0001104659-23-070028.txt : 20230609 0001104659-23-070028.hdr.sgml : 20230609 20230609172909 ACCESSION NUMBER: 0001104659-23-070028 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230609 FILED AS OF DATE: 20230609 DATE AS OF CHANGE: 20230609 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Castillo Kirsten CENTRAL INDEX KEY: 0001808806 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36751 FILM NUMBER: 231006445 MAIL ADDRESS: STREET 1: 5 GREAT VALLEY PARKWAY, SUITE 160 CITY: MALVERN STATE: PA ZIP: 19355 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Ocugen, Inc. CENTRAL INDEX KEY: 0001372299 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11 GREAT VALLEY PARKWAY CITY: MALVERN STATE: PA ZIP: 19355 BUSINESS PHONE: 484-328-4701 MAIL ADDRESS: STREET 1: 11 GREAT VALLEY PARKWAY CITY: MALVERN STATE: PA ZIP: 19355 FORMER COMPANY: FORMER CONFORMED NAME: HISTOGENICS CORP DATE OF NAME CHANGE: 20060810 4 1 tm2318370-6_4seq1.xml OWNERSHIP DOCUMENT X0407 4 2023-06-09 0 0001372299 Ocugen, Inc. OCGN 0001808806 Castillo Kirsten C/O OCUGEN, INC. 11 GREAT VALLEY PARKWAY MALVERN PA 19355 1 0 0 0 0 Option (Right to Buy) 0.4581 2023-06-09 4 A 0 112205 0 A 2033-06-09 Common Stock 112205 112205 D The option vests upon the earlier of (a) June 9, 2024 or (b) Ocugen, Inc.'s next annual meeting of stockholders, subject to the Reporting Person's continued service through the applicable vesting date. /s/ Kirsten Castillo by Shankar Musunuri, her attorney-in-fact 2023-06-09