0001209191-15-007527.txt : 20150129 0001209191-15-007527.hdr.sgml : 20150129 20150129175825 ACCESSION NUMBER: 0001209191-15-007527 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150128 FILED AS OF DATE: 20150129 DATE AS OF CHANGE: 20150129 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BOX INC CENTRAL INDEX KEY: 0001372612 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 202714444 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 4440 EL CAMINO REAL CITY: LOS ALTOS STATE: CA ZIP: 94022 BUSINESS PHONE: 877-729-4269 MAIL ADDRESS: STREET 1: 4440 EL CAMINO REAL CITY: LOS ALTOS STATE: CA ZIP: 94022 FORMER COMPANY: FORMER CONFORMED NAME: BOX.NET INC DATE OF NAME CHANGE: 20060814 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Vitus Andrew L. CENTRAL INDEX KEY: 0001631062 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36805 FILM NUMBER: 15560196 MAIL ADDRESS: STREET 1: C/O SCALE VENTURE PARTNERS STREET 2: 950 TOWER LANE, SUITE 700 CITY: FOSTER CITY STATE: CA ZIP: 94404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Scale Venture Management III, LLC CENTRAL INDEX KEY: 0001544648 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36805 FILM NUMBER: 15560197 BUSINESS ADDRESS: STREET 1: 950 TOWER LANE, SUITE 700 CITY: FOSTER CITY STATE: CA ZIP: 94404 BUSINESS PHONE: 650-378-6000 MAIL ADDRESS: STREET 1: 950 TOWER LANE, SUITE 700 CITY: FOSTER CITY STATE: CA ZIP: 94404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MITCHELL KATE CENTRAL INDEX KEY: 0001266275 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36805 FILM NUMBER: 15560198 MAIL ADDRESS: STREET 1: 950 TOWER LANE STREET 2: STE 700 CITY: FOSTER CITY STATE: CA ZIP: 94404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bishop Stacey CENTRAL INDEX KEY: 0001544649 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36805 FILM NUMBER: 15560199 MAIL ADDRESS: STREET 1: 950 TOWER LANE, SUITE 700 CITY: FOSTER CITY STATE: CA ZIP: 94404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Scale Venture Partners III, L.P. CENTRAL INDEX KEY: 0001482087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36805 FILM NUMBER: 15560200 BUSINESS ADDRESS: STREET 1: 950 TOWER LANE, SUITE 700 CITY: FOSTER CITY STATE: CA ZIP: 94404 BUSINESS PHONE: 650-378-6029 MAIL ADDRESS: STREET 1: 950 TOWER LANE, SUITE 700 CITY: FOSTER CITY STATE: CA ZIP: 94404 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-01-28 0 0001372612 BOX INC BOX 0001482087 Scale Venture Partners III, L.P. 950 TOWER LANE, SUITE 700 FOSTER CITY CA 94404 0 0 1 0 0001544649 Bishop Stacey C/O SCALE VENTURE MANAGEMENT III, LLC 950 TOWER LANE, SUITE 700 FOSTER CITY CA 94404 0 0 1 0 0001266275 MITCHELL KATE C/O SCALE VENTURE MANAGEMENT III, LLC 950 TOWER LANE, SUITE 700 FOSTER CITY CA 94404 0 0 1 0 0001544648 Scale Venture Management III, LLC 950 TOWER LANE, SUITE 700 FOSTER CITY CA 94404 0 0 1 0 0001631062 Vitus Andrew L. C/O SCALE VENTURE MANAGEMENT III, LLC 950 TOWER LANE, SUITE 700 FOSTER CITY CA 94404 0 0 1 0 Existing Class A Common Stock 2015-01-28 4 C 0 6711857 A 6711857 I See footnote Existing Class A Common Stock 2015-01-28 4 J 0 6711857 D 0 I See footnote Series C Preferred Stock 2015-01-28 4 C 0 6170618 0.00 D Existing Class A Common Stock 6170618 0 I See footnote Series D Preferred Stock 2015-01-28 4 C 0 503056 0.00 D Existing Class A Common Stock 503056 0 I See footnote Series E Preferred Stock 2015-01-28 4 C 0 38183 0.00 D Existing Class A Common Stock 38183 0 I See footnote Class B Common Stock 2015-01-28 4 J 0 6711857 0.00 A Class A Common Stock 6711857 6711857 I See footnote The Series C Preferred Stock automatically converted into the Issuer's existing Class A Common Stock ("Existing Class A Common Stock") on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. The Series D Preferred Stock automatically converted into the Issuer's Existing Class A Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. The Series E Preferred Stock automatically converted into the Issuer's Existing Class A Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. The shares are held of record by Scale Venture Partners III, L.P. ("SVP III"). Scale Venture Management III, LLC ("SVM III"), the general partner of SVP III, has sole voting and dispositive power with respect to the shares held by SVP III. Stacey Bishop, Kate Mitchell, Rory O'Driscoll and Andy Vitus, the managing members of SVM III, share voting and dispositive power with respect to the shares help by SVP III. The reporting persons disclaim beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Existing Class A Common Stock, each share of Existing Class A Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. By: Rory O'Driscoll, Managing Member of Scale Venture Management III, LLC, General Partner 2015-01-28 /s/ Stacey Bishop 2015-01-28 /s/ Kate Mitchell 2015-01-28 /s/ Rory O'Driscoll, Managing Member 2015-01-28 /s/ Andrew Vitus 2015-01-28