0001104659-23-070028.txt : 20230609
0001104659-23-070028.hdr.sgml : 20230609
20230609172909
ACCESSION NUMBER: 0001104659-23-070028
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230609
FILED AS OF DATE: 20230609
DATE AS OF CHANGE: 20230609
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Castillo Kirsten
CENTRAL INDEX KEY: 0001808806
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36751
FILM NUMBER: 231006445
MAIL ADDRESS:
STREET 1: 5 GREAT VALLEY PARKWAY, SUITE 160
CITY: MALVERN
STATE: PA
ZIP: 19355
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Ocugen, Inc.
CENTRAL INDEX KEY: 0001372299
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11 GREAT VALLEY PARKWAY
CITY: MALVERN
STATE: PA
ZIP: 19355
BUSINESS PHONE: 484-328-4701
MAIL ADDRESS:
STREET 1: 11 GREAT VALLEY PARKWAY
CITY: MALVERN
STATE: PA
ZIP: 19355
FORMER COMPANY:
FORMER CONFORMED NAME: HISTOGENICS CORP
DATE OF NAME CHANGE: 20060810
4
1
tm2318370-6_4seq1.xml
OWNERSHIP DOCUMENT
X0407
4
2023-06-09
0
0001372299
Ocugen, Inc.
OCGN
0001808806
Castillo Kirsten
C/O OCUGEN, INC.
11 GREAT VALLEY PARKWAY
MALVERN
PA
19355
1
0
0
0
0
Option (Right to Buy)
0.4581
2023-06-09
4
A
0
112205
0
A
2033-06-09
Common Stock
112205
112205
D
The option vests upon the earlier of (a) June 9, 2024 or (b) Ocugen, Inc.'s next annual meeting of stockholders, subject to the Reporting Person's continued service through the applicable vesting date.
/s/ Kirsten Castillo by Shankar Musunuri, her attorney-in-fact
2023-06-09