X0203 3 2009-10-26 0 0001372664 COMVERGE, INC. COMV 0001292167 Ungerer Scott B C/O COMVERGE, INC. 120 EAGLE ROCK AVENUE, SUITE 190 EAST HANOVER NJ 07936 1 0 0 0 Common Stock 1274 D Common Stock 3008 D Stock Options 11.76 2016-10-26 Common Stock 6015 D Stock Options 0.58 2011-12-14 Common Stock 7500 D Stock Options 0.74 2012-06-21 Common Stock 3750 D Stock Options 4.00 2013-08-18 Common Stock 3750 D Stock Options 23.54 2014-05-15 Common Stock 2349 D Restricted Stock granted on October 26, 2009 and subject to time-based vesting in 16 successive quarterly installments beginning on January 26, 2010 and ending on October 26, 2013. These stock options vest and become exercisable in a series of 16 successive quarterly installments, with the first installment vesting on January 26, 2010 and the final installment vesting on October 26, 2013. These stock options are fully vested and exercisable as of December 14, 2008. These stock options are fully vested and exercisable as of June 21, 2007. These stock options are fully vested and exercisable as of June 15, 2007. These stock options are fully vested and exercisable as of May 15, 2008. /s/ Marcia Cox, Attorney-in-Fact 2009-11-05