0001140361-21-019064.txt : 20210527 0001140361-21-019064.hdr.sgml : 20210527 20210527170332 ACCESSION NUMBER: 0001140361-21-019064 CONFORMED SUBMISSION TYPE: 424B3 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20210527 DATE AS OF CHANGE: 20210527 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Portman Ridge Finance Corp CENTRAL INDEX KEY: 0001372807 IRS NUMBER: 205951150 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-252442 FILM NUMBER: 21973873 BUSINESS ADDRESS: STREET 1: 650 MADISON AVNUE STREET 2: 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212.891.2880 MAIL ADDRESS: STREET 1: 650 MADISON AVNUE STREET 2: 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: KCAP Financial, Inc. DATE OF NAME CHANGE: 20120710 FORMER COMPANY: FORMER CONFORMED NAME: Kohlberg Capital CORP DATE OF NAME CHANGE: 20061211 FORMER COMPANY: FORMER CONFORMED NAME: Kohlberg Capital, LLC DATE OF NAME CHANGE: 20060815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Harvest Capital Credit Corp CENTRAL INDEX KEY: 0001559909 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-252442-01 FILM NUMBER: 21973874 BUSINESS ADDRESS: STREET 1: 450 PARK AVENUE STREET 2: 5TH FLOOR CITY: New York STATE: NY ZIP: 10022 BUSINESS PHONE: 212-906-3589 MAIL ADDRESS: STREET 1: 450 PARK AVENUE STREET 2: 5TH FLOOR CITY: New York STATE: NY ZIP: 10022 424B3 1 brhc10025196_424b3.htm 424B3
Filed Pursuant to Rule 424(b)(3)
Registration No. No. 333-252442

PORTMAN RIDGE FINANCE CORPORATION

HARVEST CAPITAL CREDIT CORPORATION

Supplement No. 1, dated May 27, 2021, to the
Proxy Statement/Prospectus, dated April 20, 2021

This supplement contains information that amends, supplements or modifies certain information contained in the prospectus of Portman Ridge Finance Corporation (“PTMN”), dated April 20, 2021 (the “Prospectus”), and the definitive proxy statement of Harvest Capital Credit Corporation (“HCAP”), dated April 20, 2021 (the “Proxy Statement” and, together with the Prospectus, the “Proxy Statement/Prospectus”). This supplement is part of, and should be read in conjunction with, the Proxy Statement/Prospectus. The Proxy Statement/Prospectus has been filed with the U.S. Securities and Exchange Commission (the “SEC”), and is available free of charge at www.sec.gov or by calling PTMN at (212) 891-2880, or by writing to PTMN at 650 Madison Avenue, 23rd Floor, New York, New York 10022, Attention: Secretary, or by calling HCAP at (212) 906-3589, or by writing to HCAP at 450 Park Avenue, 5th Floor, New York, NY 10022, Attention: Corporate Secretary. Capitalized terms used herein but not defined shall have the meanings ascribed to such terms in the Proxy Statement/Prospectus.

INCORPORATION BY REFERENCE FOR PTMN

This supplement incorporates by reference the documents set forth below that have previously been filed with the SEC:


 •
PTMN’s Quarterly Report on Form 10-Q for the period ended March 31, 2021, filed with the SEC on May 6, 2021; and


•
PTMN’s Current Reports on Form 8-K (other than information furnished rather than filed) filed with the SEC on May 3, 2021 and May 12, 2021.

INCORPORATION BY REFERENCE FOR HCAP

This supplement incorporates by reference the documents set forth below that have previously been filed with the SEC:


 •
HCAP’s Quarterly Report on Form 10-Q for the period ended March 31, 2021, filed with the SEC on May 7, 2021; and


•
HCAP’s Current Reports on Form 8-K (other than information furnished rather than filed) filed with the SEC on May 25, 2021 and May 27, 2021.