0000899243-21-031605.txt : 20210804 0000899243-21-031605.hdr.sgml : 20210804 20210804163042 ACCESSION NUMBER: 0000899243-21-031605 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210804 FILED AS OF DATE: 20210804 DATE AS OF CHANGE: 20210804 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Held David CENTRAL INDEX KEY: 0001870552 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00735 FILM NUMBER: 211144449 MAIL ADDRESS: STREET 1: 650 MADISON AVENUE STREET 2: 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Portman Ridge Finance Corp CENTRAL INDEX KEY: 0001372807 IRS NUMBER: 205951150 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 650 MADISON AVNUE STREET 2: 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212.891.2880 MAIL ADDRESS: STREET 1: 650 MADISON AVNUE STREET 2: 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: KCAP Financial, Inc. DATE OF NAME CHANGE: 20120710 FORMER COMPANY: FORMER CONFORMED NAME: Kohlberg Capital CORP DATE OF NAME CHANGE: 20061211 FORMER COMPANY: FORMER CONFORMED NAME: Kohlberg Capital, LLC DATE OF NAME CHANGE: 20060815 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2021-08-04 1 0001372807 Portman Ridge Finance Corp PTMN 0001870552 Held David C/O PORTMAN RIDGE FINANCE CORPORATION, 650 MADISON AVENUE, 23RD FLOOR NEW YORK NY 10022 0 1 0 0 Chief Compliance Officer /s/ David Held 2021-08-04