-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, P6Zms8dJ5JL6hwH6d4Pb9ZLObhZrcA6awmMre5eZGhvsvlDl+0NT5brSsBR3eH0u jQXBg8vR4ToxrG7/tu2C5g== 0001372405-07-000001.txt : 20070214 0001372405-07-000001.hdr.sgml : 20070214 20070214141033 ACCESSION NUMBER: 0001372405-07-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061231 FILED AS OF DATE: 20070214 DATE AS OF CHANGE: 20070214 EFFECTIVENESS DATE: 20070214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DOLPHIN LIMITED PARTNERSHIP III, L.P. CENTRAL INDEX KEY: 0001372405 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0106 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11984 FILM NUMBER: 07618082 BUSINESS ADDRESS: STREET 1: 96 CUMMINGS POINT ROAD CITY: STAMFOD STATE: CT ZIP: 06902 BUSINESS PHONE: 203-358-8000 MAIL ADDRESS: STREET 1: 96 CUMMINGS POINT ROAD CITY: STAMFOD STATE: CT ZIP: 06902 13F-HR 1 dlp34q06.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2006 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Dolphin Limited Partnership III, L.P. Address: 156 West 56th Street, Suite 1203 New York, NY 10019 13F File Number: 28-11984 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Justin A. Orlando Title: Managing Director Phone: 212-488-1590 Signature, Place, and Date of Signing: Justin A. Orlando New York, NY February 14, 2007 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form13F Information Table Entry Total: 15 Form13F Information Table Value Total: $24,944 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name 28-11256 Donald T. Netter FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ARAMARK CORP CL B 038521100 763 22812 DEFINED 1 22812 AZTAR CORPORATION COM 054802103 1361 25000 DEFINED 1 25000 BAIRNCO CORP COM 057097107 625 49000 DEFINED 1 49000 CORNELL COS INC COM 219141108 876 47773 DEFINED 1 47773 DHB INDUSTRIES INC COM 23321E103 1154 391076 DEFINED 1 391076 GENCORP INC COM 368682100 105 7500 DEFINED 1 7500 GLENAYRE TECHNOLOGIES INC COM 377899109 505 197300 DEFINED 1 197300 HERLEY INDUSTRIES INC COM 427398102 2840 175400 DEFINED 1 175400 HOUSTON EXPLORATION CO COM 442120101 3107 60000 DEFINED 1 60000 INFOUSA INC COM 456818301 2823 237000 DEFINED 1 237000 IPASS INC COM 46261V108 2499 425000 DEFINED 1 425000 JOHNSON OUTDOORS INC CL A 479167108 449 24200 DEFINED 1 24200 MULTIMEDIA GAMES INC COM 625453105 5760 600000 DEFINED 1 600000 PHELPS DODGE CORP COM 717265102 1951 16300 DEFINED 1 16300 PILGRIMS PRIDE CORP COM 721467108 126 6000 DEFINED 1 6000
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