0000935836-23-000713.txt : 20231117 0000935836-23-000713.hdr.sgml : 20231117 20231117174002 ACCESSION NUMBER: 0000935836-23-000713 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231115 FILED AS OF DATE: 20231117 DATE AS OF CHANGE: 20231117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Repertoire Partners LP CENTRAL INDEX KEY: 0001909393 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00735 FILM NUMBER: 231420169 BUSINESS ADDRESS: STREET 1: 31 HUDSON YARDS STREET 2: 11TH FLOOR SUITE #43 CITY: NEW YORK STATE: NY ZIP: 10001 BUSINESS PHONE: 415-677-7050 MAIL ADDRESS: STREET 1: 31 HUDSON YARDS STREET 2: 11TH FLOOR SUITE #43 CITY: NEW YORK STATE: NY ZIP: 10001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Portman Ridge Finance Corp CENTRAL INDEX KEY: 0001372807 IRS NUMBER: 205951150 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 650 MADISON AVNUE STREET 2: 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212.891.2880 MAIL ADDRESS: STREET 1: 650 MADISON AVNUE STREET 2: 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: KCAP Financial, Inc. DATE OF NAME CHANGE: 20120710 FORMER COMPANY: FORMER CONFORMED NAME: Kohlberg Capital CORP DATE OF NAME CHANGE: 20061211 FORMER COMPANY: FORMER CONFORMED NAME: Kohlberg Capital, LLC DATE OF NAME CHANGE: 20060815 4 1 ownership.xml X0508 4 2023-11-15 1 0001372807 Portman Ridge Finance Corp PTMN 0001909393 Repertoire Partners LP 31 HUDSON YARDS 11TH FLOOR SUITE #43 NEW YORK NY 10001 0 0 1 0 0 Common Stock 2023-11-15 4 S 0 9884 17.0373 D 316633 I See notes Common Stock 2023-11-16 4 S 0 4451 17.2506 D 312182 I See notes Common Stock 2023-11-16 4 S 0 36708 17.075 D 275474 I See notes Common Stock 632414 I See notes Repertoire Partners LP ("Repertoire") is the investment adviser to the Repertoire Master Fund LP and Repertoire Supplement Z LP (the "Funds"). Repertoire Holdings LLC ("Holdings") is the general partner of the Funds. Deepak Sarpangal is the control person of both Repertoire and Holdings. These securities are held directly by the Funds for the benefit of their investors. The securities may be deemed to be beneficially owned by Repertoire as the investment adviser to the Funds, by Holdings as the general partner of the Funds and by Mr. Sarpangal as the control person of Repertoire and Holdings. Each of Repertoire, Holdings and Mr. Sarpangal disclaims beneficial ownership of such securities except to the extent of that person's pecuniary interest therein. These securities are held directly by Repertoire Supplement Z LP. These securities are held directly by Repertoire Master Fund LP. Repertoire is filing this Form 4 on behalf of itself, Holdings and Mr. Sarpangal. The filers are filing this Form jointly, but not as a group, and each expressly disclaims membership in a group. /s/ Deepak Sarpagal, Managing Member of the General Partner of Repertoire Partners, LP 2023-11-17