0000935836-23-000653.txt : 20231010
0000935836-23-000653.hdr.sgml : 20231010
20231010134614
ACCESSION NUMBER: 0000935836-23-000653
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230112
FILED AS OF DATE: 20231010
DATE AS OF CHANGE: 20231010
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Repertoire Master Fund LP
CENTRAL INDEX KEY: 0001878549
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00735
FILM NUMBER: 231317325
BUSINESS ADDRESS:
STREET 1: 345 CALIFORNIA STREET, SUITE 600
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94104
BUSINESS PHONE: 415-677-7050
MAIL ADDRESS:
STREET 1: 345 CALIFORNIA STREET, SUITE 600
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94104
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Portman Ridge Finance Corp
CENTRAL INDEX KEY: 0001372807
IRS NUMBER: 205951150
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 650 MADISON AVNUE
STREET 2: 23RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212.891.2880
MAIL ADDRESS:
STREET 1: 650 MADISON AVNUE
STREET 2: 23RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: KCAP Financial, Inc.
DATE OF NAME CHANGE: 20120710
FORMER COMPANY:
FORMER CONFORMED NAME: Kohlberg Capital CORP
DATE OF NAME CHANGE: 20061211
FORMER COMPANY:
FORMER CONFORMED NAME: Kohlberg Capital, LLC
DATE OF NAME CHANGE: 20060815
4/A
1
ownership.xml
X0508
4/A
2023-01-12
2023-05-02
0
0001372807
Portman Ridge Finance Corp
PTMN
0001878549
Repertoire Master Fund LP
345 CALIFORNIA STREET, SUITE 600
SAN FRANCISCO
CA
94104
0
0
1
0
0
Common Stock
2023-04-21
4
X
1
882
24.6301
A
1163226
D
Common Stock
2023-04-21
4
J
1
882
20.5784
D
1162344
D
Equity Swap (Obligation to Buy)
24.6301
2023-04-21
4
X
1
882
D
Common Stock
882
64651
D
This amendment is being filed to report this transaction, which was inadvertently omitted from the original Form 4 filed on 5/2/2023. On 4/21/2023, upon partial settlement of an equity swap agreement entered into by the reporting person and a securities broker on 11/30/2021, the reporting person paid to the broker $24.6301 per share for each of 882 shares subject to the settlement, offset by $20.5784 per share (the market price of the shares on 4/21/2023) for each of the 882 shares subject to the settlement. After the partial settlement, 64,651 notional shares of PTMN common stock remained subject to the equity swap agreement. The partial settlement of the equity swap and the reported purchase of common stock in connection therewith are deemed exempt from section 16(b) of the Securities Exchange Act of 1934 pursuant to Rule 16b-6(b) thereunder.
/s/ Deepak Sarpangal, Managing Member of the General Partner of Repertoire Master Fund LP
2023-10-10