0001372130-21-000002.txt : 20210216 0001372130-21-000002.hdr.sgml : 20210216 20210216173005 ACCESSION NUMBER: 0001372130-21-000002 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210216 DATE AS OF CHANGE: 20210216 EFFECTIVENESS DATE: 20210216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HEADINVEST, LLC CENTRAL INDEX KEY: 0001372130 IRS NUMBER: 204445689 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-11969 FILM NUMBER: 21641192 BUSINESS ADDRESS: STREET 1: 7 CUSTOM HOUSE STREET STREET 2: 4TH FLOOR CITY: PORTLAND STATE: ME ZIP: 04101 BUSINESS PHONE: 207-773-5333 MAIL ADDRESS: STREET 1: 7 CUSTOM HOUSE STREET STREET 2: 4TH FLOOR CITY: PORTLAND STATE: ME ZIP: 04101 FORMER COMPANY: FORMER CONFORMED NAME: Head & Associates, LLC DATE OF NAME CHANGE: 20060809 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001372130 XXXXXXXX 12-31-2020 12-31-2020 true 1 RESTATEMENT HEADINVEST, LLC

7 CUSTOM HOUSE STREET 4TH FLOOR PORTLAND ME 04101

13F HOLDINGS REPORT 028-11969 N Carl G Gercke 207 773-5333 Carl G Gercke Portland X1 02-16-2021 0 210 471173 false INFORMATION TABLE 2 13F4Q2020.xml FOURTH QUARTER 2020 3M Company COM 88579y101 6386 36536 SH SOLE 35316 0 1220 A T & T New COM 00206r102 854 29686 SH SOLE 28665 0 1021 Abbott Laboratories COM 002824100 1331 12156 SH SOLE 12087 0 69 Abbvie Inc COM 00287Y109 1305 12182 SH SOLE 12124 0 58 Accenture Plc COM G1151C101 9671 37022 SH SOLE 35272 0 1750 Adobe Systems COM 00724F101 521 1042 SH SOLE 1042 0 0 Air Prod & Chemicals COM 009158106 748 2738 SH SOLE 2463 0 275 Alibaba Group Holding ADR COM 01609W102 264 1135 SH SOLE 1135 0 0 Alphabet Inc Cl A COM 02079K305 3041 1735 SH SOLE 1701 0 34 Alphabet Inc Cl C COM 02079K107 913 521 SH SOLE 521 0 0 Amazon COM 023135106 2534 778 SH SOLE 778 0 0 American Express COM 025816109 4863 40224 SH SOLE 37989 0 2235 American Tower COM 03027X100 666 2967 SH SOLE 2967 0 0 Amphenol COM 320951015 594 4545 SH SOLE 4545 0 0 Apple COM 037833100 8999 67821 SH SOLE 67341 0 480 Auto Data Processing COM 053015103 1202 6820 SH SOLE 6820 0 0 BCE COM 05534B760 312 7288 SH SOLE 7288 0 0 BHP Billiton Ltd ADR COM 088606108 249 3809 SH SOLE 3139 0 670 Bank of America COM 060505104 521 17180 SH SOLE 16880 0 300 Becton Dickinson COM 758871099 508 2031 SH SOLE 2031 0 0 Berkshire Hathaway A COM 084990175 348 100 SH SOLE 100 0 0 Berkshire Hathaway B COM 084670702 1141 4922 SH SOLE 4922 0 0 Boeing COM 097023105 228 1063 SH SOLE 1063 0 0 Bristol-Myers Squibb COM 110122108 1510 24346 SH SOLE 23916 0 430 C S X Corp COM 126408103 286 3150 SH SOLE 3150 0 0 CVS Health Corp COM 126650100 4192 61374 SH SOLE 59154 0 2220 Caledonia Mining Corporation P COM G1757E113 207 13055 SH SOLE 13055 0 0 Camden National COM 133034108 259 7229 SH SOLE 7229 0 0 Carrier Global Corporation COM 14448C104 1191 31576 SH SOLE 30743 0 833 Cerner Corp COM 156782104 578 7370 SH SOLE 7370 0 0 Check Point Software COM M22465104 230 1730 SH SOLE 1730 0 0 Chevron Corporation COM 166764100 2402 28443 SH SOLE 27960 0 483 Chubb LTD COM H1467J104 555 3606 SH SOLE 3606 0 0 Cisco Systems COM 17275r102 4922 109991 SH SOLE 105283 0 4708 Coca Cola COM 191216100 643 11717 SH SOLE 11717 0 0 Colgate-Palmolive COM 194162103 486 5685 SH SOLE 5685 0 0 Comcast Corp New Cl A COM 20030N101 212 4037 SH SOLE 4037 0 0 ConocoPhillips COM 20825c104 257 6428 SH SOLE 6053 0 375 Corning COM 219350105 274 7600 SH SOLE 7600 0 0 Costco Wholesale Corporation COM 22160K105 827 2194 SH SOLE 2194 0 0 Danaher Corp COM 235851102 11132 50113 SH SOLE 48258 0 1855 Dentsply Sirona Inc COM 24906P109 3205 61219 SH SOLE 57235 0 3984 Diageo Plc Sp ADR COM 25243Q205 317 1997 SH SOLE 1997 0 0 Disney Walt Co COM 254687106 307 1693 SH SOLE 1693 0 0 Dominion Energy Inc COM 25746U109 408 5425 SH SOLE 5425 0 0 Dow Inc COM 260557103 621 11186 SH SOLE 11165 0 21 Duke Energy Corp COM 26441C204 522 5698 SH SOLE 5598 0 100 Dupont De Nemours Inc COM 26614N102 301 4239 SH SOLE 4218 0 21 Eaton Corp PLC COM G29183103 514 4281 SH SOLE 4281 0 0 Ecolab Inc. COM 278865100 5906 27295 SH SOLE 26435 0 860 Emerson Electric COM 291011104 5710 71049 SH SOLE 67299 0 3750 Essentials Utils Inc. COM 29670G102 206 4350 SH SOLE 4350 0 0 ExxonMobil COM 30231g102 3041 73779 SH SOLE 71790 0 1989 Facebook COM 30303M102 588 2151 SH SOLE 2151 0 0 Fedex Corporation COM 31428x106 382 1470 SH SOLE 1470 0 0 Fiserv Inc COM 337738108 8352 73349 SH SOLE 69131 0 4218 Fortive Corp COM 34959J108 2466 34821 SH SOLE 32806 0 2015 General Electric COM 369604103 550 50904 SH SOLE 49207 0 1697 General Mills COM 370334104 307 5224 SH SOLE 5224 0 0 Genuine Parts COM 372460105 629 6259 SH SOLE 6159 0 100 Goldman Sachs Group COM 38141g104 242 918 SH SOLE 918 0 0 Henry Schein COM 806407102 257 3840 SH SOLE 3840 0 0 Hershey Company COM 427866108 552 3625 SH SOLE 3325 0 300 Hologic COM 436440101 393 5400 SH SOLE 5400 0 0 Home Depot COM 437076102 1179 4438 SH SOLE 4438 0 0 Honeywell International COM 438516106 5532 26010 SH SOLE 24765 0 1245 IDEXX Laboratories COM 45168d104 5761 11525 SH SOLE 10695 0 830 Illinois Tool Works COM 452308109 355 1743 SH SOLE 1743 0 0 Innovative Industrial Properti COM 45781V101 260 1418 SH SOLE 1418 0 0 Intel Corp COM 458140100 1434 28789 SH SOLE 28789 0 0 Intercontinental Exchange, Inc COM 45866F104 866 7513 SH SOLE 7513 0 0 Intl Business Machines COM 459200101 528 4197 SH SOLE 4197 0 0 Intuit COM 461202103 8367 22028 SH SOLE 20638 0 1390 J.M. Smucker COM 832696405 555 4800 SH SOLE 4800 0 0 JPMorgan Chase COM 46625h100 4361 34318 SH SOLE 33543 0 775 Jeffersonville Bancorp COM 47559A103 223 13098 SH SOLE 13098 0 0 Johnson & Johnson COM 478160104 2842 18060 SH SOLE 18060 0 0 Kimberly Clark COM 494368103 459 3401 SH SOLE 3401 0 0 Kinder Morgan Inc COM 49456B101 1359 99379 SH SOLE 96266 0 3113 Linde PLC COM G5494J103 5225 19830 SH SOLE 19460 0 370 Lowes Companies Inc COM 548661107 275 1716 SH SOLE 1716 0 0 Mastercard Inc COM 57636Q104 1234 3456 SH SOLE 3336 0 120 McDonalds COM 580135101 1099 5120 SH SOLE 5120 0 0 Medtronic PLC COM G5960L103 5577 47611 SH SOLE 45726 0 1885 Merck COM 58933y105 2179 26637 SH SOLE 26437 0 200 Mettler-Toledo COM 592688105 1043 915 SH SOLE 915 0 0 Microsoft Corp COM 594918104 14858 66801 SH SOLE 63978 0 2823 Mondelez International Inc COM 609207105 668 11433 SH SOLE 11433 0 0 Mosaic COM 61945C103 368 16000 SH SOLE 16000 0 0 Nestle S A Reg B ADR COM 641069406 6022 51124 SH SOLE 48824 0 2300 Newmont Corp. COM 651639106 719 12008 SH SOLE 12008 0 0 NextEra Energy COM 65339f101 1762 22841 SH SOLE 22841 0 0 Nike B COM 654106103 1032 7293 SH SOLE 7293 0 0 Northwest Natural Gas COM 667655104 223 4841 SH SOLE 4841 0 0 Novartis ADR COM 66987V109 1388 14696 SH SOLE 14536 0 160 Novo-Nordisk COM 670100205 6691 95789 SH SOLE 90579 0 5210 Nvidia COM 67066G104 766 1467 SH SOLE 1467 0 0 Occidental Pete COM 674599105 211 12209 SH SOLE 11644 0 565 Omnicom Group COM 681919106 211 3382 SH SOLE 3382 0 0 Oracle COM 68389x105 3384 52317 SH SOLE 49492 0 2825 Otis Worldwide Corporation COM 68902V107 775 11477 SH SOLE 11213 0 264 Paccar COM 693718108 800 9277 SH SOLE 9277 0 0 Palo Alto Networks Inc Com COM 697435105 732 2059 SH SOLE 2059 0 0 PayPal Holdings, Inc COM 70450Y103 479 2046 SH SOLE 2046 0 0 PepsiCo COM 713448108 7986 53853 SH SOLE 50711 0 3142 Pfizer COM 717081103 1628 44237 SH SOLE 44237 0 0 Powershares Exchange S&P 500 T COM 46137v282 313 1233 SH SOLE 1233 0 0 Procter & Gamble COM 742718109 17433 125288 SH SOLE 122856 0 2432 Public Storage A COM 74460D109 213 921 SH SOLE 921 0 0 Qualcomm COM 747525103 1232 8089 SH SOLE 7469 0 620 Raytheon Technologies Co COM 75513E101 669 9359 SH SOLE 8579 0 780 Republic Services COM 760759100 401 4160 SH SOLE 4160 0 0 Rio Tinto ADR COM 767204100 263 3500 SH SOLE 3500 0 0 Roche Hldg Ltd ADR COM 771195104 3134 71480 SH SOLE 68875 0 2605 Roper Technologies COM 776696106 851 1975 SH SOLE 1975 0 0 Royal Dutch Shell A COM 780259206 225 6404 SH SOLE 6404 0 0 SPDR Select Consumer Disc ETF COM 81369Y407 296 1838 SH SOLE 1438 0 400 SPDR Select Financial ETF COM 81369Y605 867 29404 SH SOLE 28754 0 650 SPDR Select Healthcare ETF COM 81369Y209 269 2368 SH SOLE 2303 0 65 Salesforce.Com COM 79466l302 661 2972 SH SOLE 2972 0 0 Schlumberger Ltd COM 806857108 641 29372 SH SOLE 26382 0 2990 Skyworks Solutions COM 83088m102 284 1857 SH SOLE 1857 0 0 Square Inc COM 852234103 296 1358 SH SOLE 1358 0 0 Starbucks COM 855244109 727 6792 SH SOLE 6792 0 0 Stryker COM 863667101 840 3428 SH SOLE 3428 0 0 Sysco COM 871829107 418 5630 SH SOLE 5630 0 0 T-Mobile US Inc COM 872590104 394 2920 SH SOLE 2920 0 0 TJX Companies COM 872540109 978 14321 SH SOLE 14171 0 150 Target COM 87612E106 493 2792 SH SOLE 2792 0 0 Teladoc Health, Inc. COM 87918A105 242 1212 SH SOLE 1212 0 0 Texas Instruments COM 882508104 7382 44976 SH SOLE 43186 0 1790 Thermo Fisher Scientific COM 883556102 317 681 SH SOLE 681 0 0 Total S A ADR COM 89151E109 737 17575 SH SOLE 17575 0 0 Trane Technologies plc COM G8994E103 313 2155 SH SOLE 2155 0 0 Truist Finl Corp COM 89832Q109 431 9001 SH SOLE 9001 0 0 U S Bancorp COM 902973304 317 6800 SH SOLE 6250 0 550 Unilever PLC COM 904767704 5741 95106 SH SOLE 90756 0 4350 Union Pacific COM 907818108 609 2926 SH SOLE 2926 0 0 United Parcel Service COM 911312106 8014 47590 SH SOLE 45540 0 2050 Unum Group COM 91529Y106 203 8830 SH SOLE 8830 0 0 Vanguard Info Tech COM 92204A702 696 1966 SH SOLE 1966 0 0 Vanguard REIT COM 922908553 652 7678 SH SOLE 7678 0 0 Verizon Communications COM 92343v104 1127 19189 SH SOLE 18484 0 705 Vertex Pharm COM 92532f100 244 1033 SH SOLE 1033 0 0 Visa COM 92826C839 760 3475 SH SOLE 3475 0 0 W P Carey Inc. COM 92936u109 264 3735 SH SOLE 3735 0 0 Wal-Mart COM 931142103 6877 47706 SH SOLE 45821 0 1885 Waters COM 941848103 6958 28123 SH SOLE 26788 0 1335 Xcel Energy COM 98389B100 361 5417 SH SOLE 5417 0 0 Xilinx COM 983919101 231 1630 SH SOLE 1630 0 0 Xylem COM 98419M100 733 7198 SH SOLE 7198 0 0 Yum Brands COM 988498101 241 2218 SH SOLE 2218 0 0 Zoetis Inc Cl A COM 98978V103 402 2428 SH SOLE 2428 0 0 iShares: Nasdaq Biotech Index COM 464287556 829 5475 SH SOLE 5115 0 360 ARK Innovation ETF ETF 00214Q104 354 2843 SH SOLE 2843 0 0 Nuveen Nasdaq 100 Dynamic Over ETF 670699107 385 14815 SH SOLE 14815 0 0 ProShares Russell 2000 Div Gro ETF 74347B698 245 4259 SH SOLE 4259 0 0 ProShares S&P MidCap 400 Div A ETF 74347B680 470 7477 SH SOLE 7477 0 0 SPDR Gold Trust ETF 78463V107 761 4266 SH SOLE 4266 0 0 SPDR S&P 500 ETF 78462f103 1482 3964 SH SOLE 3720 0 244 Schwab Emerging Markets Equity ETF 808524706 681 22214 SH SOLE 22214 0 0 Schwab US Dividend Equity ETF 808524797 1502 23419 SH SOLE 23419 0 0 Vanguard Dividend Appreciation ETF 921908844 3560 25219 SH SOLE 25219 0 0 Vanguard FTSE Developed Market ETF 921943858 4454 94352 SH SOLE 87572 0 6780 Vanguard FTSE Emerging Market ETF 922042858 6334 126402 SH SOLE 117377 0 9025 Vanguard FTSE Europe Index ETF 922042874 445 7380 SH SOLE 7380 0 0 Vanguard Growth ETF 922908736 683 2696 SH SOLE 2696 0 0 Vanguard High Dividend Yield ETF 921946406 10731 117268 SH SOLE 115443 0 1825 Vanguard Lg Cap Index ETF 922908637 8869 50465 SH SOLE 50165 0 300 Vanguard Mid Cap ETF 922908629 5706 27595 SH SOLE 27370 0 225 Vanguard S&P 500 ETF 922908363 1586 4615 SH SOLE 4615 0 0 Vanguard Small Cap ETF 922908751 3561 18290 SH SOLE 18060 0 230 Vanguard Total Stock Mkt ETF 922908769 7151 36740 SH SOLE 35850 0 890 Vanguard Value ETF 992908744 494 4152 SH SOLE 4152 0 0 WisdomTree Europe Quality Divi ETF 97717X610 226 7450 SH SOLE 7450 0 0 iShares Core Dividend Growth ETF 46434V621 572 12758 SH SOLE 12758 0 0 iShares MSCI KLD 400 Social ET ETF 464288570 2395 33483 SH SOLE 33483 0 0 iShares: Core MSCI Emerging Mk ETF 46434G103 1300 20957 SH SOLE 20957 0 0 iShares: Core US Growth ETF 464287671 262 2950 SH SOLE 2700 0 250 iShares: Currency Hedged MSCI ETF 46434V803 867 28450 SH SOLE 28450 0 0 iShares: DJ Select Div Index ETF 464287168 213 2210 SH SOLE 2210 0 0 iShares: International Select ETF 464288448 376 12769 SH SOLE 12769 0 0 iShares: MSCI EAFE Index ETF 464287465 2041 27972 SH SOLE 26433 0 1539 iShares: MSCI EAFE Sm Cap ETF 464288273 418 6120 SH SOLE 6120 0 0 iShares: MSCI Emerg Mkts ETF 464287234 394 7630 SH SOLE 7630 0 0 iShares: Midcap 400 Index ETF 464287507 2480 10791 SH SOLE 10626 0 165 iShares: Russell 1000 Gwth ETF 464287614 295 1225 SH SOLE 1225 0 0 iShares: S&P 500 Idx ETF 464287200 1517 4041 SH SOLE 4041 0 0 iShares: S&P Small Cap 600 Idx ETF 464287804 26182 284894 SH SOLE 274449 0 10445 SPDR Bloomberg Barclays 1-3 Mo COM 78468R663 203 2215 SH SOLE 1165 0 1050 SPDR DoubleLine Total Return T COM 78467V848 1098 22278 SH SOLE 22278 0 0 SPDR Short Term Treasury COM 78468R101 462 15060 SH SOLE 15060 0 0 Vanguard Bond Index Inter Term COM 921937819 3833 41285 SH SOLE 40885 0 400 Vanguard Emerging Markets Gov COM 921946885 2021 24557 SH SOLE 24557 0 0 Vanguard Intermediate Term Cor COM 92206C870 7940 81740 SH SOLE 81490 0 250 Vanguard Intermediate Term Gov COM 92206C706 557 8030 SH SOLE 7030 0 1000 Vanguard Short-Term Bond Index COM 921937827 20803 250936 SH SOLE 248126 0 2810 Vanguard Short-Term Corp Bd In COM 92206C409 16063 192950 SH SOLE 186627 0 6323 Vanguard Short-Term Treasury COM 92206C102 15831 256999 SH SOLE 253174 0 3825 Vanguard Tax Exempt Bond COM 922907746 552 10000 SH SOLE 10000 0 0 Vanguard Total Bnd COM 921937835 460 5214 SH SOLE 4714 0 500 iShares 0-5 Yr Investment Grd COM 46434V100 225 4307 SH SOLE 4307 0 0 iShares Aaa - A Rated Corporat COM 46429B291 1448 24752 SH SOLE 24752 0 0 iShares Core 1-5 Year USD Bond COM 46432F859 1665 32245 SH SOLE 32245 0 0 iShares MBS Barclays Indx COM 464288588 724 6570 SH SOLE 6170 0 400 iShares iBonds 2021 Term High COM 46435U226 200 8260 SH SOLE 8260 0 0 iShares iBonds 2022 Term High COM 46435U176 386 15915 SH SOLE 15915 0 0 iShares iBonds 2023 Term High COM 46435U150 274 11205 SH SOLE 11205 0 0 iShares: 1-3 Yr Treasury Bond COM 464287457 5777 66876 SH SOLE 58734 0 8142 iShares: TIPS Bond ETF COM 464287176 526 4117 SH SOLE 4117 0 0