0000935836-23-000646.txt : 20231005 0000935836-23-000646.hdr.sgml : 20231005 20231005175856 ACCESSION NUMBER: 0000935836-23-000646 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231002 FILED AS OF DATE: 20231005 DATE AS OF CHANGE: 20231005 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Repertoire Master Fund LP CENTRAL INDEX KEY: 0001878549 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00735 FILM NUMBER: 231312317 BUSINESS ADDRESS: STREET 1: 345 CALIFORNIA STREET, SUITE 600 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 415-677-7050 MAIL ADDRESS: STREET 1: 345 CALIFORNIA STREET, SUITE 600 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Repertoire Partners LP CENTRAL INDEX KEY: 0001909393 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00735 FILM NUMBER: 231312318 BUSINESS ADDRESS: STREET 1: 31 HUDSON YARDS STREET 2: 11TH FLOOR SUITE #43 CITY: NEW YORK STATE: NY ZIP: 10001 BUSINESS PHONE: 415-677-7050 MAIL ADDRESS: STREET 1: 31 HUDSON YARDS STREET 2: 11TH FLOOR SUITE #43 CITY: NEW YORK STATE: NY ZIP: 10001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Portman Ridge Finance Corp CENTRAL INDEX KEY: 0001372807 IRS NUMBER: 205951150 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 650 MADISON AVNUE STREET 2: 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212.891.2880 MAIL ADDRESS: STREET 1: 650 MADISON AVNUE STREET 2: 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: KCAP Financial, Inc. DATE OF NAME CHANGE: 20120710 FORMER COMPANY: FORMER CONFORMED NAME: Kohlberg Capital CORP DATE OF NAME CHANGE: 20061211 FORMER COMPANY: FORMER CONFORMED NAME: Kohlberg Capital, LLC DATE OF NAME CHANGE: 20060815 4 1 ownership.xml X0508 4 2023-10-02 0 0001372807 Portman Ridge Finance Corp PTMN 0001909393 Repertoire Partners LP 31 HUDSON YARDS 11TH FLOOR SUITE #43 NEW YORK NY 10001 0 0 1 0 0001878549 Repertoire Master Fund LP 345 CALIFORNIA STREET, SUITE 600 SAN FRANCISCO CA 94104 0 0 1 0 0 Common Stock 2023-10-02 4 J 0 451411 0 D 632414 I See note Common Stock 2023-10-02 4 J 0 451411 0 A 451411 I See note Repertoire Master Fund LP (the "Master Fund") distributed these shares in kind to Repertoire Supplement Z LP, a liquidating fund formed for certain investors withdrawing from the Master Fund (the "Liquidating Fund"). Following this distribution, the Master Fund beneficially owns less than 10% of the outstanding shares of the issuer. These securities are held directly by the Master Fund. These securities are held directly by the Liquidating Fund. Repertoire Partners LP ("Repertoire") is the investment adviser to the Master Fund and the Liquidating Fund (the "Funds"). Repertoire Holdings LLC ("Holdings") is the general partner of the Funds. Deepak Sarpangal is the control person of Repertoire and Holdings. The securities may be deemed to be beneficially owned by Repertoire as the investment adviser to the Funds, by Holdings as the general partner of the Funds and by Mr. Sarpangal as the control person of Repertoire and Holdings. Each of Repertoire, Holdings and Mr. Sarpangal disclaims beneficial ownership of such securities except to the extent of that person's pecuniary interest therein. Repertoire is filing this Form 4 on behalf of itself, Holdings and Mr. Sarpangal. The filers are filing this Form jointly, but not as a group, and each expressly disclaims membership in a group. /s/ Deepak Sarpangal, Managing Member of the general partner of Repertoire Master Fund LP 2023-10-05 /s/ Deepak Sarpangal, Managing Member of the general partner of Repertoire Partners LP 2023-10-05