8-K 1 efc11-406_fm8k.htm efc11-406_fm8k.htm

 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
FORM 8-K
 
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
 
Date of Report (Date of earliest event reported):  July 01, 2011
 
ALPHAMETRIX MANAGED FUTURES LLC (ASPECT SERIES)
(Exact name of registrant as specified in its charter)

Delaware
000-52192
03-0607985
(State or other jurisdiction
of incorporation)
(Commission file number)
(IRS Employer
Identification No.)

c/o ALPHAMETRIX, LLC
181 West Madison Street
34th Floor
Chicago, Illinois 60602
(Address of principal executive offices)
 
Registrant’s telephone number, including area code: (312) 267-8400
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

[  ]
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

[  ]
Soliciting material pursuant to Rule 14a-12 under the Securities Act (17 CFR 240.14a-12)

[  ]
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

[  ]
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 
 
 

 

 
Item 3.02  Unregistered Sales of Equity Securities.
 
On July 1, 2011, Registrant sold equity securities in Registrant (“Units”) to new and/or existing members of Registrant in transactions that were not registered under the Securities Act of 1933, as amended (the “Securities Act”).  The aggregate consideration for Units sold on July 1, 2011 was $1,758,938 in cash.  The Units were issued by Registrant in reliance upon an exemption from registration under the Securities Act set forth in Section 4(2) of the Securities Act, and Rule 506 of Regulation D promulgated thereunder.  Each purchaser represented to the Registrant that such purchaser is an “accredited investor” as such term is defined under Regulation D and the sales did not involve any form of general solicitation or general advertising.  In connection with the sales of the Units described above, there were no underwriting discounts or commissions.


 SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 

Date:  July 1, 2011
 
  ALPHAMETRIX MANAGED FUTURES LLC (ASPECT SERIES)  
       
  By: ALPHAMETRIX, LLC, Manager  
       
 
By:
/s/ Lisa M. Tamburini  
  Name: Lisa M. Tamburini  
  Title:  Chief Legal Officer