0000935836-23-000653.txt : 20231010 0000935836-23-000653.hdr.sgml : 20231010 20231010134614 ACCESSION NUMBER: 0000935836-23-000653 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230112 FILED AS OF DATE: 20231010 DATE AS OF CHANGE: 20231010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Repertoire Master Fund LP CENTRAL INDEX KEY: 0001878549 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 814-00735 FILM NUMBER: 231317325 BUSINESS ADDRESS: STREET 1: 345 CALIFORNIA STREET, SUITE 600 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 415-677-7050 MAIL ADDRESS: STREET 1: 345 CALIFORNIA STREET, SUITE 600 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Portman Ridge Finance Corp CENTRAL INDEX KEY: 0001372807 IRS NUMBER: 205951150 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 650 MADISON AVNUE STREET 2: 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212.891.2880 MAIL ADDRESS: STREET 1: 650 MADISON AVNUE STREET 2: 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: KCAP Financial, Inc. DATE OF NAME CHANGE: 20120710 FORMER COMPANY: FORMER CONFORMED NAME: Kohlberg Capital CORP DATE OF NAME CHANGE: 20061211 FORMER COMPANY: FORMER CONFORMED NAME: Kohlberg Capital, LLC DATE OF NAME CHANGE: 20060815 4/A 1 ownership.xml X0508 4/A 2023-01-12 2023-05-02 0 0001372807 Portman Ridge Finance Corp PTMN 0001878549 Repertoire Master Fund LP 345 CALIFORNIA STREET, SUITE 600 SAN FRANCISCO CA 94104 0 0 1 0 0 Common Stock 2023-04-21 4 X 1 882 24.6301 A 1163226 D Common Stock 2023-04-21 4 J 1 882 20.5784 D 1162344 D Equity Swap (Obligation to Buy) 24.6301 2023-04-21 4 X 1 882 D Common Stock 882 64651 D This amendment is being filed to report this transaction, which was inadvertently omitted from the original Form 4 filed on 5/2/2023. On 4/21/2023, upon partial settlement of an equity swap agreement entered into by the reporting person and a securities broker on 11/30/2021, the reporting person paid to the broker $24.6301 per share for each of 882 shares subject to the settlement, offset by $20.5784 per share (the market price of the shares on 4/21/2023) for each of the 882 shares subject to the settlement. After the partial settlement, 64,651 notional shares of PTMN common stock remained subject to the equity swap agreement. The partial settlement of the equity swap and the reported purchase of common stock in connection therewith are deemed exempt from section 16(b) of the Securities Exchange Act of 1934 pursuant to Rule 16b-6(b) thereunder. /s/ Deepak Sarpangal, Managing Member of the General Partner of Repertoire Master Fund LP 2023-10-10