0000899243-21-044896.txt : 20211116
0000899243-21-044896.hdr.sgml : 20211116
20211116185237
ACCESSION NUMBER: 0000899243-21-044896
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211115
FILED AS OF DATE: 20211116
DATE AS OF CHANGE: 20211116
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Schafer Patrick
CENTRAL INDEX KEY: 0001772591
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00735
FILM NUMBER: 211417820
MAIL ADDRESS:
STREET 1: 650 MADISON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Portman Ridge Finance Corp
CENTRAL INDEX KEY: 0001372807
IRS NUMBER: 205951150
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 650 MADISON AVNUE
STREET 2: 23RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212.891.2880
MAIL ADDRESS:
STREET 1: 650 MADISON AVNUE
STREET 2: 23RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: KCAP Financial, Inc.
DATE OF NAME CHANGE: 20120710
FORMER COMPANY:
FORMER CONFORMED NAME: Kohlberg Capital CORP
DATE OF NAME CHANGE: 20061211
FORMER COMPANY:
FORMER CONFORMED NAME: Kohlberg Capital, LLC
DATE OF NAME CHANGE: 20060815
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-11-15
0
0001372807
Portman Ridge Finance Corp
PTMN
0001772591
Schafer Patrick
C/O PORTMAN RIDGE FINANCE CORPORATION
650 MADISON AVENUE
NEW YORK
NY
10022
0
1
0
0
Chief Investment Officer
Common Stock
2021-11-15
4
P
0
1000
25.0381
A
5950
D
Reflects the impact of the 1-for-10 reverse stock split effectuated by Portman Ridge Finance Corporation on August 23, 2021.
/s/ Patrick Schafer
2021-11-16