0001209191-18-003481.txt : 20180112 0001209191-18-003481.hdr.sgml : 20180112 20180112192920 ACCESSION NUMBER: 0001209191-18-003481 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180110 FILED AS OF DATE: 20180112 DATE AS OF CHANGE: 20180112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith Dylan C CENTRAL INDEX KEY: 0001606410 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36805 FILM NUMBER: 18526946 MAIL ADDRESS: STREET 1: C/O BOX INC STREET 2: 4440 EL CAMINO REAL CITY: LOS ALTOS STATE: CA ZIP: 94022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BOX INC CENTRAL INDEX KEY: 0001372612 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 202714444 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 900 JEFFERSON AVE CITY: REDWOOD CITY STATE: CA ZIP: 94063 BUSINESS PHONE: 877-729-4269 MAIL ADDRESS: STREET 1: 900 JEFFERSON AVE CITY: REDWOOD CITY STATE: CA ZIP: 94063 FORMER COMPANY: FORMER CONFORMED NAME: BOX.NET INC DATE OF NAME CHANGE: 20060814 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-01-10 0 0001372612 BOX INC BOX 0001606410 Smith Dylan C 900 JEFFERSON AVENUE REDWOOD CITY CA 94063 1 1 0 0 Chief Financial Officer Class A Common Stock 2018-01-10 4 C 0 13000 0.00 A 13000 D Class A Common Stock 2018-01-10 4 S 0 13000 21.103 D 0 D Class B Common Stock 2018-01-10 4 C 0 13000 0.00 D Class A Common Stock 13000 1238545 D Class B Common Stock Class A Common Stock 85000 85000 I See footnote The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 4, 2017. This sale price represents the weighted average sale price of the shares sold ranging from $20.72 to $21.27 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. The shares are held of record by the DCS GRAT of 2014, for which the Reporting Person serves as trustee. /s/ Peter McGoff, Attorney-in-Fact 2018-01-12