0000902614-17-000005.txt : 20170213 0000902614-17-000005.hdr.sgml : 20170213 20170213165320 ACCESSION NUMBER: 0000902614-17-000005 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20170213 DATE AS OF CHANGE: 20170213 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: UNIVERSAL POWER GROUP INC. CENTRAL INDEX KEY: 0001372000 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-ELECTRICAL APPARATUS & EQUIPMENT, WIRING SUPPLIES [5063] IRS NUMBER: 751288690 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-82585 FILM NUMBER: 17600096 BUSINESS ADDRESS: STREET 1: 488 S. ROYAL LANE CITY: COPPELL STATE: TX ZIP: 75019 BUSINESS PHONE: 4698921169 MAIL ADDRESS: STREET 1: 488 S. ROYAL LANE CITY: COPPELL STATE: TX ZIP: 75019 FORMER COMPANY: FORMER CONFORMED NAME: UNIVERAL POWER GROUP INC. DATE OF NAME CHANGE: 20060808 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WILEN INVESTMENT MANAGEMENT CORP. CENTRAL INDEX KEY: 0000902614 IRS NUMBER: 521452536 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 14551 MERAVI DRIVE CITY: BONITA SPRINGS STATE: FL ZIP: 34135 BUSINESS PHONE: 1-239-676-8281 MAIL ADDRESS: STREET 1: 14551 MERAVI DRIVE CITY: BONITA SPRINGS STATE: FL ZIP: 34135 FORMER COMPANY: FORMER CONFORMED NAME: WILEN MANAGEMENT CO INC DATE OF NAME CHANGE: 20000209 FORMER COMPANY: FORMER CONFORMED NAME: WILEN MANAGEMENT CORP/MD DATE OF NAME CHANGE: 19930428 SC 13G/A 1 upg13ga-16.txt UNIVERSAL POWER GROUP 2016 SC 13G/A SCHEDULE 13G/A Filing for Fiscal Year 2016 UNIVERSAL POWER GROUP, INC. AMENDMENT NO. 6 Cusip Number 913788105 Page 1 of 4 UNIVERSAL POWER GROUP, INC. Cusip Number 913788105 Page 2 of 4 1. NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Wilen Investment Management Corp. 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) ** 3. SEC USE ONLY 4. CITIZEN OR PLACE OF ORGANIZATION NUMBER OF SHARES BENEFICALLY OWNED BY EACH REPORTING PERSON WITH: 5. SOLE VOTING POWER 0 Shares 6. SHARED VOTING POWER NONE 7. SOLE DISPOSITIVE POWER 0 Shares 8. SHARES DISPOSTIVE POWER NONE 9. AGGREGATE AMOUNT BENEFICALLY OWNED BY EACH PERSON 0 Shares 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* N/A 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.0% 12. TYPE OF REPORTING PERSON* IA UNIVERSAL POWER GROUP, INC. Cusip Number 913788105 Page 3 of 4 Item 1. Security and Issuer: This statement relates to the common stock of Universal Power Group, Inc. ("The Issuer") 1720 Hayden Road, Carrolltown, Texas 75006. Item 2. Identity and Background: (a) Name of Person Filing: Wilen Investment Management Corp. (b) Address of Principal Business Office: 14551 Meravi Drive Bonita Springs, Florida 34135 (c) Citizenship or Place of Organization: Florida (d) Title of Class of Securities: Common Stock (e) CUSIP Number: 913788105 Item 3. The Entity Filing is an Investment Adviser registered under section 203 of the Investment Advisers Act of 1940. Item 4. Ownership: (a) Amount Beneficially Owned: 0shares (b) Percent of class: 0.0% (c) Number of Shares as to which such entity has: (i) Sole power to vote or to direct the vote: 0 shares (ii) Shared power to vote or to direct the vote: None (iii) Sole power to dispose or to direct the disposition of: 0 shares. (iv) Shared power to dispose or to direct the disposition of: None Item 5. Ownership of Five Percent or Less of a Class of Securities: Wilen Investment Management sold entire holdings in 2016. Item 6. Ownership of More Than Five Percent on Behalf of Another Person: Not Applicable UNIVERSAL POWER GROUP, INC. Cusip Number 913788105 Page 4 of 4 Item 7. Identification and Classification of Subsidiaries which acquired the security being reported on by the Parent Holding Company: Not Applicable Item 8. Identification and Classification of Members of the Group: Not Applicable Item 9. Notice of Dissolution of Group: Not Applicable Item 10. Certification: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated this 14th day of February 2017. JAMES WILEN James Wilen, President Wilen Investment Management Corp.