0001209191-22-060122.txt : 20221206 0001209191-22-060122.hdr.sgml : 20221206 20221206193735 ACCESSION NUMBER: 0001209191-22-060122 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221202 FILED AS OF DATE: 20221206 DATE AS OF CHANGE: 20221206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEVIN DANIEL J CENTRAL INDEX KEY: 0001240590 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36805 FILM NUMBER: 221448897 MAIL ADDRESS: STREET 1: 4440 EL CAMINO REAL CITY: LOS ALTOS STATE: CA ZIP: 94022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BOX INC CENTRAL INDEX KEY: 0001372612 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 202714444 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 900 JEFFERSON AVE CITY: REDWOOD CITY STATE: CA ZIP: 94063 BUSINESS PHONE: 877-729-4269 MAIL ADDRESS: STREET 1: 900 JEFFERSON AVE CITY: REDWOOD CITY STATE: CA ZIP: 94063 FORMER COMPANY: FORMER CONFORMED NAME: BOX.NET INC DATE OF NAME CHANGE: 20060814 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-12-02 0 0001372612 BOX INC BOX 0001240590 LEVIN DANIEL J 900 JEFFERSON AVE REDWOOD CITY CA 94063 1 0 0 0 Class A Common Stock 2022-12-02 4 M 0 59914 0.00 A 59914 I See footnote Class A Common Stock 2022-12-02 4 S 0 59914 28.939 D 0 I See footnote Class A Common Stock 2022-12-05 4 M 0 42847 0.00 A 42847 I See footnote Class A Common Stock 2022-12-05 4 S 0 42847 28.184 D 0 I See footnote Class A Common Stock 2022-12-06 4 M 0 933 0.00 A 933 I See footnote Class A Common Stock 2022-12-06 4 S 0 933 28.014 D 0 I See footnote Class A Common Stock 36888 D Employee Stock Option (right to buy) 4.63 2022-12-02 4 M 0 50000 0.00 D 2023-04-19 Class A Common Stock 50000 0 I See footnote Employee Stock Option (right to buy) 12.09 2022-12-02 4 M 0 9914 0.00 D 2026-05-24 Class A Common Stock 9914 140085 I See footnote Employee Stock Option (right to buy) 12.09 2022-12-05 4 M 0 42847 0.00 D 2026-05-24 Class A Common Stock 42847 97238 I See footnote Employee Stock Option (right to buy) 12.09 2022-12-06 4 M 0 933 0.00 D 2026-05-24 Class A Common Stock 933 96305 I See footnote The shares are held of record by Daniel J. Levin and Naomi J. Andrews, as Trustees of the Levin/Andrews Family Trust. This sale price represents the weighted average sale price of the shares sold ranging from $28.54 to $29.14 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. This sale price represents the weighted average sale price of the shares sold ranging from $28.00 to $28.59 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. This sale price represents the weighted average sale price of the shares sold ranging from $28.00 to $28.06 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. All of this option grant's shares became fully exercisable as of 12/01/2016. 149,999 of this option grant's shares became fully exercisable as of 3/20/2018. The remaining options were subsequently cancelled due to the terms of the grant. /s/ David Leeb, Attorney-in-Fact 2022-12-06