EX-FILING FEES 3 tm237878d2_ex-filingfees.htm EX-FILING FEES

 

EXHIBIT 107

 

Calculation of Filing Fee Tables

 

Form S-3 

(Form Type)

 

Ocugen, Inc. 

(Exact Name of Registrant as Specified in its Charter)

 

Table 1: Newly Registered and Carry Forward Securities

 

  Security
Type
Security Class
Title
Fee
Calculation
or Carry
Forward
Rule
Amount
Registered (1)
Proposed
Maximum
Offering
Price Per
Unit (2)
Maximum
Aggregate
Offering Price
Fee Rate Amount of
Registration
Fee (3)
Carry
Forward
Form Type
Carry
Forward
File Number
Carry
Forward
Initial
effective
date
Filing Fee
Previously
Paid In
Connection
with Unsold
Securities to
be Carried
Forward

Newly Registered Securities

  Primary Offering of Securities:                  
Fees
Previously
Paid
Equity Common Stock, par value $0.01 per share (4) 457(r) $--- $--- $---   $---        
Fees
Previously
Paid
Equity Preferred Stock, par value $0.01 per share (5) 457(r) --- --- ---   ---        
Fees
Previously
Paid
Debt Debt Securities (6) 457(r) --- --- ---   ---        
Fees
Previously
Paid
Equity Warrants (7) 457(r) --- --- ---   ---        
Fees
Previously
Paid
Equity Units (8) 457(r) --- --- ---   ---        
Fees to Be
Paid
Unallocated (Universal) Shelf (1) 457(o) $175,000,000 --- $175,000,000 $0.0001102 $19,285        

Fees to Be
Paid

Total Registration Fee: $175,000,000 N/A $175,000,000   $19,285        
    Total Offering Amounts   $175,000,000   $19,285        
    Total Fees Previously Paid       $19,285        
    Total Fee Offsets       $0        
    Net Fee Due       $0        
                                 

 

 

(1)The amount to be registered consists of up to $175,000,000 of an indeterminate amount of common stock, preferred stock, debt securities, warrants and/or units. There is also being registered hereunder such currently indeterminate number of (i) shares of common stock or other securities of the registrant as may be issued upon conversion of, or in exchange for, convertible or exchangeable debt securities and/or preferred stock registered hereby, or (ii) shares of preferred stock, common stock, debt securities or units as may be issued upon exercise of warrants registered hereby, as the case may be, including under any applicable antidilution provisions. Any securities registered hereunder may be sold separately or together with other securities registered hereunder.

(2)The proposed maximum offering price per security will be determined from time to time by the registrant in connection with the issuance by the registrant of the securities registered hereunder and is not specified as to each class of security pursuant to General Instruction II.D. of Form S-3 under the Securities Act.

(3)The registrant previously paid the fees covering the securities in connection with Amendment No. 1 to Form S-3 (File No. 333-254550), filed on February 28, 2023.

(4)Including such indeterminate amount of common stock as may be issued from time to time at indeterminate prices or upon conversion of debt securities and/or preferred stock registered hereby, or upon exercise of warrants registered hereby, as the case may be.

(5)Including such indeterminate amount of preferred stock as may be issued from time to time at indeterminate prices or upon conversion of debt securities and/or preferred stock registered hereby, or upon exercise of warrants registered hereby, as the case may be.

(6)Including such indeterminate principal amount of debt securities as may be issued from time to time at indeterminate prices or upon exercise of warrants registered hereby, as the case may be.

(7)Warrants may be sold separately or together with any of the securities registered hereby and may be exercisable for shares of common stock or preferred stock registered hereby. Because the warrants will provide a right only to purchase such securities offered hereunder, no additional registration fee is required.

(8)Each unit will be issued under a unit agreement and will represent an interest in two or more securities registered pursuant to this registration statement, which may or may not be separable from one another. Because the units will provide a right only to purchase such securities offered hereunder, no additional registration fee is required.