687106
2995
30161
SH
DFND
4
20775
0
9386
DISNEY WALT CO
COM DISNEY
254687106
231
2328
SH
DFND
5
2267
0
61
DISNEY WALT CO
COM DISNEY
254687106
1560
15710
SH
SOLE
9597
0
6112
DNP SELECT INCOME FD
COM
23325P104
296
29605
SH
DFND
2
26178
0
3427
DOW CHEM CO
COM
260543103
231
4549
SH
DFND
2
3861
0
688
DOW CHEM CO
COM
260543103
1200
23603
SH
DFND
4
12120
0
11483
DST SYS INC DEL
COM
233326107
522
4627
SH
DFND
4
305
0
4322
DSW INC
CL A
23334L102
260
9400
SH
DFND
4
9400
0
0
DU PONT E I DE NEMOURS & CO
COM
263534109
442
6979
SH
DFND
4
2893
0
4086
DUFF & PHELPS UTIL CORP BD T
COM
26432K108
213
22096
SH
DFND
4
16380
0
5715
DUKE ENERGY CORP NEW
COM NEW
26441C204
207
2562
SH
DFND
594
0
1968
DUKE ENERGY CORP NEW
COM NEW
26441C204
325
4030
SH
DFND
2
3825
0
205
DUKE ENERGY CORP NEW
COM NEW
26441C204
2590
32105
SH
DFND
4
11476
0
20629
DUNKIN BRANDS GROUP INC
COM
265504100
278
5902
SH
DFND
4
0
0
5902
E M C CORP MASS
COM
268648102
406
15250
SH
DFND
2
0
0
15250
E M C CORP MASS
COM
268648102
296
11100
SH
DFND
5
11036
0
64
EGA EMERGING GLOBAL SHS TR
EGSHARES EM STRG
268461621
5335
282420
SH
DFND
3
0
0
282420
ELLIE MAE INC
COM
28849P100
272
3000
SH
DFND
2
3000
0
0
EMERSON ELEC CO
COM
291011104
462
8487
SH
DFND
871
0
7616
ENERGY TRANSFER EQUITY L P
COM UT LTD PTN
29273V100
2257
316486
SH
DFND
2
24788
0
291698
ENERGY TRANSFER EQUITY L P
COM UT LTD PTN
29273V100
122
17086
SH
DFND
4
2544
0
14542
ENERGY TRANSFER PRTNRS L P
UNIT LTD PARTN
29273R109
4242
131172
SH
DFND
2
4383
0
126789
ENTERPRISE PRODS PARTNERS L
COM
293792107
2113
85827
SH
DFND
2
31310
0
54517
ENTERPRISE PRODS PARTNERS L
COM
293792107
1590
64568
SH
DFND
4
8144
0
56424
ENVESTNET INC
COM
29404K106
273
10052
SH
DFND
4
9077
0
975
EPR PPTYS
COM SH BEN INT
26884U109
667
10015
SH
DFND
4
549
0
9466
EQT GP HLDGS LP
COM UNIT REP
26885J103
439
16275
SH
DFND
2
15000
0
1275
EXCO RESOURCES INC
COM
269279402
20
20000
SH
DFND
4
0
0
20000
EXPRESS SCRIPTS HLDG CO
COM
30219G108
804
11700
SH
DFND
770
0
10930
EXPRESS SCRIPTS HLDG CO
COM
30219G108
1538
22393
SH
DFND
4
19255
0
3138
EXXON MOBIL CORP
COM
30231G102
2876
34411
SH
DFND
13595
0
20816
EXXON MOBIL CORP
COM
30231G102
4258
50941
SH
DFND
2
31231
0
19710
EXXON MOBIL CORP
COM
30231G102
462
5527
SH
DFND
3
0
0
5527
EXXON MOBIL CORP
COM
30231G102
10585
126627
SH
DFND
4
95904
0
30723
EXXON MOBIL CORP
COM
30231G102
763
9123
SH
DFND
5
8786
0
337
EXXON MOBIL CORP
COM
30231G102
312
3737
SH
SOLE
2329
0
1409
EZCORP INC
NOTE 2.625% 6/1
302301AB2
12
20000
PRN
DFND
2
0
0
20000
F M C CORP
COM NEW
302491303
3141
77810
SH
DFND
3
0
0
77810
FACEBOOK INC
CL A
30303M102
581
5092
SH
DFND
1638
0
3454
FACEBOOK INC
CL A
30303M102
412
3614
SH
DFND
2
45
0
3569
FACEBOOK INC
CL A
30303M102
888
7785
SH
DFND
4
4631
0
3154
FACEBOOK INC
CL A
30303M102
1023
8968
SH
DFND
5
8603
0
365
FACTSET RESH SYS INC
COM
303075105
307
2025
SH
DFND
0
0
2025
FEDEX CORP
COM
31428X106
464
2852
SH
DFND
4
2386
0
466
FIDELITY
MSCI FINLS IDX
316092501
2241
83089
SH
SOLE
65583
0
17505
FIDELITY
MSCI RL EST ETF
316092857
376
16028
SH
SOLE
12213
0
3815
FIDUCIARY CLAYMORE MLP OPP F
COM
31647Q106
137
12500
SH
DFND
4
0
0
12500
FIRST BUS FINL SVCS INC WIS
COM
319390100
744
32444
SH
DFND
4
29134
0
3310
FIRST HORIZON NATL CORP
COM
320517105
277
21179
SH
DFND
4
16377
0
4802
FMC TECHNOLOGIES INC
COM
30249U101
327
11949
SH
DFND
0
0
11949
FMC TECHNOLOGIES INC
COM
30249U101
724
26479
SH
DFND
2
26479
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
163
12073
SH
DFND
1108
0
10965
FORD MTR CO DEL
COM PAR $0.01
345370860
537
39783
SH
DFND
2
3324
0
36460
FORD MTR CO DEL
COM PAR $0.01
345370860
769
56968
SH
DFND
4
47056
0
9912
FOSSIL GROUP INC
COM
34988V106
255
5744
SH
DFND
0
0
5744
FRANKS INTL N V
COM
N33462107
872
52921
SH
DFND
0
0
52921
FRANKS INTL N V
COM
N33462107
324
19646
SH
DFND
4
17446
0
2200
FRESENIUS MED CARE AG&CO KGA
SPONSORED ADR
358029106
331
7516
SH
DFND
0
0
7516
FS INVT CORP
COM
302635107
122
13295
SH
DFND
4
13295
0
0
FULLER H B CO
COM
359694106
624
14693
SH
DFND
0
0
14693
GENERAL CABLE CORP DEL NEW
FRNT 4.500%11/1
369300AL2
8
15000
PRN
DFND
2
0
0
15000
GENERAL ELECTRIC CO
COM
369604103
2141
67363
SH
DFND
29328
0
38035
GENERAL ELECTRIC CO
COM
369604103
2724
85676
SH
DFND
2
48758
0
36918
GENERAL ELECTRIC CO
COM
369604103
1588
49967
SH
DFND
3
0
0
49967
GENERAL ELECTRIC CO
COM
369604103
4085
128496
SH
DFND
4
85520
0
42976
GENERAL ELECTRIC CO
COM
369604103
1058
33293
SH
DFND
5
32781
0
512
GENERAL ELECTRIC CO
COM
369604103
226
7125
SH
SOLE
6719
0
406
GENERAL MLS INC
COM
370334104
1092
17232
SH
DFND
2
15546
0
1686
GENERAL MLS INC
COM
370334104
299
4727
SH
DFND
4
3838
0
889
GENERAL MTRS CO
COM
37045V100
206
6550
SH
DFND
4
1920
0
4630
GENESIS ENERGY L P
UNIT LTD PARTN
371927104
528
16600
SH
DFND
2
16600
0
0
GENUINE PARTS CO
COM
372460105
214
2153
SH
DFND
2
1856
0
297
GILEAD SCIENCES INC
COM
375558103
275
2997
SH
DFND
1057
0
1940
GILEAD SCIENCES INC
COM
375558103
569
6191
SH
DFND
2
5809
0
382
GILEAD SCIENCES INC
COM
375558103
259
2821
SH
DFND
3
528
0
2293
GILEAD SCIENCES INC
COM
375558103
3018
32859
SH
DFND
4
25020
0
7839
GILEAD SCIENCES INC
COM
375558103
237
2582
SH
SOLE
1882
0
700
GLOBAL X FDS
GLBX MSCI NORW
37950E747
2174
217612
SH
DFND
4
185259
0
32353
GLOBAL X FDS
GB MSCI AR ETF
37950E259
2098
108590
SH
DFND
4
93066
0
15524
GOLDMAN SACHS GROUP INC
COM
38141G104
200
1271
SH
DFND
4
1271
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
317
2022
SH
DFND
5
1994
0
28
GRAINGER W W INC
COM
384802104
332
1421
SH
DFND
0
0
1421
GRAMERCY PPTY TR
COM
385002100
91
10744
SH
DFND
4
0
0
10744
GRIFOLS S A
SP ADR REP B NVT
398438408
281
18172
SH
DFND
0
0
18172
HALLIBURTON CO
COM
406216101
248
6935
SH
DFND
0
0
6935
HANESBRANDS INC
COM
410345102
227
8000
SH
DFND
2
8000
0
0
HCP INC
COM
40414L109
437
13410
SH
DFND
2
1145
0
12265
HEARTLAND PMT SYS INC
COM
42235N108
10687
110664
SH
DFND
3
0
0
110664
HELMERICH & PAYNE INC
COM
423452101
933
15889
SH
DFND
2
12224
0
3665
HIGHWOODS PPTYS INC
COM
431284108
3396
71027
SH
DFND
4
0
0
71027
HOLLY ENERGY PARTNERS L P
COM UT LTD PTN
435763107
516
15265
SH
DFND
2
0
0
15265
HOME DEPOT INC
COM
437076102
431
3230
SH
DFND
1402
0
1828
HOME DEPOT INC
COM
437076102
720
5399
SH
DFND
2
4758
0
641
HOME DEPOT INC
COM
437076102
239
1792
SH
DFND
3
330
0
1462
HOME DEPOT INC
COM
437076102
2738
20521
SH
DFND
4
12310
0
8211
HOME DEPOT INC
COM
437076102
225
1686
SH
DFND
5
1459
0
227
HOME DEPOT INC
COM
437076102
318
2383
SH
SOLE
1763
0
620
HONEYWELL INTL INC
COM
438516106
403
3599
SH
DFND
2
3452
0
147
HONEYWELL INTL INC
COM
438516106
203
1813
SH
DFND
4
629
0
1184
HORMEL FOODS CORP
COM
440452100
691
15970
SH
DFND
6637
0
9333
HSBC HLDGS PLC
SPON ADR NEW
404280406
222
7127
SH
DFND
4
1312
0
5815
HUB GROUP INC
CL A
443320106
327
8010
SH
DFND
0
0
8010
IMPERIAL OIL LTD
COM NEW
453038408
2004
60000
SH
DFND
3
0
0
60000
INTEL CORP
COM
458140100
457
14115
SH
DFND
2
8589
0
5526
INTEL CORP
COM
458140100
784
24232
SH
DFND
4
16522
0
7710
INTEL CORP
COM
458140100
442
13656
SH
DFND
5
4495
0
9161
INTEL CORP
COM
458140100
835
25819
SH
SOLE
25819
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
2216
14633
SH
DFND
6948
0
7685
INTERNATIONAL BUSINESS MACHS
COM
459200101
357
2359
SH
DFND
2
1828
0
531
INTERNATIONAL BUSINESS MACHS
COM
459200101
405
2675
SH
DFND
3
0
0
2675
INTERNATIONAL BUSINESS MACHS
COM
459200101
1351
8919
SH
DFND
4
4407
0
4512
INTERNATIONAL BUSINESS MACHS
COM
459200101
214
1412
SH
DFND
5
1386
0
26
INTERVAL LEISURE GROUP INC
COM
46113M108
513
35500
SH
DFND
0
0
35500
INTL FCSTONE INC
COM
46116V105
821
30716
SH
DFND
4
30716
0
0
INTUIT
COM
461202103
551
5298
SH
DFND
4
1525
0
3773
ISHARES
MSCI HONG KG ETF
464286871
2626
132824
SH
DFND
4
109224
0
23600
ISHARES
MSCI JAPAN ETF
464286848
6091
533827
SH
DFND
4
435651
0
98176
ISHARES
MSCI JAPAN ETF
464286848
220
19323
SH
SOLE
14890
0
4433
ISHARES
MSCI GERMANY ETF
464286806
1919
74570
SH
DFND
4
55751
0
18819
ISHARES
MSCI BRZ CAP ETF
464286400
212
8055
SH
DFND
5
8055
0
0
ISHARES
MSCI MEX CAP ETF
464286822
237
4414
SH
DFND
5
4414
0
0
ISHARES
MSCI SZ CAP ETF
464286749
2051
68984
SH
DFND
4
59314
0
9670
ISHARES
MSCI STH KOR ETF
464286772
259
4900
SH
DFND
2
0
0
4900
ISHARES
IBONDS SEP16 ETF
464289313
1133
42831
SH
DFND
3
0
0
42831
ISHARES
IBONDS SEP17 ETF
464289271
1287
46923
SH
DFND
3
0
0
46923
ISHARES
CNTRY MIN VL ETF
464286525
24251
329991
SH
DFND
3
640
0
329351
ISHARES
EM MK MINVOL ETF
464286533
5684
110655
SH
DFND
3
0
0
110655
ISHARES GOLD TRUST
ISHARES
464285105
1344
113120
SH
DFND
3
0
0
113120
ISHARES GOLD TRUST
ISHARES
464285105
448
37699
SH
DFND
4
28772
0
8927
ISHARES GOLD TRUST
ISHARES
464285105
523
44004
SH
DFND
5
27813
0
16191
ISHARES INC
CORE MSCI EMKT
46434G103
1667
40055
SH
DFND
2
31041
0
9014
ISHARES INC
CORE MSCI EMKT
46434G103
958
23028
SH
DFND
4
20007
0
3021
ISHARES INC
CORE MSCI EMKT
46434G103
1036
24887
SH
SOLE
19213
0
5674
ISHARES S&P GSCI COMMODITY I
UNIT BEN INT
46428R107
3300
239275
SH
DFND
5
216014
0
23261
ISHARES TR
EUROPE ETF
464287861
11500
294044
SH
DFND
4
224304
0
69740
ISHARES TR
EUROPE ETF
464287861
588
15033
SH
SOLE
11567
0
3466
ISHARES TR
CORE S&P MCP ETF
464287507
13973
96907
SH
DFND
2
8095
0
88812
ISHARES TR
CORE S&P MCP ETF
464287507
3435
23820
SH
DFND
4
8398
0
15422
ISHARES TR
CORE S&P MCP ETF
464287507
11281
78240
SH
SOLE
59934
0
18306
ISHARES TR
S&P MC 400VL ETF
464287705
221
1784
SH
DFND
2
1403
0
381
ISHARES TR
S&P MC 400GR ETF
464287606
209
1288
SH
DFND
2
1288
0
0
ISHARES TR
S&P MC 400GR ETF
464287606
221
1358
SH
DFND
4
1325
0
33
ISHARES TR
S&P MC 400GR ETF
464287606
849
5220
SH
SOLE
1789
0
3431
ISHARES TR
CORE S&P SCP ETF
464287804
201
1786
SH
DFND
2
1610
0
176
ISHARES TR
CORE S&P SCP ETF
464287804
1742
15476
SH
DFND
4
3171
0
12305
ISHARES TR
CORE S&P SCP ETF
464287804
404
3590
SH
DFND
5
2959
0
631
ISHARES TR
CORE S&P SCP ETF
464287804
337
2989
SH
SOLE
1308
0
1682
ISHARES TR
SP SMCP600VL ETF
464287879
381
3366
SH
DFND
1533
0
1833
ISHARES TR
SP SMCP600VL ETF
464287879
260
2293
SH
DFND
3
774
0
1519
ISHARES TR
SP SMCP600VL ETF
464287879
1747
15418
SH
DFND
4
10802
0
4616
ISHARES TR
SP SMCP600VL ETF
464287879
8067
71185
SH
SOLE
49999
0
21186
ISHARES TR
SP SMCP600GR ETF
464287887
250
2011
SH
DFND
409
0
1602
ISHARES TR
SP SMCP600GR ETF
464287887
1111
8942
SH
SOLE
4994
0
3948
ISHARES TR
S&P 500 VAL ETF
464287408
553
6150
SH
DFND
2597
0
3553
ISHARES TR
S&P 500 VAL ETF
464287408
1025
11400
SH
DFND
2
10642
0
758
ISHARES TR
S&P 500 VAL ETF
464287408
416
4631
SH
DFND
3
1527
0
3104
ISHARES TR
S&P 500 VAL ETF
464287408
3100
34466
SH
DFND
4
33368
0
1098
ISHARES TR
S&P 500 VAL ETF
464287408
5697
63349
SH
DFND
5
36074
0
27275
ISHARES TR
S&P 500 VAL ETF
464287408
10465
116369
SH
SOLE
81061
0
35308
ISHARES TR
CORE S&P500 ETF
464287200
3918
18961
SH
DFND
10605
0
8356
ISHARES TR
CORE S&P500 ETF
464287200
5361
25943
SH
DFND
2
21191
0
4752
ISHARES TR
CORE S&P500 ETF
464287200
3408
16494
SH
DFND
3
4386
0
12108
ISHARES TR
CORE S&P500 ETF
464287200
76646
370897
SH
DFND
4
291823
0
79073
ISHARES TR
CORE S&P500 ETF
464287200
34089
164958
SH
DFND
5
134151
0
30807
ISHARES TR
CORE S&P500 ETF
464287200
11
51
SH
SOLE
0
0
51
ISHARES TR
CORE S&P500 ETF
464287200
18296
88538
SH
SOLE
60769
0
27770
ISHARES TR
S&P 500 GRWT ETF
464287309
824
7112
SH
DFND
3397
0
3715
ISHARES TR
S&P 500 GRWT ETF
464287309
390
3365
SH
DFND
2
2558
0
807
ISHARES TR
S&P 500 GRWT ETF
464287309
336
2900
SH
DFND
3
737
0
2163
ISHARES TR
S&P 500 GRWT ETF
464287309
2801
24167
SH
DFND
4
21273
0
2894
ISHARES TR
S&P 500 GRWT ETF
464287309
304
2624
SH
DFND
5
2624
0
0
ISHARES TR
S&P 500 GRWT ETF
464287309
9636
83148
SH
SOLE
62994
0
20155
ISHARES TR
RUS 1000 ETF
464287622
246
2152
SH
DFND
751
0
1401
ISHARES TR
RUS 1000 ETF
464287622
313
2747
SH
DFND
3
131
0
2616
ISHARES TR
RUS 1000 ETF
464287622
458
4012
SH
DFND
4
3255
0
757
ISHARES TR
RUS 1000 ETF
464287622
4538
39784
SH
SOLE
32039
0
7745
ISHARES TR
RUS 1000 VAL ETF
464287598
735
7440
SH
DFND
781
0
6659
ISHARES TR
RUS 1000 VAL ETF
464287598
4243
42943
SH
DFND
2
0
0
42943
ISHARES TR
RUS 1000 VAL ETF
464287598
1307
13227
SH
DFND
4
8981
0
4246
ISHARES TR
RUS 1000 VAL ETF
464287598
292
2952
SH
SOLE
2450
0
502
ISHARES TR
RUS 1000 GRW ETF
464287614
2305
23097
SH
DFND
15781
0
7316
ISHARES TR
RUS 1000 GRW ETF
464287614
3854
38622
SH
DFND
2
3575
0
35047
ISHARES TR
RUS 1000 GRW ETF
464287614
1474
14775
SH
DFND
4
11616
0
3159
ISHARES TR
RUS 1000 GRW ETF
464287614
3330
33378
SH
DFND
5
33378
0
0
ISHARES TR
RUS 1000 GRW ETF
464287614
542
5427
SH
SOLE
4453
0
974
ISHARES TR
RUSSELL 2000 ETF
464287655
556
5025
SH
DFND
448
0
4577
ISHARES TR
RUSSELL 2000 ETF
464287655
1481
13390
SH
DFND
4
5405
0
7985
ISHARES TR
RUSSELL 2000 ETF
464287655
15290
138208
SH
DFND
5
119521
0
18687
ISHARES TR
RUSSELL 2000 ETF
464287655
978
8840
SH
SOLE
8347
0
493
ISHARES TR
RUS 2000 VAL ETF
464287630
562
6029
SH
DFND
918
0
5111
ISHARES TR
RUS 2000 VAL ETF
464287630
260
2786
SH
DFND
4
2306
0
480
ISHARES TR
RUS 2000 VAL ETF
464287630
595
6384
SH
SOLE
6065
0
319
ISHARES TR
RUSSELL 3000 ETF
464287689
1206
9978
SH
DFND
4
7717
0
2261
ISHARES TR
U.S. REAL ES ETF
464287739
495
6358
SH
DFND
3
0
0
6358
ISHARES TR
U.S. REAL ES ETF
464287739
657
8443
SH
SOLE
8435
0
8
ISHARES TR
RUS 2000 GRW ETF
464287648
230
1731
SH
DFND
620
0
1110
ISHARES TR
RUS 2000 GRW ETF
464287648
362
2732
SH
DFND
2
2065
0
667
ISHARES TR
RUS 2000 GRW ETF
464287648
549
4143
SH
DFND
4
3276
0
867
ISHARES TR
RUS 2000 GRW ETF
464287648
4773
35991
SH
DFND
5
29833
0
6158
ISHARES TR
MSCI EAFE ETF
464287465
499
8721
SH
DFND
595
0
8126
ISHARES TR
MSCI EAFE ETF
464287465
16617
290719
SH
DFND
2
16886
0
273833
ISHARES TR
MSCI EAFE ETF
464287465
244
4264
SH
DFND
3
0
0
4264
ISHARES TR
MSCI EAFE ETF
464287465
12227
213911
SH
DFND
4
176774
0
37137
ISHARES TR
MSCI EAFE ETF
464287465
17967
314323
SH
DFND
5
266108
0
48215
ISHARES TR
MSCI EAFE ETF
464287465
3614
63229
SH
SOLE
35484
0
27745
ISHARES TR
RUS MID-CAP ETF
464287499
703
4313
SH
DFND
97
0
4216
ISHARES TR
RUS MID-CAP ETF
464287499
3874
23777
SH
DFND
2
20971
0
2806
ISHARES TR
RUS MID-CAP ETF
464287499
2177
13363
SH
DFND
4
8166
0
5197
ISHARES TR
RUS MID-CAP ETF
464287499
3715
22802
SH
SOLE
15339
0
7463
ISHARES TR
RUS MD CP GR ETF
464287481
234
2541
SH
DFND
413
0
2129
ISHARES TR
RUS MD CP GR ETF
464287481
1289
13984
SH
DFND
2
11269
0
2715
ISHARES TR
RUS MDCP VAL ETF
464287473
304
4283
SH
DFND
754
0
3529
ISHARES TR
RUS MDCP VAL ETF
464287473
339
4776
SH
DFND
2
4776
0
0
ISHARES TR
RUS MDCP VAL ETF
464287473
2569
36225
SH
DFND
4
22539
0
13686
ISHARES TR
COHEN&STEER REIT
464287564
3937
38168
SH
DFND
4669
0
33499
ISHARES TR
NASDQ BIOTEC ETF
464287556
250
960
SH
DFND
2
746
0
214
ISHARES TR
NASDQ BIOTEC ETF
464287556
3895
14934
SH
DFND
4
12539
0
2395
ISHARES TR
N AMER TECH ETF
464287549
1980
17889
SH
SOLE
11659
0
6230
ISHARES TR
1-3 YR TR BD ETF
464287457
205
2414
SH
DFND
4
1906
0
508
ISHARES TR
7-10 Y TR BD ETF
464287440
343
3107
SH
DFND
4
3107
0
0
ISHARES TR
IBOXX INV CP ETF
464287242
283
2384
SH
DFND
2309
0
75
ISHARES TR
IBOXX INV CP ETF
464287242
295
2479
SH
DFND
4
2112
0
367
ISHARES TR
MSCI EMG MKT ETF
464287234
535
15625
SH
DFND
4417
0
11208
ISHARES TR
MSCI EMG MKT ETF
464287234
369
10768
SH
DFND
2
10378
0
390
ISHARES TR
MSCI EMG MKT ETF
464287234
6657
194361
SH
DFND
3
0
0
194361
ISHARES TR
MSCI EMG MKT ETF
464287234
3268
95418
SH
DFND
4
66049
0
29369
ISHARES TR
MSCI EMG MKT ETF
464287234
6796
198421
SH
DFND
5
145283
0
53138
ISHARES TR
MSCI EMG MKT ETF
464287234
339
9905
SH
SOLE
9415
0
490
ISHARES TR
MSCI AC ASIA ETF
464288182
287
5246
SH
DFND
2
0
0
5246
ISHARES TR
CORE US AGGBD ET
464287226
1692
15271
SH
DFND
9160
0
6111
ISHARES TR
CORE US AGGBD ET
464287226
1445
13038
SH
DFND
3
5356
0
7682
ISHARES TR
CORE US AGGBD ET
464287226
4407
39769
SH
DFND
4
33742
0
6027
ISHARES TR
CORE US AGGBD ET
464287226
3429
30943
SH
DFND
5
30725
0
218
ISHARES TR
CORE US AGGBD ET
464287226
5019
45285
SH
SOLE
28880
0
16405
ISHARES TR
SELECT DIVID ETF
464287168
794
9718
SH
DFND
351
0
9367
ISHARES TR
SELECT DIVID ETF
464287168
3987
48815
SH
DFND
2
18389
0
30426
ISHARES TR
SELECT DIVID ETF
464287168
890
10902
SH
DFND
3
486
0
10416
ISHARES TR
SELECT DIVID ETF
464287168
758
9278
SH
DFND
4
8229
0
1049
ISHARES TR
SELECT DIVID ETF
464287168
724
8862
SH
DFND
5
8065
0
797
ISHARES TR
SELECT DIVID ETF
464287168
328
4021
SH
SOLE
3268
0
752
ISHARES TR
TIPS BD ETF
464287176
495
4321
SH
DFND
0
0
4321
ISHARES TR
TIPS BD ETF
464287176
860
7500
SH
DFND
4
6055
0
1445
ISHARES TR
TIPS BD ETF
464287176
1837
16024
SH
DFND
5
14150
0
1874
ISHARES TR
MRNING SM CP ETF
464288703
222
1858
SH
DFND
4
1858
0
0
ISHARES TR
US HOME CONS ETF
464288752
405
14973
SH
DFND
2
124
0
14849
ISHARES TR
US HOME CONS ETF
464288752
3213
118644
SH
DFND
4
101112
0
17532
ISHARES TR
IBOXX HI YD ETF
464288513
835
10221
SH
SOLE
8186
0
2034
ISHARES TR
1-3 YR CR BD ETF
464288646
617
5855
SH
DFND
495
0
5360
ISHARES TR
1-3 YR CR BD ETF
464288646
675
6401
SH
DFND
3
1855
0
4546
ISHARES TR
1-3 YR CR BD ETF
464288646
7982
75717
SH
DFND
4
72056
0
3661
ISHARES TR
1-3 YR CR BD ETF
464288646
942
8940
SH
SOLE
4296
0
4644
ISHARES TR
MSCI KLD400 SOC
464288570
630
8236
SH
DFND
3
0
0
8236
ISHARES TR
U.S. PFD STK ETF
464288687
329
8435
SH
DFND
0
0
8435
ISHARES TR
U.S. PFD STK ETF
464288687
781
20000
SH
DFND
2
0
0
20000
ISHARES TR
U.S. PFD STK ETF
464288687
316
8085
SH
DFND
4
8085
0
0
ISHARES TR
NATIONAL MUN ETF
464288414
2178
19505
SH
DFND
4
5839
0
13666
ISHARES TR
INTL DEV RE ETF
464288489
374
12801
SH
SOLE
9757
0
3044
ISHARES TR
EAFE SML CP ETF
464288273
376
7556
SH
DFND
422
0
7134
ISHARES TR
GLB INFRASTR ETF
464288372
331
8466
SH
DFND
2
8466
0
0
ISHARES TR
GLB INFRASTR ETF
464288372
918
23480
SH
DFND
3
5645
0
17835
ISHARES TR
GLB INFRASTR ETF
464288372
3058
78230
SH
DFND
4
64149
0
14081
ISHARES TR
GLB INFRASTR ETF
464288372
1542
39437
SH
SOLE
15946
0
23491
ISHARES TR
MSCI ACWI EX US
464288240
15282
387089
SH
DFND
3
0
0
387089
ISHARES TR
MSCI ACWI EX US
464288240
389
9854
SH
DFND
4
9854
0
0
ISHARES TR
MSCI ACWI ETF
464288257
3625
64658
SH
DFND
2
6734
0
57923
ISHARES TR
MSCI ACWI ETF
464288257
357
6365
SH
DFND
4
5900
0
465
ISHARES TR
GL TIMB FORE ETF
464288174
614
13109
SH
DFND
4
13070
0
39
ISHARES TR
USA MIN VOL ETF
46429B697
50421
1147754
SH
DFND
3
0
0
1147754
ISHARES TR
CORE MSCI EAFE
46432F842
486
9145
SH
DFND
5945
0
3200
ISHARES TR
CORE MSCI EAFE
46432F842
1234
23222
SH
DFND
2
17690
0
5532
ISHARES TR
CORE MSCI EAFE
46432F842
498
9380
SH
DFND
3
3108
0
6272
ISHARES TR
CORE MSCI EAFE
46432F842
690
12989
SH
DFND
4
10347
0
2642
ISHARES TR
CORE MSCI EAFE
46432F842
2787
52453
SH
SOLE
40142
0
12310
ISHARES TR
CORE ST USDB ETF
46432F859
200
1985
SH
DFND
1313
0
672
ISHARES TR
CORE ST USDB ETF
46432F859
229
2274
SH
DFND
3
1029
0
1245
ISHARES TR
CORE ST USDB ETF
46432F859
1422
14134
SH
SOLE
11157
0
2977
ISHARES TR
IBONDS SEP18 ETF
46429B580
1522
59431
SH
DFND
3
0
0
59431
ISHARES TR
IBONDS MAR18 ETF
46432FAW7
1126
10972
SH
DFND
3
0
0
10972
ISHARES TR
IBONDS MAR20 ETF
46432FBC0
1048
9924
SH
DFND
3
0
0
9924
ISHARES TR
IBONDS MAR23 ETF
46432FAZ0
963
9104
SH
DFND
3
0
0
9104
ISHARES TR
IBONDS SEP19 ETF
46429B564
1398
54435
SH
DFND
3
0
0
54435
ISHARES TR
IBONDS DEC18 ETF
46434VAA8
379
14987
SH
DFND
3
0
0
14987
ISHARES TR
IBONDS DEC20 ETF
46434VAQ3
277
10832
SH
DFND
3
0
0
10832
ISHARES TR
IBONDS DEC19 ETF
46434VAU4
309
12325
SH
DFND
3
0
0
12325
ISHARES TR
IBONDS DEC17 ETF
46434VAR1
279
11190
SH
DFND
3
0
0
11190
ITAU UNIBANCO HLDG SA
SPON ADR REP PFD
465562106
235
27325
SH
DFND
0
0
27325
JACOBS ENGR GROUP INC DEL
COM
469814107
394
9049
SH
DFND
4
8949
0
100
JEFFERIES GROUP INC NEW
DBCV 3.875%11/0
472319AG7
20
20000
PRN
DFND
2
10000
0
10000
JOHNSON & JOHNSON
COM
478160104
2814
26007
SH
DFND
11354
0
14653
JOHNSON & JOHNSON
COM
478160104
3446
31844
SH
DFND
2
16226
0
15618
JOHNSON & JOHNSON
COM
478160104
2831
26165
SH
DFND
3
193
0
25972
JOHNSON & JOHNSON
COM
478160104
2253
20824
SH
DFND
4
13129
0
7696
JOHNSON & JOHNSON
COM
478160104
352
3256
SH
DFND
5
2988
0
268
JOHNSON & JOHNSON
COM
478160104
539
4983
SH
SOLE
4803
0
180
JONES LANG LASALLE INC
COM
48020Q107
2072
17660
SH
DFND
4
17646
0
14
JPMORGAN CHASE & CO
COM
46625H100
2143
36188
SH
DFND
17262
0
18926
JPMORGAN CHASE & CO
COM
46625H100
1567
26457
SH
DFND
2
21087
0
5370
JPMORGAN CHASE & CO
COM
46625H100
260
4388
SH
DFND
3
883
0
3505
JPMORGAN CHASE & CO
COM
46625H100
4225
71345
SH
DFND
4
50101
0
21244
JPMORGAN CHASE & CO
COM
46625H100
352
5949
SH
SOLE
3398
0
2551
JPMORGAN CHASE & CO
ALERIAN ML ETN
46625H365
2113
78008
SH
DFND
108
0
77900
JPMORGAN CHASE & CO
ALERIAN ML ETN
46625H365
336
12400
SH
DFND
2
12400
0
0
JPMORGAN CHASE & CO
ALERIAN ML ETN
46625H365
762
28135
SH
DFND
3
7964
0
20171
JPMORGAN CHASE & CO
ALERIAN ML ETN
46625H365
10277
379357
SH
DFND
4
334976
0
44381
JPMORGAN CHASE & CO
ALERIAN ML ETN
46625H365
325
11988
SH
DFND
5
10388
0
1600
JPMORGAN CHASE & CO
ALERIAN ML ETN
46625H365
2147
79239
SH
SOLE
59139
0
20100
JPMORGAN CHASE & CO
*W EXP 10/28/201
46634E114
228
12875
SH
DFND
4
0
0
12875
KANSAS CITY SOUTHERN
COM NEW
485170302
3047
35656
SH
DFND
4
4839
0
30817
KB HOME
NOTE 1.375% 2/0
48666KAS8
9
10000
PRN
DFND
10000
0
0
KB HOME
NOTE 1.375% 2/0
48666KAS8
271
295000
PRN
DFND
2
280000
0
15000
KEYCORP NEW
COM
493267108
211
19126
SH
DFND
2
16949
0
2177
KEYCORP NEW
COM
493267108
180
16336
SH
DFND
3
3076
0
13260
KEYCORP NEW
COM
493267108
980
88802
SH
DFND
4
68615
0
20187
KEYCORP NEW
COM
493267108
125
11335
SH
SOLE
7814
0
3521
KIMBERLY CLARK CORP
COM
494368103
2188
16269
SH
DFND
7180
0
9089
KIMBERLY CLARK CORP
COM
494368103
1317
9792
SH
DFND
2
7300
0
2492
KINDER MORGAN INC DEL
COM
49456B101
259
14501
SH
DFND
2
5755
0
8746
KINDER MORGAN INC DEL
COM
49456B101
1275
71400
SH
DFND
4
3857
0
67543
KRAFT HEINZ CO
COM
500754106
360
4579
SH
DFND
929
0
3650
KRAFT HEINZ CO
COM
500754106
1764
22460
SH
DFND
4
16942
0
5518
LABORATORY CORP AMER HLDGS
COM NEW
50540R409
714
6100
SH
DFND
0
0
6100
LADENBURG THALMAN FIN SVCS I
COM
50575Q102
63
25000
SH
DFND
4
25000
0
0
LAM RESEARCH CORP
COM
512807108
1267
15336
SH
DFND
4
15302
0
34
LAUDER ESTEE COS INC
CL A
518439104
351
3720
SH
DFND
25
0
3695
LIBERTY BROADBAND CORP
COM SER C
530307305
1727
29800
SH
DFND
0
0
29800
LIBERTY GLOBAL PLC
SHS CL C
G5480U120
1976
52600
SH
DFND
0
0
52600
LIBERTY GLOBAL PLC
LILAC SHS CL C
G5480U153
247
6530
SH
DFND
0
0
6530
LIBERTY INTERACTIVE CORP
QVC GP COM SER A
53071M104
662
26200
SH
DFND
0
0
26200
LIBERTY INTERACTIVE CORP
LBT VENT COM A
53071M880
974
24900
SH
DFND
0
0
24900
LIBERTY MEDIA CORP DELAWARE
COM SER C
531229300
2139
56149
SH
DFND
0
0
56149
LILLY ELI & CO
COM
532457108
329
4572
SH
DFND
2
4327
0
245
LILLY ELI & CO
COM
532457108
214
2968
SH
DFND
3
538
0
2430
LILLY ELI & CO
COM
532457108
1801
25011
SH
DFND
4
16323
0
8688
LINDSAY CORP
COM
535555106
353
4931
SH
DFND
0
0
4931
LKQ CORP
COM
501889208
225
7033
SH
DFND
1470
0
5563
LKQ CORP
COM
501889208
994
31120
SH
DFND
4
29025
0
2095
LOCKHEED MARTIN CORP
COM
539830109
316
1426
SH
DFND
132
0
1294
LOCKHEED MARTIN CORP
COM
539830109
366
1652
SH
DFND
2
1292
0
360
LOCKHEED MARTIN CORP
COM
539830109
368
1661
SH
DFND
3
206
0
1455
LOCKHEED MARTIN CORP
COM
539830109
1991
8991
SH
DFND
4
5367
0
3624
LOWES COS INC
COM
548661107
219
2885
SH
DFND
4
2162
0
723
M & T BK CORP
COM
55261F104
405
3649
SH
DFND
0
0
3649
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
293
4257
SH
DFND
0
0
4257
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
4874
70839
SH
DFND
2
13595
0
57244
MASTERCARD INC
CL A
57636Q104
1573
16642
SH
DFND
1741
0
14901
MASTERCARD INC
CL A
57636Q104
396
4192
SH
DFND
2
3812
0
380
MASTERCARD INC
CL A
57636Q104
280
2960
SH
DFND
3
600
0
2360
MASTERCARD INC
CL A
57636Q104
2495
26402
SH
DFND
4
17781
0
8621
MASTERCARD INC
CL A
57636Q104
214
2270
SH
SOLE
1544
0
726
MCDERMOTT INTL INC
COM
580037109
137
33500
SH
DFND
4
33500
0
0
MCDONALDS CORP
COM
580135101
4508
35870
SH
DFND
34088
0
1782
MCDONALDS CORP
COM
580135101
515
4101
SH
DFND
2
3173
0
928
MCDONALDS CORP
COM
580135101
1049
8344
SH
DFND
4
6770
0
1574
MEAD JOHNSON NUTRITION CO
COM
582839106
376
4427
SH
DFND
510
0
3917
MEAD JOHNSON NUTRITION CO
COM
582839106
957
11266
SH
DFND
4
10513
0
753
MEDTRONIC PLC
SHS
G5960L103
541
7208
SH
DFND
994
0
6214
MEDTRONIC PLC
SHS
G5960L103
300
4001
SH
DFND
4
3778
0
223
MERCADOLIBRE INC
COM
58733R102
205
1736
SH
DFND
0
0
1736
MERCK & CO INC NEW
COM
58933Y105
269
5082
SH
DFND
835
0
4247
MERCK & CO INC NEW
COM
58933Y105
300
5663
SH
DFND
2
4515
0
1148
MERCK & CO INC NEW
COM
58933Y105
1149
21714
SH
DFND
4
7989
0
13725
MERCK & CO INC NEW
COM
58933Y105
201
3791
SH
DFND
5
2684
0
1107
METLIFE INC
COM
59156R108
312
7102
SH
DFND
0
0
7102
MFS INTER INCOME TR
SH BEN INT
55273C107
137
29770
SH
DFND
2
29770
0
0
MGP INGREDIENTS INC NEW
COM
55303J106
1406
58023
SH
DFND
4
0
0
58023
MICROCHIP TECHNOLOGY INC
COM
595017104
430
8921
SH
DFND
2
6700
0
2221
MICROCHIP TECHNOLOGY INC
COM
595017104
218
4517
SH
DFND
3
1041
0
3476
MICROCHIP TECHNOLOGY INC
COM
595017104
1506
31248
SH
DFND
4
24499
0
6749
MICROSOFT CORP
COM
594918104
2306
41746
SH
DFND
17095
0
24651
MICROSOFT CORP
COM
594918104
1101
19934
SH
DFND
2
16802
0
3132
MICROSOFT CORP
COM
594918104
241
4362
SH
DFND
3
579
0
3783
MICROSOFT CORP
COM
594918104
3129
56649
SH
DFND
4
37499
0
19150
MICROSOFT CORP
COM
594918104
386
6982
SH
DFND
5
6558
0
424
MICROSOFT CORP
COM
594918104
811
14681
SH
SOLE
13854
0
826
MONDELEZ INTL INC
CL A
609207105
221
5499
SH
DFND
4
1534
0
3965
MONOGRAM RESIDENTIAL TR INC
COM
60979P105
99
10000
SH
DFND
5
10000
0
0
MONSANTO CO NEW
COM
61166W101
234
2666
SH
DFND
4
358
0
2308
MONTAGE MANAGERS TR
TORTOISE NA PI
611776204
2701
141025
SH
DFND
4
58724
0
82301
MORGANS HOTEL GROUP CO
COM
61748W108
28
20000
SH
DFND
4
0
0
20000
MPLX LP
COM UNIT REP LTD
55336V100
14203
478386
SH
DFND
2
434768
0
43618
MPLX LP
COM UNIT REP LTD
55336V100
254
8543
SH
DFND
4
3035
0
5508
NATIONAL CINEMEDIA INC
COM
635309107
423
27800
SH
DFND
0
0
27800
NATIONAL FUEL GAS CO N J
COM
636180101
864
17271
SH
DFND
0
0
17271
NATIONAL OILWELL VARCO INC
COM
637071101
308
9898
SH
DFND
2
1016
0
8882
NATIONAL WESTN LIFE GROUP IN
CL A
638517102
313
1356
SH
DFND
0
0
1356
NAVISTAR INTL CORP NEW
NOTE 4.500%10/1
63934EAQ1
10
20000
PRN
DFND
2
0
0
20000
NETFLIX INC
COM
64110L106
299
2922
SH
DFND
4
2867
0
55
NEWMONT MINING CORP
NOTE 1.625% 7/1
651639AJ5
10
10000
PRN
DFND
2
0
0
10000
NEXTERA ENERGY INC
COM
65339F101
731
6175
SH
DFND
4
1440
0
4735
NEXTERA ENERGY INC
COM
65339F101
409
3455
SH
DFND
5
3243
0
212
NGL ENERGY PARTNERS LP
COM UNIT REPST
62913M107
2870
381603
SH
DFND
2
46861
0
334742
NIELSEN HLDGS PLC
SHS EUR
G6518L108
252
4783
SH
DFND
0
0
4783
NIKE INC
CL B
654106103
610
9922
SH
DFND
3152
0
6770
NIKE INC
CL B
654106103
824
13399
SH
DFND
2
11371
0
2028
NIKE INC
CL B
654106103
296
4811
SH
DFND
3
1023
0
3788
NIKE INC
CL B
654106103
3542
57621
SH
DFND
4
40794
0
16826
NIKE INC
CL B
654106103
265
4309
SH
SOLE
3092
0
1217
NOMURA HLDGS INC
SPONSORED ADR
65535H208
122
27505
SH
DFND
0
0
27505
NORFOLK SOUTHERN CORP
COM
655844108
229
2749
SH
DFND
150
0
2599
NORFOLK SOUTHERN CORP
COM
655844108
218
2618
SH
DFND
4
1145
0
1473
NORTHERN TR CORP
COM
665859104
608
9333
SH
DFND
2211
0
7122
NOVO-NORDISK A S
ADR
670100205
317
5856
SH
DFND
0
0
5856
NOVO-NORDISK A S
ADR
670100205
1355
25000
SH
DFND
3
0
0
25000
NUSTAR ENERGY LP
UNIT COM
67058H102
690
17082
SH
DFND
2
17082
0
0
NUVEEN CR STRATEGIES INCM FD
COM SHS
67073D102
583
73687
SH
DFND
2
60479
0
13208
NUVEEN DIVERSIFIED DIV INCM
COM
6706EP105
134
12203
SH
DFND
2
12203
0
0
NUVEEN MUN VALUE FD INC
COM
670928100
176
16761
SH
DFND
2
16761
0
0
NUVEEN NY AMT FREE MUN INCOM
COM
670656107
533
39657
SH
DFND
5
39657
0
0
NUVEEN PERFORMANCE PLUS MUN
COM
67062P108
213
13590
SH
DFND
2
8590
0
5000
NUVEEN PFD INCOME OPPRTNY FD
COM
67073B106
122
12998
SH
DFND
2
12998
0
0
NUVEEN QUALITY PFD INCOME FD
COM
67071S101
85
10202
SH
DFND
2
9702
0
500
NUVEEN QUALITY PFD INCOME FD
COM
67072C105
337
37471
SH
DFND
2
37471
0
0
O REILLY AUTOMOTIVE INC NEW
COM
67103H107
274
1000
SH
DFND
2
1000
0
0
OCCIDENTAL PETE CORP DEL
COM
674599105
278
4056
SH
DFND
2
3859
0
197
OCCIDENTAL PETE CORP DEL
COM
674599105
909
13287
SH
DFND
4
10127
0
3160
OCH ZIFF CAP MGMT GROUP
CL A
67551U105
687
157892
SH
DFND
5
157892
0
0
OCLARO INC
COM NEW
67555N206
54
10000
SH
DFND
4
10000
0
0
OGE ENERGY CORP
COM
670837103
1376
48076
SH
DFND
2
42990
0
5086
ON DECK CAP INC
COM
682163100
162
20776
SH
DFND
20776
0
0
ONE GAS INC
COM
68235P108
622
10173
SH
DFND
2
9573
0
600
ONEOK INC NEW
COM
682680103
4676
156611
SH
DFND
2
149906
0
6705
ONEOK PARTNERS LP
UNIT LTD PARTN
68268N103
1191
37934
SH
DFND
2
28224
0
9710
ORACLE CORP
COM
68389X105
203
4956
SH
DFND
3300
0
1656
ORACLE CORP
COM
68389X105
506
12362
SH
DFND
4
10473
0
1889
ORITANI FINL CORP DEL
COM
68633D103
509
30000
SH
DFND
0
0
30000
OSHKOSH CORP
COM
688239201
241
5900
SH
DFND
4
5900
0
0
PACCAR INC
COM
693718108
550
10059
SH
DFND
4
0
0
10059
PATTERSON COMPANIES INC
COM
703395103
443
9511
SH
DFND
0
0
9511
PAYCHEX INC
COM
704326107
363
6712
SH
DFND
1183
0
5529
PAYCHEX INC
COM
704326107
834
15442
SH
DFND
4
7065
0
8377
PAYPAL HLDGS INC
COM
70450Y103
750
19419
SH
DFND
4
16390
0
3029
PEPSICO INC
COM
713448108
1601
15620
SH
DFND
8174
0
7446
PEPSICO INC
COM
713448108
650
6340
SH
DFND
2
5017
0
1323
PEPSICO INC
COM
713448108
1252
12215
SH
DFND
4
6129
0
6087
PEPSICO INC
COM
713448108
445
4340
SH
DFND
5
4189
0
151
PERRIGO CO PLC
SHS
G97822103
402
3140
SH
DFND
354
0
2786
PERRIGO CO PLC
SHS
G97822103
978
7644
SH
DFND
4
7085
0
559
PFIZER INC
COM
717081103
1544
52092
SH
DFND
26723
0
25369
PFIZER INC
COM
717081103
528
17807
SH
DFND
2
14769
0
3038
PFIZER INC
COM
717081103
718
24238
SH
DFND
3
0
0
24238
PFIZER INC
COM
717081103
1914
64570
SH
DFND
4
26780
0
37790
PFIZER INC
COM
717081103
327
11017
SH
SOLE
10610
0
407
PHILIP MORRIS INTL INC
COM
718172109
401
4087
SH
DFND
1172
0
2915
PHILIP MORRIS INTL INC
COM
718172109
929
9468
SH
DFND
2
764
0
8704
PHILIP MORRIS INTL INC
COM
718172109
782
7973
SH
DFND
4
6174
0
1799
PHILIP MORRIS INTL INC
COM
718172109
448
4568
SH
DFND
5
4530
0
38
PHILLIPS 66
COM
718546104
840
9700
SH
DFND
2
8176
0
1524
PHILLIPS 66
COM
718546104
586
6763
SH
DFND
4
6077
0
686
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
294
14000
SH
DFND
2
14000
0
0
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
605
28829
SH
DFND
4
3535
0
25294
POLARIS INDS INC
COM
731068102
277
2813
SH
DFND
0
0
2813
POWERSHARES DB CMDTY IDX TRA
UNIT BEN INT
73935S105
223
16777
SH
DFND
4
8326
0
8451
POWERSHARES DB CMDTY IDX TRA
UNIT BEN INT
73935S105
3597
270683
SH
DFND
5
210690
0
59993
POWERSHARES ETF TR II
FDM HG YLD RAFI
73936T557
351
19727
SH
DFND
7558
0
12169
POWERSHARES ETF TR II
S&P500 LOW VOL
73937B779
3493
86607
SH
DFND
4
67146
0
19461
POWERSHARES ETF TR II
PWRSHS SP500 LOW
73937B654
260
7000
SH
DFND
3
0
0
7000
POWERSHARES ETF TRUST
FTSE RAFI 1000
73935X583
2913
33051
SH
DFND
22875
0
10176
POWERSHARES ETF TRUST
FTSE US1500 SM
73935X567
913
9673
SH
DFND
2
9673
0
0
POWERSHARES ETF TRUST
FTSE US1500 SM
73935X567
28225
299149
SH
DFND
3
175
0
298974
POWERSHARES ETF TRUST II
SENIOR LN PORT
73936Q769
4226
186044
SH
DFND
3
0
0
186044
POWERSHARES INDIA ETF TR
INDIA PORT
73935L100
4842
252044
SH
DFND
4
207999
0
44045
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
1558
14268
SH
DFND
2
13768
0
500
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
612
5606
SH
DFND
4
4426
0
1180
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
228
2088
SH
DFND
5
88
0
2000
PPG INDS INC
COM
693506107
304
2726
SH
DFND
4
1876
0
850
PPL CORP
COM
69351T106
239
6278
SH
DFND
4
230
0
6048
PRAXAIR INC
COM
74005P104
483
4220
SH
DFND
0
0
4220
PRICE T ROWE GROUP INC
COM
74144T108
343
4674
SH
DFND
400
0
4274
PRICELINE GRP INC
COM NEW
741503403
621
482
SH
DFND
124
0
358
PRICELINE GRP INC
COM NEW
741503403
1558
1209
SH
DFND
4
1089
0
120
PROCTER & GAMBLE CO
COM
742718109
6361
77276
SH
DFND
13512
0
63765
PROCTER & GAMBLE CO
COM
742718109
1436
17448
SH
DFND
2
13621
0
3827
PROCTER & GAMBLE CO
COM
742718109
62907
764271
SH
DFND
4
402910
0
361361
PROCTER & GAMBLE CO
COM
742718109
329
3994
SH
DFND
5
3491
0
503
PROCTER & GAMBLE CO
COM
742718109
268
3253
SH
SOLE
3172
0
81
PROSHARES TR
PSHS ULTRA QQQ
74347R206
1550
21000
SH
DFND
4
21000
0
0
PROSHARES TR
S&P 500 DV ARIST
74348A467
523
10000
SH
DFND
2
0
0
10000
PROSPECT CAPITAL CORPORATION
NOTE 5.375%10/1
74348TAK8
235
240000
PRN
DFND
2
230000
0
10000
PROSPERITY BANCSHARES INC
COM
743606105
5317
114618
SH
DFND
2
114445
0
173
PROTO LABS INC
COM
743713109
222
2875
SH
DFND
25
0
2850
PUBLIC STORAGE
COM
74460D109
503
1823
SH
DFND
4
360
0
1463
QUALCOMM INC
COM
747525103
414
8103
SH
DFND
2622
0
5481
QUALCOMM INC
COM
747525103
1594
31177
SH
DFND
4
29331
0
1846
QUIDEL CORP
NOTE 3.250%12/1
74838JAA9
13
15000
PRN
DFND
2
0
0
15000
RAIT FINANCIAL TRUST
NOTE 7.000% 4/0
749227AA2
15
15000
PRN
DFND
2
0
0
15000
RANGE RES CORP
COM
75281A109
350
10800
SH
DFND
0
0
10800
RAYTHEON CO
COM NEW
755111507
661
5388
SH
DFND
4
1525
0
3863
REDWOOD TR INC
COM
758075402
951
72700
SH
DFND
0
0
72700
ROYAL BK SCOTLAND GROUP PLC
SPONS ADR 2 ORD
780097689
128
20000
SH
DFND
4
0
0
20000
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
5497
113456
SH
DFND
4
2337
0
111119
ROYAL DUTCH SHELL PLC
SPON ADR B
780259107
555
11279
SH
DFND
0
0
11279
ROYAL DUTCH SHELL PLC
SPON ADR B
780259107
791
16083
SH
DFND
4
441
0
15642
RPM INTL INC
COM
749685103
207
4373
SH
DFND
0
0
4373
RUBY TUESDAY INC
COM
781182100
111
20556
SH
DFND
20556
0
0
RYMAN HOSPITALITY PPTYS INC
COM
78377T107
2846
55293
SH
DFND
4
6700
0
48593
SAP SE
SPON ADR
803054204
573
7121
SH
DFND
0
0
7121
SCANA CORP NEW
COM
80589M102
402
5733
SH
DFND
4
0
0
5733
SCHLUMBERGER LTD
COM
806857108
804
10896
SH
DFND
1350
0
9546
SCHLUMBERGER LTD
COM
806857108
2381
32281
SH
DFND
4
26432
0
5849
SCHWAB CHARLES CORP NEW
COM
808513105
579
20662
SH
DFND
4
18277
0
2385
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
1358
50077
SH
DFND
20559
0
29518
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
719
26513
SH
DFND
2
26513
0
0
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
524
19344
SH
DFND
4
17650
0
1694
SCHWAB STRATEGIC TR
US LRG CAP ETF
808524201
1987
40683
SH
DFND
16949
0
23734
SCHWAB STRATEGIC TR
US LRG CAP ETF
808524201
2754
56386
SH
DFND
2
42191
0
14195
SCHWAB STRATEGIC TR
US SML CAP ETF
808524607
1006
19328
SH
DFND
11895
0
7433
SCHWAB STRATEGIC TR
US LCAP GR ETF
808524300
3685
70300
SH
DFND
27880
0
42420
SCHWAB STRATEGIC TR
US LCAP GR ETF
808524300
499
9517
SH
DFND
4
8640
0
877
SCHWAB STRATEGIC TR
US LCAP GR ETF
808524300
208
3962
SH
SOLE
1080
0
2882
SCHWAB STRATEGIC TR
US LCAP VA ETF
808524409
2181
50482
SH
DFND
29882
0
20600
SCHWAB STRATEGIC TR
US LCAP VA ETF
808524409
490
11343
SH
DFND
2
11343
0
0
SCHWAB STRATEGIC TR
US LCAP VA ETF
808524409
242
5603
SH
DFND
4
4848
0
755
SCHWAB STRATEGIC TR
US LCAP VA ETF
808524409
200
4631
SH
SOLE
719
0
3912
SCHWAB STRATEGIC TR
EMRG MKTEQ ETF
808524706
473
22771
SH
DFND
9076
0
13695
SCHWAB STRATEGIC TR
EMRG MKTEQ ETF
808524706
411
19768
SH
DFND
2
19768
0
0
SCHWAB STRATEGIC TR
EMRG MKTEQ ETF
808524706
246
11868
SH
DFND
4
11089
0
779
SCHWAB STRATEGIC TR
SHT TM US TRES
808524862
548
10778
SH
DFND
4313
0
6465
SCHWAB STRATEGIC TR
SHT TM US TRES
808524862
681
13401
SH
DFND
2
13401
0
0
SCHWAB STRATEGIC TR
US MID-CAP ETF
808524508
374
9217
SH
DFND
2
8776
0
441
SCHWAB STRATEGIC TR
US AGGREGATE B
808524839
2249
42582
SH
DFND
18825
0
23757
SCHWAB STRATEGIC TR
SCHWAB FDT US SC
808524763
856
29812
SH
DFND
2
25359
0
4453
SCRIPPS NETWORKS INTERACT IN
CL A COM
811065101
322
4920
SH
DFND
0
0
4920
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
311
6265
SH
DFND
1000
0
5265
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
461
9300
SH
DFND
2
0
0
9300
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
210
4232
SH
DFND
5
4032
0
200
SELECT SECTOR SPDR TR
SBI INT-ENERGY
81369Y506
528
8529
SH
DFND
2
292
0
8237
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
338
15000
SH
DFND
2
0
0
15000
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
3366
75869
SH
DFND
4
59036
0
16833
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
222
5006
SH
SOLE
3259
0
1747
SEMPRA ENERGY
COM
816851109
310
2979
SH
SOLE
2426
0
553
SEQUENOM INC
COM NEW
817337405
130
92249
SH
DFND
92249
0
0
SHERWIN WILLIAMS CO
COM
824348106
299
1052
SH
DFND
0
0
1052
SIGNATURE BK NEW YORK N Y
COM
82669G104
397
2920
SH
DFND
4
0
0
2920
SIMMONS 1ST NATL CORP
CL A $1 PAR
828730200
267
5920
SH
DFND
3
0
0
5920
SIMPSON MANUFACTURING CO INC
COM
829073105
203
5331
SH
DFND
0
0
5331
SIX FLAGS ENTMT CORP NEW
COM
83001A102
230
4142
SH
DFND
0
0
4142
SMUCKER J M CO
COM NEW
832696405
336
2585
SH
DFND
2
2468
0
117
SONIC CORP
COM
835451105
1065
30303
SH
DFND
2
75
0
30228
SOUTHERN CO
COM
842587107
427
8252
SH
DFND
2
6433
0
1819
SOUTHERN CO
COM
842587107
839
16212
SH
DFND
4
1819
0
14393
SOUTHWEST AIRLS CO
COM
844741108
700
15623
SH
DFND
4
3803
0
11820
SOUTHWESTERN ENERGY CO
COM
845467109
154
19028
SH
DFND
2
19028
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
558
4747
SH
DFND
4
4688
0
59
SPDR GOLD TRUST
GOLD SHS
78463V107
1007
8562
SH
DFND
5
8148
0
414
SPDR INDEX SHS FDS
S&P GBLINF ETF
78463X855
698
15516
SH
DFND
6379
0
9137
SPDR INDEX SHS FDS
DJ GLB RL ES ETF
78463X749
3904
79716
SH
DFND
56240
0
23476
SPDR INDEX SHS FDS
DJ GLB RL ES ETF
78463X749
275
5612
SH
DFND
3
2797
0
2815
SPDR INDEX SHS FDS
DJ GLB RL ES ETF
78463X749
1983
40504
SH
DFND
4
31446
0
9058
SPDR INDEX SHS FDS
DJ GLB RL ES ETF
78463X749
725
14799
SH
SOLE
7533
0
7266
SPDR INDEX SHS FDS
S&P EMKTSC ETF
78463X756
368
9459
SH
DFND
4
8720
0
739
SPDR S&P 500 ETF TR
TR UNIT
78462F103
268
1303
SH
DFND
513
0
790
SPDR S&P 500 ETF TR
TR UNIT
78462F103
27539
133995
SH
DFND
2
6876
0
127119
SPDR S&P 500 ETF TR
TR UNIT
78462F103
11786
57345
SH
DFND
3
36
0
57309
SPDR S&P 500 ETF TR
TR UNIT
78462F103
2245
10923
SH
DFND
4
8570
0
2353
SPDR S&P 500 ETF TR
TR UNIT
78462F103
12773
62149
SH
DFND
5
59592
0
2557
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
2600
9895
SH
DFND
8620
0
1275
SPDR SERIES TRUST
DJ REIT ETF
78464A607
543
5711
SH
DFND
5
5447
0
264
SPDR SERIES TRUST
S&P DIVID ETF
78464A763
241
3021
SH
DFND
2
3021
0
0
SPDR SERIES TRUST
S&P HOMEBUILD
78464A888
891
26331
SH
DFND
5
26331
0
0
SPDR SERIES TRUST
S&P BK ETF
78464A797
2697
88798
SH
DFND
4
71551
0
17247
SPDR SERIES TRUST
BRC HGH YLD BD
78464A417
257
7507
SH
DFND
3
3540
0
3967
SPDR SERIES TRUST
BRC HGH YLD BD
78464A417
2910
84966
SH
DFND
4
81464
0
3502
SPDR SERIES TRUST
BRC HGH YLD BD
78464A417
545
15904
SH
SOLE
6961
0
8944
SPDR SERIES TRUST
LNG TRM CORP BD
78464A367
842
21115
SH
DFND
4
17046
0
4069
SPECTRA ENERGY PARTNERS LP
COM
84756N109
407
8454
SH
DFND
4
454
0
8000
SPRINT CORP
COM SER 1
85207U105
168
48376
SH
DFND
4
48363
0
13
SPROTT PHYSICAL SILVER TR
TR UNIT
85207K107
524
84434
SH
DFND
3
0
0
84434
STAR BULK CARRIERS CORP
SHS NEW
Y8162K121
8
10000
SH
DFND
4
0
0
10000
STARBUCKS CORP
COM
855244109
1047
17535
SH
DFND
2
8114
0
9421
STARBUCKS CORP
COM
855244109
287
4809
SH
DFND
3
976
0
3833
STARBUCKS CORP
COM
855244109
2760
46235
SH
DFND
4
32197
0
14038
STERICYCLE INC
COM
858912108
272
2155
SH
DFND
480
0
1675
STERICYCLE INC
COM
858912108
1329
10531
SH
DFND
4
9821
0
710
STRYKER CORP
COM
863667101
327
3043
SH
DFND
1266
0
1777
STRYKER CORP
COM
863667101
386
3602
SH
DFND
4
3382
0
220
SUBURBAN PROPANE PARTNERS L
UNIT LTD PARTN
864482104
520
17400
SH
DFND
3
0
0
17400
SUBURBAN PROPANE PARTNERS L
UNIT LTD PARTN
864482104
583
19504
SH
DFND
4
719
0
18785
SUNOCO LOGISTICS PRTNRS L P
COM UNITS
86764L108
244
9752
SH
DFND
2
0
0
9752
SYMANTEC CORP
COM
871503108
206
11200
SH
DFND
4
11200
0
0
SYSCO CORP
COM
871829107
409
8749
SH
DFND
4
3434
0
5315
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADR
874039100
998
38090
SH
DFND
4256
0
33834
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADR
874039100
331
12649
SH
DFND
2
11499
0
1150
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADR
874039100
265
10131
SH
DFND
3
2268
0
7863
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADR
874039100
2049
78224
SH
DFND
4
61978
0
16246
TARGET CORP
COM
87612E106
533
6472
SH
DFND
4
2204
0
4268
TCP INTL HLDGS LTD
COM
H84689100
79
65000
SH
DFND
4
0
0
65000
TERRA NITROGEN CO L P
COM UNIT
881005201
985
8850
SH
DFND
0
0
8850
TESLA MTRS INC
COM
88160R101
313
1363
SH
DFND
4
643
0
720
TESORO LOGISTICS LP
COM UNIT LP
88160T107
294
6430
SH
DFND
2
6430
0
0
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
237
4427
SH
DFND
4
4298
0
129
TEXAS INSTRS INC
COM
882508104
1451
25271
SH
DFND
13845
0
11426
TEXAS INSTRS INC
COM
882508104
591
10290
SH
DFND
4
2874
0
7416
TG THERAPEUTICS INC
COM
88322Q108
156
18286
SH
DFND
4
18286
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
318
2249
SH
DFND
2
1967
0
282
THERMO FISHER SCIENTIFIC INC
COM
883556102
229
1616
SH
DFND
3
336
0
1280
THERMO FISHER SCIENTIFIC INC
COM
883556102
1960
13841
SH
DFND
4
10630
0
3211
THERMO FISHER SCIENTIFIC INC
COM
883556102
206
1456
SH
SOLE
1026
0
430
TITAN MACHY INC
NOTE 3.750% 5/0
88830RAB7
16
20000
PRN
DFND
2
5000
0
15000
TJX COS INC NEW
COM
872540109
403
5148
SH
DFND
340
0
4808
TJX COS INC NEW
COM
872540109
499
6363
SH
DFND
4
5339
0
1024
TORCHLIGHT ENERGY RES INC
COM
89102U103
10
13826
SH
DFND
2
8388
0
5438
TORONTO DOMINION BK ONT
COM NEW
891160509
388
8987
SH
DFND
1596
0
7391
TORTOISE ENERGY INDEPENDENC
COM
89148K101
130
11383
SH
DFND
4
3133
0
8250
TORTOISE ENERGY INFRA CORP
COM
89147L100
1225
49788
SH
DFND
3
553
0
49235
TORTOISE ENERGY INFRA CORP
COM
89147L100
18150
737816
SH
DFND
4
453621
0
284195
TORTOISE MLP FD INC
COM
89148B101
3462
211878
SH
DFND
4
131495
0
80384
TORTOISE PIPELINE & ENERGY F
COM
89148H108
769
52180
SH
DFND
4
35568
0
16612
TRANSDIGM GROUP INC
COM
893641100
639
2900
SH
DFND
0
0
2900
TRANSDIGM GROUP INC
COM
893641100
220
1000
SH
DFND
2
1000
0
0
TRANSENTERIX INC
COM NEW
89366M201
85
20000
SH
DFND
3
0
0
20000
TWENTY FIRST CENTY FOX INC
CL B
90130A200
448
15900
SH
DFND
0
0
15900
TWO RIV BANCORP
COM
90207C105
422
44445
SH
DFND
3
0
0
44445
ULTA SALON COSMETCS & FRAG I
COM
90384S303
605
3125
SH
DFND
2
3125
0
0
UMB FINL CORP
COM
902788108
545
10565
SH
DFND
4
10187
0
378
UNDER ARMOUR INC
CL A
904311107
256
3018
SH
DFND
4
2529
0
489
UNI PIXEL INC
COM NEW
904572203
16
17500
SH
DFND
17500
0
0
UNILEVER PLC
SPON ADR NEW
904767704
359
7943
SH
DFND
0
0
7943
UNILEVER PLC
SPON ADR NEW
904767704
373
8249
SH
DFND
2
130
0
8119
UNION PAC CORP
COM
907818108
261
3283
SH
DFND
800
0
2483
UNION PAC CORP
COM
907818108
415
5216
SH
DFND
2
4813
0
403
UNION PAC CORP
COM
907818108
233
2926
SH
DFND
3
564
0
2362
UNION PAC CORP
COM
907818108
1739
21864
SH
DFND
4
15613
0
6251
UNITED PARCEL SERVICE INC
CL B
911312106
18414
174593
SH
DFND
36034
0
138559
UNITED PARCEL SERVICE INC
CL B
911312106
787
7462
SH
DFND
2
6522
0
940
UNITED PARCEL SERVICE INC
CL B
911312106
283
2686
SH
DFND
3
540
0
2146
UNITED PARCEL SERVICE INC
CL B
911312106
2115
20052
SH
DFND
4
15837
0
4215
UNITED TECHNOLOGIES CORP
COM
913017109
1171
11694
SH
DFND
6265
0
5429
UNITED TECHNOLOGIES CORP
COM
913017109
882
8816
SH
DFND
2
2646
0
6170
UNITED TECHNOLOGIES CORP
COM
913017109
284
2841
SH
DFND
4
2329
0
512
UNITEDHEALTH GROUP INC
COM
91324P102
369
2865
SH
DFND
25
0
2840
UNITEDHEALTH GROUP INC
COM
91324P102
956
7416
SH
DFND
4
3837
0
3579
US BANCORP DEL
COM NEW
902973304
542
13347
SH
DFND
4
11561
0
1786
USA COMPRESSION PARTNERS LP
COMUNIT LTDPAR
90290N109
118
10000
SH
DFND
4
0
0
10000
V F CORP
COM
918204108
2066
31900
SH
DFND
4
5728
0
26172
VALERO ENERGY CORP NEW
COM
91913Y100
276
4301
SH
DFND
2
4022
0
279
VALERO ENERGY CORP NEW
COM
91913Y100
211
3290
SH
DFND
3
642
0
2648
VALERO ENERGY CORP NEW
COM
91913Y100
1267
19749
SH
DFND
4
15795
0
3954
VALLEY NATL BANCORP
COM
919794107
555
58204
SH
DFND
3
0
0
58204
VANGUARD ADMIRAL FDS INC
MIDCP 400 IDX
921932885
318
3275
SH
DFND
2
3275
0
0
VANGUARD INDEX FDS
VALUE ETF
922908744
562
6820
SH
DFND
2411
0
4409
VANGUARD INDEX FDS
VALUE ETF
922908744
546
6628
SH
DFND
2
6439
0
189
VANGUARD INDEX FDS
VALUE ETF
922908744
563
6838
SH
DFND
3
3971
0
2867
VANGUARD INDEX FDS
VALUE ETF
922908744
4133
50168
SH
DFND
4
41857
0
8311
VANGUARD INDEX FDS
VALUE ETF
922908744
1752
21262
SH
SOLE
11071
0
10191
VANGUARD INDEX FDS
MID CAP ETF
922908629
2918
24067
SH
DFND
17324
0
6743
VANGUARD INDEX FDS
MID CAP ETF
922908629
1218
10050
SH
DFND
2
5709
0
4341
VANGUARD INDEX FDS
SM CP VAL ETF
922908611
245
2406
SH
DFND
48
0
2358
VANGUARD INDEX FDS
SM CP VAL ETF
922908611
709
6958
SH
DFND
2
6812
0
146
VANGUARD INDEX FDS
SM CP VAL ETF
922908611
433
4251
SH
DFND
3
2116
0
2135
VANGUARD INDEX FDS
SM CP VAL ETF
922908611
2706
26556
SH
DFND
4
21864
0
4692
VANGUARD INDEX FDS
SM CP VAL ETF
922908611
1142
11214
SH
SOLE
5539
0
5675
VANGUARD INDEX FDS
REIT ETF
922908553
252
3012
SH
DFND
2554
0
458
VANGUARD INDEX FDS
REIT ETF
922908553
962
11478
SH
DFND
2
9098
0
2380
VANGUARD INDEX FDS
REIT ETF
922908553
21067
251400
SH
DFND
3
0
0
251400
VANGUARD INDEX FDS
REIT ETF
922908553
7424
88592
SH
DFND
4
73072
0
15520
VANGUARD INDEX FDS
REIT ETF
922908553
24853
296577
SH
DFND
5
236143
0
60433
VANGUARD INDEX FDS
REIT ETF
922908553
3876
46253
SH
SOLE
33453
0
12800
VANGUARD INDEX FDS
SMALL CP ETF
922908751
2540
22780
SH
DFND
16815
0
5965
VANGUARD INDEX FDS
GROWTH ETF
922908736
792
7438
SH
DFND
2153
0
5285
VANGUARD INDEX FDS
GROWTH ETF
922908736
1563
14684
SH
DFND
2
14495
0
189
VANGUARD INDEX FDS
GROWTH ETF
922908736
639
6006
SH
DFND
3
3706
0
2300
VANGUARD INDEX FDS
GROWTH ETF
922908736
3950
37106
SH
DFND
4
30774
0
6332
VANGUARD INDEX FDS
GROWTH ETF
922908736
1661
15600
SH
SOLE
7770
0
7830
VANGUARD INDEX FDS
SML CP GRW ETF
922908595
204
1711
SH
DFND
4
1711
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
1516
14467
SH
DFND
3342
0
11125
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
3837
36604
SH
DFND
2
22598
0
14006
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
8292
79105
SH
DFND
4
58347
0
20758
VANGUARD INDEX FDS
MCAP GR IDXVIP
922908538
309
3083
SH
DFND
4
3074
0
9
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
1575
8351
SH
DFND
2
8118
0
233
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
927
26795
SH
DFND
2
26795
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
354
10246
SH
DFND
3
3893
0
6353
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
2215
64064
SH
DFND
4
53388
0
10676
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
279
8074
SH
DFND
5
8074
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
912
26376
SH
SOLE
13645
0
12731
VANGUARD INTL EQUITY INDEX F
FTSE EUROPE ETF
922042874
1468
30247
SH
DFND
2
0
0
30247
VANGUARD INTL EQUITY INDEX F
FTSE EUROPE ETF
922042874
3430
70700
SH
DFND
4
68344
0
2356
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
544
12613
SH
DFND
2
407
0
12206
VANGUARD SCOTTSDALE FDS
VNG RUS2000IDX
92206C664
286
3225
SH
DFND
2
3225
0
0
VANGUARD SPECIALIZED PORTFOL
DIV APP ETF
921908844
10064
123869
SH
DFND
100527
0
23341
VANGUARD SPECIALIZED PORTFOL
DIV APP ETF
921908844
693
8527
SH
DFND
2
5818
0
2709
VANGUARD SPECIALIZED PORTFOL
DIV APP ETF
921908844
629
7740
SH
DFND
3
0
0
7740
VANGUARD SPECIALIZED PORTFOL
DIV APP ETF
921908844
5169
63622
SH
DFND
4
46775
0
16847
VANGUARD SPECIALIZED PORTFOL
DIV APP ETF
921908844
568
6992
SH
DFND
5
6992
0
0
VANGUARD STAR FD
VG TL INTL STK F
921909768
439
9767
SH
DFND
2
9370
0
397
VANGUARD TAX MANAGED INTL FD
FTSE DEV MKT ETF
921943858
1538
42862
SH
DFND
27422
0
15440
VANGUARD TAX MANAGED INTL FD
FTSE DEV MKT ETF
921943858
3116
86832
SH
DFND
2
79715
0
7117
VANGUARD TAX MANAGED INTL FD
FTSE DEV MKT ETF
921943858
1317
36692
SH
DFND
3
13224
0
23468
VANGUARD TAX MANAGED INTL FD
FTSE DEV MKT ETF
921943858
10903
303874
SH
DFND
4
233572
0
70302
VANGUARD TAX MANAGED INTL FD
FTSE DEV MKT ETF
921943858
21561
600916
SH
DFND
5
511265
0
89651
VANGUARD TAX MANAGED INTL FD
FTSE DEV MKT ETF
921943858
3739
104206
SH
SOLE
57532
0
46674
VANGUARD WHITEHALL FDS INC
HIGH DIV YLD
921946406
2968
42989
SH
DFND
19119
0
23870
VANGUARD WORLD FDS
HEALTH CAR ETF
92204A504
6498
52700
SH
SOLE
36398
0
16303
VANGUARD WORLD FDS
INF TECH ETF
92204A702
281
2567
SH
DFND
3
241
0
2326
VANGUARD WORLD FDS
INF TECH ETF
92204A702
228
2078
SH
SOLE
2001
0
77
VERISK ANALYTICS INC
COM
92345Y106
207
2595
SH
DFND
600
0
1995
VERISK ANALYTICS INC
COM
92345Y106
981
12281
SH
DFND
4
10910
0
1371
VERIZON COMMUNICATIONS INC
COM
92343V104
828
15309
SH
DFND
4151
0
11158
VERIZON COMMUNICATIONS INC
COM
92343V104
963
17811
SH
DFND
2
8051
0
9760
VERIZON COMMUNICATIONS INC
COM
92343V104
237
4391
SH
DFND
3
0
0
4391
VERIZON COMMUNICATIONS INC
COM
92343V104
1237
22869
SH
DFND
4
9952
0
12918
VERIZON COMMUNICATIONS INC
COM
92343V104
381
7051
SH
SOLE
5436
0
1615
VIACOM INC NEW
CL B
92553P201
3080
74622
SH
DFND
4
1356
0
73266
VISA INC
COM CL A
92826C839
896
11720
SH
DFND
3256
0
8464
VISA INC
COM CL A
92826C839
1506
19686
SH
DFND
4
18072
0
1614
VODAFONE GROUP PLC NEW
SPNSR ADR NO PAR
92857W308
405
12635
SH
DFND
2
1178
0
11457
WABASH NATL CORP
COM
929566107
924
70000
SH
DFND
4
0
0
70000
WABCO HLDGS INC
COM
92927K102
2162
20225
SH
DFND
3
0
0
20225
WALGREENS BOOTS ALLIANCE INC
COM
931427108
549
6517
SH
DFND
697
0
5820
WALGREENS BOOTS ALLIANCE INC
COM
931427108
639
7584
SH
DFND
2
5815
0
1769
WALGREENS BOOTS ALLIANCE INC
COM
931427108
274
3254
SH
DFND
3
644
0
2610
WALGREENS BOOTS ALLIANCE INC
COM
931427108
2622
31130
SH
DFND
4
23645
0
7485
WALGREENS BOOTS ALLIANCE INC
COM
931427108
200
2373
SH
SOLE
1574
0
799
WAL-MART STORES INC
COM
931142103
236
3445
SH
DFND
595
0
2850
WAL-MART STORES INC
COM
931142103
3433
50128
SH
DFND
2
15182
0
34946
WAL-MART STORES INC
COM
931142103
228
3335
SH
DFND
3
713
0
2622
WAL-MART STORES INC
COM
931142103
2339
34153
SH
DFND
4
26167
0
7986
WASTE MGMT INC DEL
COM
94106L109
316
5357
SH
DFND
2
4523
0
834
WASTE MGMT INC DEL
COM
94106L109
357
6050
SH
DFND
4
508
0
5542
WELLS FARGO & CO NEW
COM
949746101
3503
72441
SH
DFND
21895
0
50546
WELLS FARGO & CO NEW
COM
949746101
788
16288
SH
DFND
2
12185
0
4103
WELLS FARGO & CO NEW
COM
949746101
268
5537
SH
DFND
3
1408
0
4129
WELLS FARGO & CO NEW
COM
949746101
3202
66217
SH
DFND
4
41818
0
24400
WELLS FARGO & CO NEW
COM
949746101
234
4841
SH
SOLE
2454
0
2387
WESCO AIRCRAFT HLDGS INC
COM
950814103
1180
82000
SH
DFND
0
0
82000
WESTAR ENERGY INC
COM
95709T100
286
5764
SH
DFND
4
1527
0
4237
WESTAR ENERGY INC
COM
95709T100
290
5849
SH
SOLE
0
0
5849
WESTERN GAS PARTNERS LP
COM UNIT LP IN
958254104
438
10091
SH
DFND
2
8196
0
1895
WESTERN REFNG LOGISTICS LP
COM UNIT REP LTP
95931Q205
653
27950
SH
DFND
2
14750
0
13200
WEYERHAEUSER CO
COM
962166104
241
7768
SH
DFND
2
2049
0
5719
WEYERHAEUSER CO
COM
962166104
445
14353
SH
DFND
4
13172
0
1181
WHOLE FOODS MKT INC
COM
966837106
255
8200
SH
DFND
2
0
0
8200
WILLBROS GROUP INC DEL
COM
969203108
83
38752
SH
DFND
4
17752
0
21000
WILLIAMS COS INC DEL
COM
969457100
9627
599097
SH
DFND
2
97809
0
501287
WILLIAMS COS INC DEL
COM
969457100
195
12105
SH
DFND
4
3648
0
8457
WILLIAMS PARTNERS L P NEW
COM UNIT LTD PAR
96949L105
1265
61880
SH
DFND
2
52594
0
9286
WILLIS TOWERS WATSON PUB LTD
SHS
G96629103
306
2581
SH
DFND
3
0
0
2581
WISDOMTREE TR
DIV EX-FINL FD
97717W406
1198
15886
SH
DFND
5
15886
0
0
WISDOMTREE TR
JAPN HEDGE EQT
97717W851
2660
60860
SH
DFND
2
476
0
60384
WISDOMTREE TR
JAPN HEDGE EQT
97717W851
1495
34195
SH
DFND
4
27677
0
6518
WISDOMTREE TR
EMER MKT HIGH FD
97717W315
1540
44209
SH
DFND
2
31162
0
13047
WISDOMTREE TR
EMG MKTS SMCAP
97717W281
234
6200
SH
DFND
2
0
0
6200
WISDOMTREE TR
EUROPE HEDGED EQ
97717X701
288
5550
SH
DFND
2
0
0
5550
WISDOMTREE TR
EUROPE HEDGED EQ
97717X701
1856
35749
SH
DFND
4
25059
0
10690
WISDOMTREE TR
EUR HDG SMLCAP
97717X552
1905
79661
SH
DFND
4
61422
0
18239
WOODWARD INC
COM
980745103
201
3870
SH
DFND
0
0
3870
WPP PLC NEW
ADR
92937A102
662
5683
SH
DFND
0
0
5683
WPP PLC NEW
ADR
92937A102
1100
9444
SH
DFND
4
9227
0
217
WPX ENERGY INC
COM
98212B103
655
93655
SH
DFND
2
11650
0
82005
XCEL ENERGY INC
COM
98389B100
266
6350
SH
DFND
60
0
6290
XO GROUP INC
COM
983772104
271
16900
SH
DFND
0
0
16900
XYLEM INC
COM
98419M100
328
8012
SH
DFND
2374
0
5638
YUM BRANDS INC
COM
988498101
208
2540
SH
DFND
4
25
0
2515