0000930413-12-000170.txt : 20120113 0000930413-12-000170.hdr.sgml : 20120113 20120113140958 ACCESSION NUMBER: 0000930413-12-000170 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120113 DATE AS OF CHANGE: 20120113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: EDMONDS IAN COLIN CENTRAL INDEX KEY: 0001383446 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33207 FILM NUMBER: 12526226 MAIL ADDRESS: STREET 1: C/O UNIVERSAL POWER GROUP INC. STREET 2: 1720 HAYDEN ROAD CITY: CARROLLTON STATE: TX ZIP: 75006 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIVERSAL POWER GROUP INC. CENTRAL INDEX KEY: 0001372000 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-ELECTRICAL APPARATUS & EQUIPMENT, WIRING SUPPLIES [5063] IRS NUMBER: 751288690 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1720 HAYDEN ROAD CITY: CARROLLTON STATE: TX ZIP: 75006 BUSINESS PHONE: 4698921122 MAIL ADDRESS: STREET 1: 1720 HAYDEN ROAD CITY: CARROLLTON STATE: TX ZIP: 75006 FORMER COMPANY: FORMER CONFORMED NAME: UNIVERAL POWER GROUP INC. DATE OF NAME CHANGE: 20060808 5 1 c68110.xml OWNERSHIP DOCUMENT X0304 5 2011-12-31 0 0 1 0001372000 UNIVERSAL POWER GROUP INC. UPG 0001383446 EDMONDS IAN COLIN C/O UNIVERSAL POWER GROUP INC. 1720 HAYDEN ROAD CARROLLTON TX 75006 1 1 1 0 CEO, President and Interim CFO Common Stock 2008-11-21 4 P 0 L 4700 1.34 A 2004700 I By Zunicom, Inc. Common Stock 2008-11-26 4 P 0 L 21701 1.30 A 2026401 I By Zunicom, Inc. Common Stock 2008-11-28 4 P 0 L 5919 1.34 A 2032320 I By Zunicom, Inc. Common Stock 2009-02-03 4 P 0 L 350 1.50 A 2032670 I By Zunicom, Inc. Common Stock 2009-02-05 4 P 0 L 700 1.53 A 2033370 I By Zunicom, Inc. Common Stock 2009-03-06 4 P 0 L 5400 1.22 A 2038770 I By Zunicom, Inc. Common Stock 2009-03-10 4 P 0 L 10000 1.20 A 2048870 I By Zunicom, Inc. Options 7.00 2011-12-22 4 D 0 L 356250 D 2016-12-19 Common Stock 356250 0 D Options 1.54 2011-12-22 4 A 0 L 356250 A 2016-12-19 Common Stock 356250 356250 D The reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The replacement option provides for vesting in two equal installments, 50% on 12/22/11 and 50% on 12/22/12. /s/ Ian Colin Edmonds 2012-01-11